State v. Silva

890 P.2d 702, 78 Haw. 115, 1995 Haw. App. LEXIS 10
CourtHawaii Intermediate Court of Appeals
DecidedMarch 13, 1995
Docket16411
StatusPublished
Cited by62 cases

This text of 890 P.2d 702 (State v. Silva) is published on Counsel Stack Legal Research, covering Hawaii Intermediate Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Silva, 890 P.2d 702, 78 Haw. 115, 1995 Haw. App. LEXIS 10 (hawapp 1995).

Opinion

ACOBA, Judge.

Defendant Solomon Silva (Defendant) was charged with committing assault in the third degree in violation of Hawaii Revised Statutes (HRS) § 707-712(a) (1985) on Cheryl Moriyama (Moriyama) and Douglas Dilliner (Dilliner) on January 29, 1991. Following a jury-waived trial on June 26, 1992, he was convicted of the charge involving Moriyama and sentenced to one year’s probation with a $400 fine. Defendant was acquitted of the other charge. During the trial, the trial court asked 110 questions of the State’s witness, Dilliner, and dissuaded Defendant from testifying in his own defense. Moriyama did not appear or testify. We hold that Defendant’s constitutional and statutory rights were violated, set aside the July 31, 1992 judgment of conviction, and remand the case for a new trial before a different judge.

I.

A state criminal defendant is entitled to an impartial judge as part of the fair trial guarantee in the due process clause of the fourteenth amendment of the United States Constitution. “The [s]tate[,] of eourse[,] must provide a trial before an impartial judge ... [because] [without [this] basic protection[ ], a criminal trial cannot reliably serve its function as a vehicle for determination of guilt or innocence, and no criminal punishment may [then] be regarded as fundamentally fair.” Rose v. Clark, 478 U.S. 570, 577-78, 106 S.Ct. 3101, 3106, 92 L.Ed.2d 460 (1986) (citations omitted). It is well set-tied that, “A fair trial in a fair tribunal is a basic requirement of due process. Fairness[,] of course[,] requires an absence of actual bias in the trial of cases. But our system of law has always endeavored to prevent even the probability of unfairness.” In re Murchison, 349 U.S. 133, 136, 75 S.Ct. 623, 625, 99 L.Ed. 942 (1955). Thus, “ ‘every procedure which would offer a possible temptation to the ... judge ... not to hold the balance nice, clear and true between the State and the accused, denies the latter due process of law.’” Id. (quoting Tumey v. Ohio, 273 U.S. 510, 532, 47 S.Ct. 437, 444, 71 L.Ed. 749 (1927)). Accord State v. Brown, 70 Haw. 459, 467, 776 P.2d 1182, 1187-88 (1989) (due process requires that a defendant charged by a judge with an indirect constructive criminal contempt for failing to appear before the court be tried for that charge before a different judge);

The Hawaii Supreme Court has long acknowledged that an impartial judge is required to insure a fair trial. Peters v. Jamieson, 48 Haw. 247, 255, 397 P.2d 575, 582 (1964); In re Trask, 46 Haw. 404, 420, 380 P.2d 751, 760 (1963) (per curiam); Glover v. Fong, 39 Haw. 308, 316 (1952). See also Territory v. Van Culin, 36 Haw. 153, 161 (1942) (trial judge “ ‘should not intimate any opinion upon the facts, assume the prisoner’s guilt, or use any expression calculated to prejudice the rights of either party’ ” (quoting Territory v. Kekipi, 24 Haw. 500, 504 (1918))). Since the due process clause in section 5, article I of the Hawaii Constitution is identical to the due process clause in the fourteenth amendment of the United States Constitution, 1 we hold that the right to an impartial judge also inheres in section 5 of article I of the Hawaii Constitution. See State v. Hutch, 75 Haw. 307, 321-22, 861 P.2d 11, 19 (1993) (because the right to appear pro se under the sixth amendment of the United States Constitution is applicable to the states under the fourteenth amendment, the right is also guaranteed to defendants under the similar provision in article I, section 14 of the Hawaii Constitution). Our state constitutional safeguards “must at least comport with *118 United States Supreme Court standards.” State v. Grahovac, 52 Haw. 527, 533, 480 P.2d 148, 152 (1971). Accord State v. Texeira, 50 Haw. 138, 142 n. 2, 433 P.2d 593, 597 n. 2 (1967) (“we [must] afford defendants the minimum protection required by federal interpretations of the [flourteenth [a]mendment to the [f]ederal [constitution”). See also State v. Santiago, 53 Haw. 254, 265, 492 P.2d 657, 664 (1971).

Here, the court asked 110 questions of a prosecution witness. Undeniably, “a trial judge has the right to examine witnesses to elicit pertinent material facts not brought out by either party or to clarify testimony” as incident to his or her truth-seeking power. Hutch, 75 Haw. at 327, 861 P.2d at 21. This proposition is buttressed by Hawaii Rules of Evidence Rule 614(b) (1985) which states that, “The court may interrogate witnesses, whether called by itself or by a party.” Understandably, there may be times in a trial when seemingly relevant points are not explored by counsel and counsel’s failure to do so will be frustrating to the trial court. But, there are limits to the extent to which a trial court may insert itself into the proceedings.

Accordingly, “ ‘[t]he power or discretion of a trial judge to question a witness is not unlimited or unbounded[.]’ ” State v. Schutter, 60 Haw. 221, 222, 588 P.2d 428, 429 (1978) (per curiam) (quoting 81 Am.Jur.2d Witnesses § 419, at 426 (1976) (Am.Jur.)). For, “ ‘[w]hile the mere fact that the judge examines a witness at some length is not necessarily improper, it is improper for a judge to conduct an unduly extended examination of any witness.’” Id. (quoting 81 Am.Jur. § 419, at 426-27). When the court questions witnesses in a jury trial, “‘the judge should not by ... his [or her 2 ] questioning indicate ... [an] opinion as to the merits of the case,’ ” to avoid creating jury bias for one side or the other. Id. at 222-23, 588 P.2d at 429 (quoting 81 Am.Jur. § 419, at 427). In a jury-waived trial, the particular danger of jury bias is absent and so “the judge is accorded considerably greater discretion in the questioning of witnesses in jury-waived trials[.]” Hutch, 75 Haw. at 326 n. 8, 861 P.2d at 21 n. 8.

Nevertheless, “ ‘[t]he judge should not assume the role of an advocate for either party[.]’ ” Schutter, 60 Haw. at 223, 588 P.2d at 429 (quoting 81 Am.Jur. § 419, at 427) (court’s examination of witness in jury-waived trial excessive). This caution is all the more important in a jury-waived trial where the court acts both as the judge of the law and as the judge of the facts. 3 When the trial judge fails to act impartially and takes on the role of the prosecutor, the resulting conviction will be reversed. Van Culin, 36 Haw. at 162-63 (defendant deprived of fair trial when judge takes on the role of prosecutor). A judge takes on the role of the prosecutor when he or she conducts a “rigorous, persistent and extensive interrogation” of a witness, eliciting testimony which “tends to discredit the theory of the defense ... with questions normally identified with a prosecutor[J”

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Bluebook (online)
890 P.2d 702, 78 Haw. 115, 1995 Haw. App. LEXIS 10, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-silva-hawapp-1995.