State v. Shaun M. Sanders
Opinions
MICHAEL J. GABLEMAN, J.
*527¶ 1 This is a review of a published decision of the court of appeals affirming the Waukesha County Circuit Court's judgment of conviction1 and order denying postconviction *528relief2 to Shaun Sanders. State v. Sanders,
¶ 2 Sanders raises a single issue for our review: do circuit courts possess statutory competency3 to proceed in criminal *20matters when the adult defendant was charged for conduct he committed before his tenth birthday?
¶ 3 We hold that circuit courts possess statutory competency to proceed in criminal matters when the adult defendant was charged for conduct he committed before his tenth birthday. The defendant's age at the time he was charged, not his age at the time he committed the underlying conduct, determines whether the circuit court has statutory competency to hear his case as a criminal, juvenile delinquency, or JIPS matter. Consequently, the circuit court in this case possessed statutory competency to hear Sanders' case as a criminal matter because he was an adult at the time he was charged. Therefore, his counsel did not perform deficiently by failing to raise a meritless motion. Accordingly, we affirm the court of appeals.
I. BACKGROUND
A. Statutory Background
¶ 4 In order to understand this case, one must understand the three forms of statutory competency exercised in Wisconsin over those accused of committing criminal conduct.
*529¶ 5 A person who is 17 years of age or older is subject to a criminal proceeding. See
¶ 6 A juvenile5 "10 years of age or older who is alleged to be delinquent" is subject to a juvenile delinquency proceeding.
¶ 7 A juvenile "under 10 years of age [who] has committed a delinquent act" is subject to a JIPS6 proceeding.
B. Factual and Procedural Background of Sanders' Case
¶ 8 Starting when Sanders was around eight or nine years old, and his younger *21sister H.S. was six or seven years old,7 he would ask for a "peek," which meant H.S. was expected to lift her shirt and expose her breasts. As time elapsed, peeks progressed to include Sanders touching and sucking H.S.'s breasts, and eventually Sanders forcing oral sex on H.S.
¶ 9 The abuse stopped when Sanders was 18 and H.S. was 16. H.S.'s boyfriend, R.N., heard Sanders request a peek while R.N. was Skyping8 with H.S. H.S. immediately terminated the Skype call, and reconnected approximately one minute later. H.S. told R.N. what it meant when Sanders requested a peek, but *531swore him to secrecy. R.N. told a school official about the incident a few months later. The school reported the allegations to the local police, who then launched an investigation.
¶ 10 The district attorney charged Sanders with four counts of criminal misconduct: (1) repeated sexual assault of a child contrary to
Free access — add to your briefcase to read the full text and ask questions with AI
MICHAEL J. GABLEMAN, J.
*527¶ 1 This is a review of a published decision of the court of appeals affirming the Waukesha County Circuit Court's judgment of conviction1 and order denying postconviction *528relief2 to Shaun Sanders. State v. Sanders,
¶ 2 Sanders raises a single issue for our review: do circuit courts possess statutory competency3 to proceed in criminal *20matters when the adult defendant was charged for conduct he committed before his tenth birthday?
¶ 3 We hold that circuit courts possess statutory competency to proceed in criminal matters when the adult defendant was charged for conduct he committed before his tenth birthday. The defendant's age at the time he was charged, not his age at the time he committed the underlying conduct, determines whether the circuit court has statutory competency to hear his case as a criminal, juvenile delinquency, or JIPS matter. Consequently, the circuit court in this case possessed statutory competency to hear Sanders' case as a criminal matter because he was an adult at the time he was charged. Therefore, his counsel did not perform deficiently by failing to raise a meritless motion. Accordingly, we affirm the court of appeals.
I. BACKGROUND
A. Statutory Background
¶ 4 In order to understand this case, one must understand the three forms of statutory competency exercised in Wisconsin over those accused of committing criminal conduct.
