State v. Rutherford

707 So. 2d 1129, 1997 WL 631850
CourtDistrict Court of Appeal of Florida
DecidedFebruary 4, 1998
Docket95-4214
StatusPublished
Cited by29 cases

This text of 707 So. 2d 1129 (State v. Rutherford) is published on Counsel Stack Legal Research, covering District Court of Appeal of Florida primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Rutherford, 707 So. 2d 1129, 1997 WL 631850 (Fla. Ct. App. 1998).

Opinion

707 So.2d 1129 (1997)

STATE of Florida, Appellant,
v.
James RUTHERFORD, Appellee.

No. 95-4214.

District Court of Appeal of Florida, Fourth District.

October 15, 1997.
Opinion Denying Rehearing and Certification February 4, 1998.

*1130 Robert A. Butterworth, Attorney General, Tallahassee, and Patricia Ann Ash, Assistant Attorney General, West Palm Beach, for appellant.

J. David Bogenschutz of Bogenschutz & Dutko, P.A., Fort Lauderdale, for appellee.

EN BANC

GROSS, Judge.

This is an appeal from an order suppressing medical records obtained by a state attorney's investigative subpoena in a criminal proceeding. Because the records were obtained contrary to constitutional and statutory provisions, we affirm.

After an automobile accident on Interstate 95, an ambulance brought appellee, James Rutherford, to Broward General Medical Center. Florida Highway Patrol investigators believed that Rutherford had been the driver of a car involved in a high speed crash with a loss of control. The passenger in the car died at the scene of the accident.

The investigators went to the hospital to interview Rutherford. They perceived the odor of an alcoholic beverage on his breath and requested that a blood sample be taken from him pursuant to either section 316.1932(1)(c) or 316.1933, Florida Statutes (1995). At the time, Rutherford was in the emergency room undergoing treatment as a "priority 1" patient. The blood was drawn at the officers' request 4 hours and 45 minutes after the crash.

Rutherford had arrived at the hospital about 45 minutes after the collision. The investigators believed that there were hospital records or reports made shortly after Rutherford's arrival that may have indicated that he was under the influence of alcohol and that showed test results for his blood alcohol level.

The prosecutor caused a subpoena duces tecum to issue to the Broward General Medical Center for all of the hospital's medical records regarding Rutherford. The state did not give either Rutherford or his lawyer notice of the subpoena. Obeying the subpoena, the hospital furnished Rutherford's records to the state. The state was thus able to review Rutherford's medical records without complying with the notice provision of subsection 395.3025(4)(d), Florida Statutes (1995), and the procedural requirements of Hunter v. State, 639 So.2d 72 (Fla. 5th DCA 1994), which this court adopted in Ussery v. State, 654 So.2d 561 (Fla. 4th DCA 1995).

The trial court granted Rutherford's motion to suppress the medical records obtained by the subpoena, on the basis of State v. Wenger, 560 So.2d 347 (Fla. 5th DCA 1990).[1] The court denied the state's request for an opportunity to comply with Hunter by demonstrating the relevancy of the records to its pending criminal investigation so that a second subpoena duces tecum could issue for the same medical records that it had already reviewed.

Section 395.3025(4) states that a hospital's "patient records are confidential and must not be disclosed without the consent of the person to whom they pertain." Subsection 395.3025(4)(d) provides an exception to the rule of non-disclosure without the patient's consent

[i]n any civil or criminal action, unless otherwise prohibited by law, upon the issuance of a subpoena from a court of competent jurisdiction and proper notice by the party seeking such records to the patient or his or her legal representative.

In Hunter v. State, the fifth district construed section 395.3025(4)(d) in conjunction with section 27.04, Florida Statutes (1993), which allows a state attorney "the process of his or her court" to summon and examine witnesses in the course of a criminal investigation. Hunter involved the state attorney's attempt to subpoena records from a hospital *1131 as part of a criminal investigation of a traffic accident. The state took the position that section 27.04 authorized the issuance of a subpoena by the clerk at the prosecutor's discretion, without the necessity of a judge's approval or notice to the patient under section 395.3025(4)(d).

The fifth district rejected this argument, holding that for a state attorney's investigative subpoena for hospital records to issue, the prosecutor must first comply with the procedural requirements of section 395.3025(4)(d). See Hunter, 639 So.2d at 74.

We hold that the state attorney may use an investigative subpoena to compel disclosure of a patient's medical records, but the patient must first be given notice before the subpoena is issued. If the patient objects, the state has the obligation and burden to show the relevancy of the records requested[,] before the subpoena for the patient's medical records is allowed to issue.

Id. This statutory procedure allows the trial court to narrow the scope of a subpoena, to separate information relevant to the criminal investigation from facts that are protected from disclosure by the patient's right to privacy.

Hunter recognized that a patient's medical records were protected under Florida's right to privacy. See Art. I, § 23, Fla. Const.; Slim-Fast Foods Co. v. Brockmeyer, 627 So.2d 104, 106 (Fla. 4th DCA 1993) (stating "that patient's privacy interests require the deletion of identifying information where non-parties' medical files are otherwise discoverable"). Section 395.3025(4)(d) is a legislative determination singling out hospital records as being entitled to protection from prying eyes. See Acosta v. Richter, 671 So.2d 149, 154 (Fla.1996) (noting that statute analogous to section 395.3025(4)(d), section 455.241(2), Florida Statutes (1995), creates a "broad and express privilege of confidentiality" as to medical records and medical condition of patient). Hunter observed that the trial court

must act as a shield to protect the patient's right to privacy by determining whether medical records are relevant to a pending criminal investigation. The role of the court is extremely important because personal and potentially embarrassing information contained in the medical records may be disclosed. This invasion of a patient's privacy can only occur after the court finds a compelling state interest and that the information is relevant.

639 So.2d at 74 (emphasis supplied).

A finding that a patient's hospital records are protected under article I, section 23, is consistent with the broad scope accorded the provision by the Florida Supreme Court. See In re T.W., 551 So.2d 1186, 1192 (Fla. 1989); Winfield v. Division of Pari-Mutuel Wagering, Dep't of Business Regulation, 477 So.2d 544, 546 (Fla.1985). A principal aim of the privacy amendment is to secure informational privacy, to "afford individuals some protection against the increasing collection, retention, and use of information relating to all facets of an individual's life." Rasmussen v. South Florida Blood Serv., Inc., 500 So.2d 533, 536 (Fla.1987). In Winfield, the court held that the amendment covered a citizen's bank records in the custody of a financial institution, materials considerably less "private" than hospital or medical records, traditional matters for which a person might have a legitimate expectation of privacy.

Where a right to privacy attaches, the state may vindicate an encroachment on that right if it demonstrates that the intrusion is justified by a compelling state interest and that the state has used the least intrusive means to accomplish its goal. See

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Bluebook (online)
707 So. 2d 1129, 1997 WL 631850, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-rutherford-fladistctapp-1998.