State v. Simpson

595 A.2d 803, 1991 R.I. LEXIS 176, 1991 WL 136222
CourtSupreme Court of Rhode Island
DecidedJuly 24, 1991
Docket89-599-C.A.
StatusPublished
Cited by16 cases

This text of 595 A.2d 803 (State v. Simpson) is published on Counsel Stack Legal Research, covering Supreme Court of Rhode Island primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Simpson, 595 A.2d 803, 1991 R.I. LEXIS 176, 1991 WL 136222 (R.I. 1991).

Opinion

OPINION

WEISBERGER, Justice.

This case comes before us on the appeal of the defendants from judgments of conviction entered in the Superior Court wherein both defendants were found guilty of (1) conspiracy to murder Noel Simpson (unrelated to defendants), (2) assault with intent to murder Noel Simpson, (3) assault with a dangerous weapon, to wit a handgun, on Nathan Beatty, and (4) assault with a dangerous weapon, to wit a handgun, on Patricia McCabe. We vacate the convictions and remand the case for a new trial. The facts of the case insofar as they are pertinent to this appeal are as follows.

Nathan Beatty (Beatty) had formed a suspicion that Danny Simpson (Danny) had broken into his apartment on Mawney Street in the city of Providence sometime during the weekend of June 1 and 2, 1985. Thereafter he confronted Danny (the brother of defendants in the case at bar) and accused him of the theft of a television set, cash and some gold jewelry. Danny denied having anything to do with the break-in and theft. The bad feeling between the two escalated, and on June 2 Beatty came to the home of Danny’s mother, Jean Jest, also on Mawney Street, accompanied by Noel Simpson, Calvin Beatty, Manny Beatty, Michael Spruill, Joseph Beatty, Patricia McCabe, and Roxanne Beatty. Some members of this group (hereinafter referred to as the Beatty group) were armed with knives and baseball bats, although the purported purpose of their attendance was to help Beatty move from his apartment wherein the break-in had occurred. As the Beatty group was engaged in removing furniture from the apartment, according to Jean Jest, they were also harassing the Simpson family by uttering epithets and challenges to Danny, who with Steven Simpson (Steven), was on the Jest’s second-floor porch overlooking Mawney Street. Later Howard Simpson (Howard) and two friends arrived in a taxicab and entered the Jest home.

Shortly thereafter, Danny, Howard, and Steven Simpson walked over to the Beatty group, allegedly to try to straighten things out. However, Danny challenged Noel Simpson (Noel) to physical combat. Suddenly two shots rang out, and Noel fell to the ground, seriously injured. Members of the Beatty group testified that Danny had fired the shots. Another witness stated that Howard beat Noel about the head with a bat or billy club. Noel Simpson had sustained a single gunshot wound to the left lower back and a laceration to the back of the head. He was taken to a hospital where he remained about one week.

The defense of both Howard and Steven, as well as that of Danny (who is not before this court at this time), was that it was a member of the Beatty group who had fired the gun, accidentally wounding Noel.

In support of their appeal defendants raise two issues. One is applicable only to Howard and will be considered first. The second issue is applicable to both defendants.

I

THE FAILURE TO INSTRUCT THE JURY THAT NO INFERENCES MIGHT BE DRAWN AGAINST HOWARD SIMPSON FOR NOT TESTIFYING AT THE TRIAL

During the course of the presentation of the defense in the joint trial, Steven *805 and Danny testified in their own behalf. Howard did not take the stand. At the close of the evidence counsel for Howard filed seven written requests for instructions. Request No. 4 read as follows:

“The Defendant, Howard Simpson, did not testify [and] you are instructed not to draw any unfavorable inferences because he has elected to remain silent, a right which is guaranteed to him under the Fifth Amendment to the Bill of Rights of the United States Constitution and the applicable provisions of the Rhode Island Constitution.”

During the course of the trial justice’s charge to the jury, he did not give this instruction. At the close of the charge, the attorney for Howard objected to the failure to give requested instruction No. 4. Although the trial justice did not give the requested instruction, he did state in the course of his charge to the jurors that they should consider only the evidence in the record, not what they did not hear, and further charged that defendants are under no obligation to prove or disprove anything in our system of jurisprudence or to give testimony or to go forward with a defense. “The defendant may choose to testify or not to testify.”

It should be emphasized here that three defendants were tried together; two of the defendants testified, but Howard did not. Consequently the clearest and most unequivocal instruction was required to the effect that no inference should be drawn against Howard for his failure to testify.

In Carter v. Kentucky, 450 U.S. 288, 101 S.Ct. 1112, 67 L.Ed.2d 241 (1981), the Supreme Court of the United States held that the giving of an instruction upon the defendant’s request that a jury may draw no adverse inferences against a defendant based upon his failure to testify is a mandatory constitutional obligation. The Court’s comment upon this constitutional imperative is instructive:

“The freedom of a defendant in a criminal trial to remain silent ‘unless he chooses to speak in the unfettered exercise of his own will’ is guaranteed by the Fifth Amendment and made applicable to state criminal proceedings through the Fourteenth. Malloy v. Hogan, 378 U.S. [1], at 8 [84 S.Ct. 1489; at 1493-94, 12 L.Ed.2d 653 (1964)]. And the Constitution further guarantees that no adverse inferences are to be drawn from the exercise of that privilege. Griffin v. California, 380 U.S. 609 [85 S.Ct. 1229, 14 L.Ed.2d 106 (1965)]. Just as adverse comment on a defendant’s silence ‘cuts down on the privilege by making its assertion costly,’ id., at 614 [85 S.Ct. at 1232-33], the failure to limit the jurors’ speculation on the meaning of that silence, when the defendant makes a timely request that a prophylactic instruction be given, exacts an impermissible toll on the full and free exercise of the privilege. Accordingly, we hold that a state trial judge has the constitutional obligation, upon proper request, to minimize the danger that the jury will give evidentiary weight to a defendant’s failure to testify.” Id. at 305, 101 S.Ct. at 1121-22, 67 L.Ed.2d at 254.

The Court also noted that jurors are not experts in legal principles and that if uninstructed on the subject, they might be inclined to speculate concerning the reasons for a defendant’s silence and view the exercise of the privilege against testifying as a shelter for wrongdoers.

The Supreme Court of the United States has steadfastly maintained that a defendant’s declining to testify is protected by the Fifth Amendment privilege against self-incrimination and that no adverse inferences may be drawn by the trier of fact therefrom since its landmark case in Griffin v. California, 380 U.S. 609, 85 S.Ct. 1229, 14 L.Ed.2d 106 (1965). Indeed the Court has held that a prophylactic instruction admonishing the jury that no adverse inferences may be drawn from the failure to testify might properly be given even over the objection of the defendant. Lakeside v. Oregon, 435 U.S.

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668 A.2d 1256 (Supreme Court of Rhode Island, 1996)
State v. Tempest
651 A.2d 1198 (Supreme Court of Rhode Island, 1995)
State v. Scurry
636 A.2d 719 (Supreme Court of Rhode Island, 1994)
State v. Tutt
622 A.2d 459 (Supreme Court of Rhode Island, 1993)
State v. Trepanier
600 A.2d 1311 (Supreme Court of Rhode Island, 1991)
State v. Simpson
599 A.2d 1361 (Supreme Court of Rhode Island, 1991)

Cite This Page — Counsel Stack

Bluebook (online)
595 A.2d 803, 1991 R.I. LEXIS 176, 1991 WL 136222, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-simpson-ri-1991.