*529¶ 5 A person who is 17 years of age or older is subject to a criminal proceeding. See
¶ 6 A juvenile5 "10 years of age or older who is alleged to be delinquent" is subject to a juvenile delinquency proceeding.
¶ 7 A juvenile "under 10 years of age [who] has committed a delinquent act" is subject to a JIPS6 proceeding.
B. Factual and Procedural Background of Sanders' Case
¶ 8 Starting when Sanders was around eight or nine years old, and his younger *21sister H.S. was six or seven years old,7 he would ask for a "peek," which meant H.S. was expected to lift her shirt and expose her breasts. As time elapsed, peeks progressed to include Sanders touching and sucking H.S.'s breasts, and eventually Sanders forcing oral sex on H.S.
¶ 9 The abuse stopped when Sanders was 18 and H.S. was 16. H.S.'s boyfriend, R.N., heard Sanders request a peek while R.N. was Skyping8 with H.S. H.S. immediately terminated the Skype call, and reconnected approximately one minute later. H.S. told R.N. what it meant when Sanders requested a peek, but *531swore him to secrecy. R.N. told a school official about the incident a few months later. The school reported the allegations to the local police, who then launched an investigation.
¶ 10 The district attorney charged Sanders with four counts of criminal misconduct: (1) repeated sexual assault of a child contrary to
¶ 11 At the close of the State's case-in-chief, Sanders' counsel moved for an order to dismiss count one, repeated sexual assault of a child contrary to *532
¶ 12 Sanders brought a postconviction motion alleging, inter alia, that his trial counsel was ineffective for failing to bring a pre-trial motion to dismiss count one. Even though Sanders was acquitted of count one, he alleged that he was prejudiced because the inclusion of count one allowed evidence of acts taking place between September 26, 2003, and June 5, 2006, to be admitted that would have been irrelevant and, therefore, presumably excluded, if count one had been dismissed. Specifically, Sanders confessed to police and testified at trial that he engaged in peeks with H.S. when he was eight to nine years old, but the peeks ended after one month and never progressed beyond viewing H.S.'s breasts.12 Sanders argued that his confession *533would have been irrelevant, and thus inadmissible, without count one. He argued that he was prejudiced because the confession added credibility to H.S.'s testimony and detracted from what his defense would otherwise have been but for count one; specifically, that the peeks never happened.
¶ 13 The circuit court denied Sanders' postconviction motion. Relying on our reasoning in State v. Annala,
¶ 14 Sanders appealed. The court of appeals first clarified that the issue raised was one of statutory competency, not jurisdiction. Sanders,
¶ 15 Sanders petitioned this court for review, which we granted on June 12, 2017.
*534II. STANDARD OF REVIEW
¶ 16 Whether circuit courts possess statutory competency is a question of law we review de novo. City of Eau Claire v. Booth,
¶ 17 "Whether a defendant received ineffective assistance of counsel is a mixed question of law and fact." State v. Maday,
III. ANALYSIS
¶ 18 We first address whether the issue Sanders raises is one of subject matter jurisdiction or circuit court competency. We next consider whether Sanders' trial counsel was ineffective for failing to file a pre-trial motion to dismiss count one. We hold that the circuit court possessed statutory competency to hear Sanders' case as a criminal matter. Thus, his counsel did not perform deficiently by failing to file a meritless motion seeking to dismiss count one prior to trial.
A. Sanders Alleges His Attorney was Ineffective for Failing to Challenge the Statutory Competency of the Circuit Court to Hear His Case as a Criminal Matter.
1. Sanders raises an issue of statutory competency.
¶ 19 At various points throughout his briefing, *535Sanders seems to treat the concepts of statutory competency and subject matter jurisdiction as identical. Though the concepts are often conflated, they are distinct. Kett v. Cmty. Credit Plan, Inc.,
¶ 20 Subject matter jurisdiction defines a circuit court's "ability to resolve certain types of claims." Christine M. Wiseman & Michael Tobin, Wisconsin Practice Series: Criminal Practice and Procedure § 1:11, n.2 (2d ed. 2017). Statutory competency, on the other hand, defines a circuit court's "ability to undertake a consideration of the specific case or issue before it."
