State v. Ristau

511 N.W.2d 83, 245 Neb. 52, 1994 Neb. LEXIS 18
CourtNebraska Supreme Court
DecidedJanuary 28, 1994
DocketS-93-020
StatusPublished
Cited by73 cases

This text of 511 N.W.2d 83 (State v. Ristau) is published on Counsel Stack Legal Research, covering Nebraska Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Ristau, 511 N.W.2d 83, 245 Neb. 52, 1994 Neb. LEXIS 18 (Neb. 1994).

Opinion

Fahrnbruch, J.

Because the record fails to show he had counsel, or waived counsel, during a prior conviction for driving while under the influence of alcohol, Scott A. Ristau claims his sentence for second-offense driving while under the influence of alcohol is invalid.

We vacate the second-offense sentence and remand the cause to the district court for Dakota County with direction to remand it to the Dakota County Court with direction to resentence Ristau in accordance with the law.

FACTS

On September 29, 1992, pursuant to a plea agreement, Ristau pled guilty to (1) driving under the influence of alcohol, second offense, and (2) resisting arrest. In return for the pleas, the State dismissed several other charges.

At Ristau’s plea hearing in the county court, the State summarized the facts supporting the charges to which Ristau entered pleas of guilty. In reciting those facts, the prosecutor stated that “the defendant has a previous conviction for driving under the influence of alcohol in proceeding [sic] in this court concluding on Jan--June 4, 1990, said offense having occurred on March 16, 1990. Based on those facts, the defendant was charged with driving under the influence of alcohol, second offense.” The same information was contained in the complaint charging Ristau with driving under the influence of alcohol, second offense.

The county judge asked Ristau whether the facts as stated by the prosecutor were correct, and Ristau answered, “Yes, Your Honor.” The judge did not ask Ristau whether he had been represented by counsel or whether he had waived counsel during his prior conviction. No certified copy of the prior *55 conviction was offered or received into evidence.

The county judge found a factual basis for accepting Ristau’s guilty pleas and found him guilty on both charges. For driving while under the influence of alcohol, second offense, the court sentenced Ristau to 30 days in jail, fined him $500 plus court costs, and revoked his driver’s license for 1 year. Ristau also was sentenced to 90 days in jail for resisting arrest. His jail sentences were ordered to run concurrently. On appeal to the district court for Dakota County, Ristau’s convictions and sentences were affirmed. Ristau timely appealed.

ASSIGNMENT OF ERROR

Ristau’s sole assignment of error on appeal to this court claims that the district court erred in finding that the lower court found a valid second offense (of driving while under the influence of alcohol).

ANALYSIS

We first address the State’s contention that this court need not consider Ristau’s assignment of error because it was not properly raised. The State contends that Ristau failed to file a timely statement of errors on appeal from the Dakota County Court in accordance with Neb. Ct. R. of Cty. Cts. 52(I)(G) (rev. 1992). Included in the record before this court is a certificate of transcript from the district court which establishes that Ristau timely filed a statement of errors on October 28, 1992. The State concedes this fact in its brief.

Thus, the State’s real contention seems to be that this court cannot consider Ristau’s assignment of error because the record before us does not contain an actual copy of the statement of error filed by Ristau in the district court.

In reviewing decisions of the district court which affirmed, reversed, or modified decisions of the county court, a higher appellate court will consider only those errors specifically assigned in the appeal to the district court and again assigned as error in the appeal to the higher appellate court. See, State v. Gerstner, 244 Neb. 508, 507 N.W.2d 490 (1993); State v. Erlewine, 234 Neb. 855, 452 N.W.2d 764 (1990).

Because the record before us does not contain a copy of Ristau’s statement of error filed in the district court, we cannot determine whether he assigned the same error on appeal to the *56 district court as he has on appeal to this court. However, an appellate court may at its option also consider plain error not assigned. See, also, Neb. Rev. Stat. § 25-1919 (Cum. Supp. 1992); State v. Myers, 244 Neb. 905, 510 N.W.2d 58 (1994). Plain error is error plainly evident from the record and of such a nature that to leave it uncorrected would result in damage to the integrity, reputation, or fairness of the judicial process. Id. We elect to review Ristau’s appeal for plain error.

In a proceeding to enhance a punishment because of prior convictions, the State has the burden to prove such prior convictions. State v. Nowicki, 239 Neb. 130, 474 N.W.2d 478 (1991); State v. Ellis, 216 Neb. 699, 345 N.W.2d 323 (1984); State v. Smith, 213 Neb. 446, 329 N.W.2d 564 (1983). The State cannot meet its burden of proof with a judgment that would have been invalid to support a sentence of imprisonment in the first instance. Baldasar v. Illinois, 446 U.S. 222, 100 S. Ct. 1585, 64 L. Ed. 2d 169 (1980). We have stated repeatedly that under Baldosar, when using a prior conviction to enhance a sentence, the State need only show that at the time of the prior conviction the defendant had, or waived, counsel. See, e.g., State v. Tejral, 240 Neb. 329, 482 N.W.2d 6 (1992); State v. Anderson, 232 Neb. 349, 440 N.W.2d 257 (1989); State v. Thompson, 224 Neb. 922, 402 N.W.2d 271 (1987).

Usually, the State will prove a defendant’s prior convictions by introducing certified copies of the prior convictions or transcripts of the prior judgments. See, e.g., id.; Smith, supra. However, a transcript of judgment which fails to contain an affirmative showing that the defendant had or waived counsel is not admissible and cannot be used to prove a prior conviction. Nowicki, supra. Where a record is silent as to a defendant’s opportunity for counsel, an appellate court may not presume that such rights were respected. See Smith, supra.

This court also has held:

“There is no requirement that the State prove a prior conviction by a transcript of the judgment if the defendant admits that he was in fact convicted as alleged in the complaint.

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Bluebook (online)
511 N.W.2d 83, 245 Neb. 52, 1994 Neb. LEXIS 18, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-ristau-neb-1994.