State v. Matthew Sheridan

Supreme Court of Rhode Island·Decided June 24, 2021·No. 18-234·Published

Opinion

June 24, 2021

Supreme Court

No. 2018-234-C.A.

(P1/16-1542A)

State :

v. :

Matthew Sheridan. :

NOTICE: This opinion is subject to formal revision before publication in the Rhode Island Reporter. Readers are requested to notify the Opinion Analyst, Supreme Court of Rhode Island, 250 Benefit Street, Providence, Rhode Island 02903, at Telephone (401) 222-3258 or Email opinionanalyst@courts.ri.gov, of any typographical or other formal errors in order that corrections may be made before the opinion is published.

Supreme Court

No. 2018-234-C.A.

(P1/16-1542A)

State :

v. :

Matthew Sheridan. :

Present: Suttell, C.J., Goldberg, Robinson, Lynch Prata, and Long, JJ.

OPINION

Justice Robinson, for the Court. The defendant, Matthew Sheridan, appeals following the entry of a November 21, 2017 judgment of conviction and commitment reflecting the fact that a jury found him guilty of one count of first- degree sexual assault. On appeal, he contends that the trial justice abused his discretion: (1) “when he overruled [Mr.] Sheridan’s objection to Dr. [Amy] Goldberg’s testimony * * * [because] [t]he state’s disclosure was too late and was wholly insufficient, [Mr.] Sheridan was prejudiced, and the trial justice’s remedy did not ameliorate the prejudice;” (2) “when he admitted Dr. Goldberg’s testimony because it invaded the province of the jury;” and (3) “when he permitted the prosecution to refer to the complainant as ‘the victim,’ which prejudiced the jury prior to trial[.]”

For the reasons set forth in this opinion, we affirm the judgment of the Superior Court.

I

Facts and Travel

On May 11, 2016, Mr. Sheridan was charged by indictment with one count of first-degree sexual assault, alleging that he had “engage[d] in sexual penetration, to wit, mouth to penis, with [Jasper1], by force or coercion, in violation of §11-37-2 of the General Laws of Rhode Island * * *.”2 The record reflects that Jasper was fifteen at the time of the assault at issue. It is also important to note at the outset that Mr. Sheridan’s defense was premised on the contention that what transpired between Jasper and him was consensual. Additionally, the crux of the issue on appeal is the admissibility of testimony by Amy Goldberg, M.D., to the effect that it was her opinion, to a reasonable degree of medical certainty, that it is possible for an adolescent male to become erect and to ejaculate in response to an unwanted touching or sexual assault.

1 We refer pseudonymously to the complaining witness, who was a minor at the time of the incident in question. 2 Mr. Sheridan was also indicted on one count of second-degree sexual assault.

On June 12, 2017, the state dismissed this charge pursuant to Rule 48(a) of the Superior Court Rules of Criminal Procedure.

A trial ultimately ensued over five days in June of 2017. We relate below, in chronological order, the salient aspects of what transpired at trial.

A

Voir Dire

The jury selection in this case began on June 12, 2017. During the course of voir dire, the state referred to Jasper as the “victim * * *.” Defense counsel then moved during a sidebar to have the word “complainant” or “complaining witness” used instead of “victim.” The trial justice stated as follows:

“I agree with you. I probably would have said it on my own. I didn’t catch it. I agree. Let’s refrain from using that term. I think the term complaining witnesses or complainant but not victim. I agree.

“* * *

“It has a negative connotation obviously and I would ask that you not reference the complaining witness with that word.

“* * *

“* * * I know it is hard to, we typically use that term when we are talking off the record but here with their minds completely fresh and impressionable we probably want to avoid it.”

Thereafter, during voir dire, the prosecutor referred to Jasper as the “victim”

on three occasions. There were no objections to any of those three uses of the word “victim” with respect to Jasper by the prosecutor. At the close of voir dire, defense

counsel represented that the jury was satisfactory to Mr. Sheridan, without any further comment.

B

Objection to the Testimony of Dr. Goldberg On June 12, 2017, defense counsel filed a written objection to the admission of Dr. Goldberg’s testimony on the grounds that it was “[l]ate and [i]ncomplete [d]iscovery;” “[i]mproper [e]xpert [t]estimony;” and “[b]olstering * * *.” Specifically, he contended that notice of Dr. Goldberg’s testimony was presented to the defense only on Friday, June 9, 2017, two days prior to the start of trial, which did not provide the defense with “enough time properly to counter it.” He further stated that the testimony invaded the “province of the jury to determine whether or not [Jasper’s] responses to these forced sexual encounters actually constitutes evidence of consent.” Mr. Sheridan added that the jurors were capable of making the necessary credibility determination as laypeople and did not need an expert opinion. Lastly, he averred that the testimony at issue would constitute bolstering “since the sole purpose is to justify [Jasper’s] reaction to alleged acts of sexual assault by means of an expert medical opinion.” He then requested “a Daubert hearing”3 prior to trial and a continuance if the testimony was to be admitted.

3 See Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579 (1993).

Thereafter, a hearing on defendant’s objection was held on Tuesday, June 13, 2017, after the impaneling of the jury was completed. At that hearing, defense counsel stated as follows:

“[T]his past Friday at noontime I received formal notification of Dr. Goldberg as a potential witness to testify and I will [cite] the description. Dr. Goldberg is expected to testify regarding the physical responses of adolescent young men to stimuli slash physical contact.

“On Monday I received from the State Dr.

Goldberg’s CV. I’m familiar with Dr. Goldberg so I’m not concerned about the arrival of the CV and later on Monday and later last night I received several articles, presumably that Dr. Goldberg would rely upon in terms of this. I received a letter from Dr. Goldberg addressing the following:

“I have been asked to provide testimony regarding a case of a 15 year old male who was allegedly sexually assaulted. I am able to testify to the question of whether a male can have an erection and ejaculate during sexual assault * * *. I base my opinion on review of the literature and clinical experience.”

Defense counsel went on to clarify that he was “not arguing discovery violation;” but he added that he was “saying it is late.” He stated that he was “scrambling to prepare voir dire examination, opening strategy, whole nine yards, and now I have to deal with this issue and I have asked this Court not to allow it given the lateness of this particular disclosure.” He did acknowledge that the prosecutor had put him on oral notice that she would be “pursuing this” but that “[n]othing was definitive at the time * * *.”

Defense counsel contended that Dr. Goldberg’s testimony should not be permitted because it was an expert medical opinion, involving “complicated medical journal articles” that he would have to review; he added that he would have a “limited opportunity to consult with [his] own medical professionals * * *.” He averred that it put the defense “at a significant disadvantage * * *.” Defense counsel further posited that the testimony invaded the province of the jury and would “potentially” constitute bolstering.

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