State v. Roberts

642 P.2d 858, 131 Ariz. 513, 1982 Ariz. LEXIS 176
CourtArizona Supreme Court
DecidedMarch 12, 1982
Docket5349-PR
StatusPublished
Cited by39 cases

This text of 642 P.2d 858 (State v. Roberts) is published on Counsel Stack Legal Research, covering Arizona Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Roberts, 642 P.2d 858, 131 Ariz. 513, 1982 Ariz. LEXIS 176 (Ark. 1982).

Opinions

HOLOHAN, Chief Justice.

The defendant, Charles William Roberts, was convicted of kidnapping and extortion, both involving the use of a deadly weapon in violation of A.R.S. §§ 13-1304, 13-1804 and 13-604. The defendant appealed raising three issues: (1) whether the jury was placed in a coercive atmosphere; (2) whether the consecutive sentences imposed were barred by A.R.S. § 13-116; and (3) whether there was sufficient evidence to support defendant’s conviction for the offense of extortion involving the use of a deadly wea¿ on. The court of appeals held that consecutive sentences were legally imposed and that there was sufficient evidence to support the conviction for extortion involving the use of a deadly weapon. The court of appeals, however, reversed the conviction on the first issue, finding that the jury was placed in a coercive atmosphere. State v. Roberts, 131 Ariz. 519, 642 P.2d 864 (App.1981).

pose of considering the first issue, whether the jury was subjected to a coercive atmosphere. We accept and approve that portion of the opinion of the court of appeals which resolves the other two issues in the case. The portion of the opinion of the court of appeals dealing with the first issue is vacated.

The essential facts are that due to the defendant’s voluntary absence, he was tried in absentia. The trial lasted four days, during which the state called ten witnesses and introduced over 30 exhibits. The defense did not call any witnesses but cross-examined the state’s witnesses at length. The jury retired to begin deliberations at 4:25 P.M. on February 26, 1980 and was excused for the night at 6:00 P.M. Deliberations resumed the following day at 10:00 A.M. At 1:50 P.M. the trial court called the jurors and counsel into open court where the following dialogue took place:

THE COURT: Ladies and gentlemen, my secretary has advised me that the foreman has indicated that it appears the jury is hopelessly deadlocked.
Who is the foreman?
THE FOREMAN: I am, sir.
[515]*515THE COURT: Sir, does it appear there is no reasonable probability that the jury can agree on a verdict?
THE FOREMAN: I posed that question last night, this morning again, and again right after we came back from lunch. We have honestly talked back and forth, deliberated very conscientiously, and we cannot come to a unanimous decision.
THE COURT: May I ask, and don’t disclose which side it is on, but what is the split, 11 to one, five to five or what?
THE FOREMAN: 11 to one. It has been that way since yesterday evening.
THE COURT: Why don’t you all give it a little while longer. There is a lot of evidence, so give it a while longer and see if you can’t reach a verdict. And if you just can’t reach a point where it appears there is no reasonable probability that you can, let us know again. Thank you.

The jury returned verdicts of guilty at 3:15 P.M.

There is a split of authority on the question of the propriety of a trial court’s inquiry into the jury’s numerical division. The United States Supreme Court has held that such an inquiry is in itself reversible error. Brasfield v. United States, 272 U.S. 448, 47 S.Ct. 135, 71 L.Ed. 345 (1926). The reasons for the per se rule are threefold: the inquiry serves no useful purpose that cannot be attained through less intrusive questions; such inquiry has a tendency to be coercive; and it interferes with the proper relation of the court to the jury. Id.; United States v. Hayes, 446 F.2d 309 (5th Cir. 1971); Jacobs v. United States, 279 F.2d 826 (8th Cir. 1960). However, despite Brasfield’s declaration that it is “essential to the fair and impartial conduct of the trial that the inquiry itself should be regarded as ground for reversal,” Brasfield v. United States, supra 272 U.S. at 450, 47 S.Ct. at 135, 71 L.Ed. at 346, the rule has not been held to be inflexible. Beale v. United States, 263 F.2d 215 (5th Cir. 1959); Butler v. United States, 254 F.2d 875 (5th Cir. 1958).

Numerous courts have held that the Bras-field rule is not of constitutional dimensions, but it is a rule of judicial administration, based on the supreme court’s supervisory powers over the federal courts, and thus is not binding on the states. E.g., Cornell v. Iowa, 628 F.2d 1044 (8th Cir. 1980), cert. denied, 449 U.S. 1126, 101 S.Ct. 944, 67 L.Ed.2d 112 (1981); Ellis v. Reed, 596 F.2d 1195 (4th Cir. 1979), cert. denied, 444 U.S. 973, 100 S.Ct. 468, 62 L.Ed.2d 388 (1979); White v. State, 95 Nev. 881, 603 P.2d 1063 (1979); Sharplin v. State, 330 So.2d 591 (Miss.1976). Indeed, only the states of Michigan and New Mexico have held that Brasfield was constitutionally grounded. See State v. Aragon, 89 N.M. 91, 547 P.2d 574 (1976), cert. denied, 89 N.M. 206, 549 P.2d 284 (1976); People v. Wilson, 390 Mich. 689, 213 N.W.2d 193, 77 A.L.R.3d 765 (1973). See also Commonwealth v. Robinson, 102 Pa.Super. 46, 156 A. 582 (1931) (following Brasfield but not addressing whether it was constitutionally based). New Mexico, however, recently overruled Aragon to join the majority in rejecting Brasfield’s per se rule and adopting a “totality of the circumstances” or “cumulative effect” rule. State v. Rickerson, 95 N.M. 666, 625 P.2d 1183 (1981).

Under the totality of the circumstances rule, convictions will be reversed if the cumulative effect of the trial court’s actions had a coercive influence upon the jury. E.g., Cornell v. Iowa, supra; White v. State, supra; Sharplin v. State, supra; People v. Austin, 185 Colo. 229, 523 P.2d 989 (1974); State v. Loberg, 73 S.D. 301, 42 N.W.2d 199 (1950). What conduct amounts to coercion is particularly dependent upon the facts of each case. White v. State, supra; People v. Carter, 68 Cal.2d 810, 69 Cal.Rptr. 297, 442 P.2d 353 (1968).

While we recognize that legitimate purposes can be served by an inquiry into the numerical division of a jury,

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Cite This Page — Counsel Stack

Bluebook (online)
642 P.2d 858, 131 Ariz. 513, 1982 Ariz. LEXIS 176, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-roberts-ariz-1982.