¶ 21 Subject matter jurisdiction is defined by our constitution.
¶ 22 In contrast, statutory competency is established by the legislature. Id., ¶ 9 ("We have recognized, however, that a circuit court's ability to exercise the subject matter jurisdiction vested in it by the constitution may be affected by noncompliance with statutory requirements pertaining to the invocation of that jurisdiction in individual cases."). A circuit court loses statutory competency when the court or a party *536fails to abide by a statutory mandate. Id., ¶ 10. These statutory mandates include time limits, mandatory release plans in chapter 980 cases, conditions precedent to modifying child support orders, and charging repeat OWI offenders criminally rather than civilly. Id., ¶ 13 (citations omitted); Booth,
¶ 23 In this case, Sanders raises an issue of statutory competency because age limits on criminal, juvenile delinquency, and JIPS matters both define and restrict how a circuit court may address the specific case before it, and not whether a circuit court can hear criminal, juvenile delinquency, or JIPS matters generally. See Wiseman & Tobin, supra ¶20.
¶ 24 Unlike challenges to subject matter jurisdiction, challenges to statutory *24competency may be forfeited13 or waived. Id., ¶3. This is so because statutory competency is "a 'narrower concept' involving a 'lesser power' than subject matter jurisdiction." Id., ¶14 (citing Vill. of Shorewood v. Steinberg,
¶ 25 Sanders' counsel had the opportunity, both before and during trial, to challenge the circuit court's competency to proceed on count one, but failed to do so. Sanders' counsel had sufficient notice that at least some of the alleged conduct underlying count one occurred while Sanders was eight or nine years old. The criminal complaint, as well as the information, provided notice of the time period during which the conduct recited in count one occurred.
¶ 26 During trial, testimony from Sanders and H.S. confirmed that Sanders was eight or nine years old when the conduct underlying count one started. See Thomas v. State,
¶ 27 Further, H.S. testified that the peeks began when she was six or seven years old. Sanders is approximately two years older than H.S., which means Sanders was eight or nine when the peeks began.
*538B. Counsel did not Perform Deficiently by Failing to Challenge the Circuit Court's Statutory Competency as to Count One.
¶ 28 A criminal defendant's constitutional right to counsel is infringed if counsel provides ineffective assistance. State v. Floyd,
¶ 29 Counsel performs deficiently if his conduct "[falls] below an objective standard of reasonableness" for an attorney in the same position. Strickland,
¶ 30 A deficiency is prejudicial if there is a "reasonable probability that, but for counsel's unprofessional errors, the result of the proceedings would have been different. A reasonable probability is a probability sufficient to undermine confidence in the [proceedings'] outcome." Strickland,
*5391. In Wisconsin, it is well-settled that statutory competency to hear a case as a criminal, juvenile delinquency, or JIPS matter is determined by the age of the accused at the time the offense is charged.
¶ 31 Wisconsin courts have uniformly held that statutory competency is determined by the age of the accused at the time charges are filed, not the age of the accused at the time the underlying conduct occurred. Annala,
¶ 32 We first addressed this issue in Koopman,
¶ 33 We held that Koopman was properly charged in criminal court because it was that court that had statutory competency to proceed in Koopman's case. Id. at 499,
¶ 34 We bolstered our holding with two observations. First, we drew an analogy between competency to hear a juvenile delinquency matter and competency to waive juvenile court jurisdiction. Because a juvenile court could waive its jurisdiction over a juvenile over 16 (thus allowing the *26juvenile to be tried as an adult) based on the juvenile's age at the time charged, then the circuit court's competency to hear a juvenile delinquency matter in the first place similarly depended on the defendant's age at the time charged. Id. at 499,
¶ 35 The court of appeals subsequently applied the reasoning of Koopman in D.V.,
¶ 36 D.V. argued that the circuit court lacked statutory competency17 to hear the juvenile delinquency petition because the conduct occurred when his case would have been heard as a JIPS matter.
¶ 37 Later, we had the opportunity to apply the reasoning of Koopman in Annala,
*542¶ 38 Annala challenged his conviction for the same substantive reason Sanders challenges his: the circuit court lacked statutory competency to proceed because the conduct occurred when he was at an age when he would not be subject to criminal liability.
*27
¶ 39 We bolstered our reasoning with two observations. First, to preclude adults from being charged for crimes committed when they were juveniles would serve to implicitly, but definitively, shorten legislatively-prescribed statutes of limitation. Id. at 465-66,
think that the legislature intended to allow a minor who is less than sixteen years old who commits a serious felony to cajole or manipulate the victim or conceal the crime or conceal suspected culpability for the crime until reaching eighteen years of age and thereby conclusively frustrating the State's ability to hold him or her accountable for the wrongdoing. Had the legislature intended to effectuate this drastic change in the law, it would have done so in an express and clearly understandable manner.
*543
¶ 40 As we recognized in State v. Becker, the State violates a defendant's right to due process when it delays charging as part of "a deliberate effort to avoid juvenile court jurisdiction."
¶ 41 Other jurisdictions that adhere to the rule that a person's age at the time of charging determines whether a juvenile or criminal matter is proper apply similar safeguards. Samuel M. Davis, Rights of Juveniles, § 2:3 n.13 (2018); see also State v. Isaac,
2. Our precedent is based upon sound legal reasoning and long-standing principles of statutory competency.
¶ 42 A majority of courts addressing this issue are in accord with the long-standing precedent that *544Wisconsin has uniformly applied in these cases. Wayne R. LaFave, Substantive Criminal Law, § 9.6 (3d ed. Oct. 2017) ; see also H.D. Warren & C.P. Jhong, Age of Child at Time of the Alleged Offense or Delinquency, or at Time of Legal Proceedings, as Criterion of Jurisdiction of Juvenile Court,
¶ 43 In Blake, the defendant challenged his indictment as violating *28
¶ 45 The court reasoned juvenile court jurisdiction applies only to "[a] child charged."
3. Application to Sanders
¶ 46 Sanders does not argue that the reasoning of Koopman, D.V., and Annala is flawed or that they should be overruled. Rather, he argues that the reasoning of those three cases does not apply to him because the charges in those cases "jumped" only one level (i.e., JIPS to juvenile in D.V. and juvenile to criminal court in Koopman and Annala ), whereas his charges "jumped" two levels (i.e., JIPS to criminal court). Sanders views juvenile delinquency and criminal matters to be highly analogous because both punish criminal conduct and attempt to rehabilitate offenders through various sanctions, including confinement. He contrasts this with JIPS matters, which concentrate on rehabilitation, *546rather than punishment, and do not allow for confinement. Based on these distinctions, he argues that the legislature intended ten years to be the minimum age for criminal responsibility such that a person can never be criminally charged for conduct committed before his tenth birthday.
¶ 47 Sanders bases his conclusion on a distinction that lacks a legal difference. The reasoning that applied to the charges that "jumped" one level in Koopman, D.V., and Annala applies just as strongly to Sanders for two reasons: (1) we are not persuaded that the legislature intended to leave the State with no recourse when criminal conduct committed before a person's tenth birthday does not come to light until on or after the person has reached his 17th birthday; and (2) the legislature's *29inaction on statutory competency since Koopman, D.V., and Annala evinces legislative acquiescence to our interpretation of the competency statutes.
¶ 48 First, we are not persuaded that the legislature intended to leave the State with no recourse when criminal conduct committed before a person's tenth birthday does not come to light until on or after the person has reached his 17th birthday. We are not persuaded now, just as we were not persuaded in Annala, "that the legislature intended to allow a minor ... to cajole or manipulate the victim[,] conceal the crime[,] or conceal suspected culpability for the crime until reaching [17] years of age and thereby conclusively frustrat[e] the State's ability to hold him or her accountable for the wrongdoing." Annala,
¶ 49 Sanders could not be the subject of a juvenile delinquency proceeding because he is no longer a juvenile. The structure of the relevant statute for juvenile court competency has remained unchanged since Koopman: "The [juvenile] court has exclusive [competency] ... over any juvenile 10 years of age or older who is alleged to be delinquent."
¶ 50 Similarly, Sanders could not be subject to a JIPS proceeding because he is no longer a juvenile under ten years of age. Circuit courts possess statutory competency in JIPS cases when a "juvenile is under 10 years of age and has committed a delinquent act."
¶ 51 As the foregoing analysis demonstrates, if Sanders could not have been criminally charged for the conduct at issue in this case when 19, then he could not have been charged at all. If the legislature had wanted *548this "drastic" result, "it would have done so in an express and clearly understandable manner." Annala,
¶ 52 Second, our plain reading of
¶ 53 Even though the legislature has not established a minimum age for criminal responsibility, other safeguards are built in:
• Statutes of Limitations: In situations where the general six-year statute of limitations for felonies *549applies (which is the vast majority of felonies), an adult cannot be criminally charged for conduct committed before the person's tenth birthday. SeeWis. Stat. § 939.74 (1). Mathematically, at least six years must elapse between conduct committed before the person's tenth birthday and the person's seventeenth birthday.
• Mens Rea Elements: Intent elements serve to protect juveniles who, in the judgment of the jury, could not form criminal intent. See State v. Stephen T.,2002 WI App 3 , ¶ 13,250 Wis. 2d 26 ,643 N.W.2d 151 ("[T]he State must prove as an element of the crime that the perpetrator had the specific intent to touch the victim for the purpose of sexual arousal or gratification."). In fact, this protection may have benefitted Sanders in this case. Though we cannot know with certainty why the jury acquitted Sanders of count one, we observe that the jury sent a note to the circuit court during deliberations questioning whether a juvenile under 12 years old could form the requisite intent to perform an act for his own sexual arousal or gratification.
• Inappropriate Filing Delays: Both the United States and Wisconsin Constitutions protect defendants from intentional delay by the State when that delay is calculated to avoid a JIPS or juvenile proceeding. Becker,74 Wis. 2d at 677 ,247 N.W.2d 495 (citing Miller v. Quatsoe,348 F.Supp. 764 (E.D. Wis. 1972) ("[W]hen the filing of the complaint determines juvenile court jurisdiction, then this filing cannot be delayed in order to avoid juvenile court jurisdiction unless the juvenile is granted a hearing with the necessary constitutional safeguards.") ).
¶ 54 Time has not changed the logic underpinning our prior opinions on this issue and so we take this opportunity to reemphasize our holdings therein: the *550age of the accused person at the time of charging, not the time he committed the act underlying the charge, determines whether the case is properly heard as a criminal, juvenile delinquency, or JIPS matter. Consequently, any motion to dismiss count one prior to trial would have been meritless because the circuit court possessed statutory competency to hear the case as a criminal matter. Sanders' trial counsel did not perform deficiently because failure to bring a meritless motion does not constitute deficient performance. Cummings,
IV. CONCLUSION
¶ 55 We hold that circuit courts possess statutory competency to proceed in criminal matters when the adult defendant was *31charged for conduct he committed before his tenth birthday. The defendant's age at the time he was charged, not his age at the time he committed the underlying conduct, determines whether the circuit court has statutory competency to hear his case as a criminal, juvenile delinquency, or JIPS matter. Consequently, the circuit court possessed statutory competency to hear Sanders' case as a criminal matter because he was an adult at the time he was charged. Therefore, his counsel did not perform deficiently by failing to raise a meritless motion. Accordingly, we affirm the court of appeals.
By the Court. -The decision of the court of appeals is affirmed.
2018 WI 51 (State v. Shaun M. Sanders) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.