State v. Rankin

294 N.E.2d 604, 260 Ind. 228, 1973 Ind. LEXIS 519

• Court: Indiana Supreme Court
• Decided: April 4, 1973
• Docket: 373S61
• Status: Published

Opinions

Hunter, J.

This cause is before this Court on a Petition to Transfer filed by the State of Indiana. The cause arose out of a suit initiated by the Attorney General against the trustees-, administrators, and certain students of Indiana State University for damages from the destruction of real and personal property which occurred during a disturbance on the Indiana State University campus. Motions to • Dismiss under TR. 12(B) (6) for failure to state a claim upon which relief could be granted were sustained by the trial court without hearing any evidence. On appeal, the Court of Appeals, First District, affirmed. See State v. Rankin (1972), 282 N. E. 2d 851.

The main contention of the Motions to Dismiss is that the Attorney General had no authority to institute such a suit. The Court of Appeals properly noted that the office of Attorney General was created by statute and is not a constitutional office. State ex rel. Steers v. Lake Criminal Court (1953), 232 Ind. 443, 112 N. E. 2d 445, 113 N. E. 2d 44. The Attorney General can therefore only derive authority via statute. The Court of Appeals then stated that it is incumbent upon the Attorney General to demonstrate explicit legal authority granting him the right to initiate the suit. With this statement we do not agree. The Attorney General need not state in his complaint the explicit legal basis for his authority to bring the suit. When the opposing party raises the issue it is then up to the trial judge to determine from all the circumstances whether the Attorney General does have the authority to initiate the action.

As noted above, the question of the Attorney General’s power to sue was raised in a Motion to Dismiss pursuant to TR. 12(B) (6). The basis was that the Attorney General was not the real party in interest under TR. 17 (A). Our rules provide that the question of real party in interest and other TR. 17 matters are raised by means of a 12 (B) (6) motion. A real party in interest objection is similar to the defense of failure to state a claim under 12(B) (6) because it presupposes that the plaintiff does not have the substantive right to enforce the claim he is making.

This Court has noted that in a typical 12(B) (6) situation, a complaint is not subject to dismissal unless it appears to a certainty that the plaintiff would not be entitled to relief under any set of facts. Sacks v. American Fletcher National Bank and Trust Co. (1972), 258 Ind. 189, 279 N. E. 2d 807. See also Gladis v. Melloh (1971), 149 Ind. App. 466, 273 N. E. 2d 767; Wyant v. Lobdell (1972), 150 Ind. App. 675, 277 N. E. 2d 595. The rules do not require that the complaint state all the elements of a cause of action. It must be remembered that our new rules are based on so-called notice pleadings in which a plaintiff essentially need only plead the operative facts involved in the litigation. Other means less drastic than dismissal of the action can be used to clarify the theory and basis for the cause of action. Among these are a Motion for a more definite statement under TR. 12(E), our very broad discovery rules, and the pre-trial conference under TR. 16(A) (1). We might note that certain cases from the Court of Appeals apparently state that the plaintiff is required to state in his complaint the theory upon which his claim is based. See, for instance, Cheatham v. City of Evansville (1972), 151 Ind. App. 181, 278 N. E. 2d 602. Although a statement of the theory may be highly desirable, it is not required. When no evidence has been heard or no affidavits have been submitted, a 12(B) (6) motion should be granted only where it is clear from the face of the complaint that under no circumstances could relief be granted. The above stated principles concerning TR. 12(B)(6) generally are equally applicable to a TR. 17 (A) real party in interest objection brought under TR. 12 (B) (6).

In the case at bar no evidence was heard and no affidavits were submitted pertaining to the question raised by the motion to dismiss. A party authorized by statute to maintain an action is a real party in interest and in the case before us there are at least two statutes under which the Attorney General could derive the authority to bring the present suit. IC 1971, 4-6-2-1 (Ind. Ann. Stat. § 49-1902 [1964 Repl.]) states:

“Such attorney-general shall prosecute and defend all suits that may be instituted by or against the state of Indiana, the prosecution and defense of which is not otherwise provided for by law, whenever he shall have been given ten [10] days’ notice of the pendency thereof by the clerk of the court in which such suits are pending, and whenever required by the governor or a majority of the officers of state, in writing, to be furnished him within a reasonable time; and he shall represent the state in all criminal cases in the Supreme Court, and shall defend all suits brought against the state officers in their official relations, except suits brought against them by the state; and he shall be required to attend to the interests of the state in all suits, actions or claims in which the state is or may become interested in the Supreme Court of this state.”

Under this statute he can sue whenever the law does not otherwise permit and whenever he has received written orders from the governor or a majority of the officers of state to do so. The Court of Appeals stated that the statute did not give the Attorney General authority to sue without prior authorization. However, the question of whether prior authorization exists requires a factual determination.

Another statute from which the Attorney General might draw the authority to sue is IC 1971, 5-11-1-9 (Ind. Ann. Stat. § 60-211 [1961 Repl.]), which states in part:

“It shall be the duty of the State examiner, and he is given full power to examine personally or through the deputy examiners and field examiners, all accounts and all financial affairs of every public office and officer and of every public institution, including all state offices and state institutions, and shall make such examination at least once a year * * * If any such examination discloses malfeasance, misfeasance or nonfeasance in office on the part of any officer or employee, an additional copy of such report shall be made, signed and verified, and it shall be the duty of the state examiner to transmit the same to the attorney general and the attorney general shall institute and prosecute such civil proceedings against such delinquent officer, or upon his official bond or both, as will carry into effect the findings resulting from such examination and secure to the proper municipality the recovery of any funds misappropriated.” (our emphasis)

Under this statute if a report disclosed such malfeasance, misfeasance, or nonfeasance the Attorney General would be empowered to sue. We do not believe the report need show conclusively that malfeasance or the like occurred but need only show probable cause for believing it occurred. Whether such a report was made and transmitted in this case requires in part a factual determination as does the question of whether the report indicates probable cause for believing that malfeasance, misfeasance, or nonfeasance occurred.

Facts could exist under which the Attorney General would have the authority to sue in this instance, and whether such facts are present requires in part a factual determination. It was therefore erroneous to sustain the Motion to Dismiss under TR. 12(B) (6) when it was based only on the face of the complaint. The proper method for determining this issue is through TR. 12(D) and Summary Judgment type proceedings under TR. 56. However, dismissal for want of a real party in interest is not on the merits and would not bar any action which the real party in interest might decide to bring at a later time.

For all the foregoing reasons the judgment of the trial court is reversed and the opinion of the Court of Appeals which affirmed the judgment of the trial court is vacated. We remand the cause to the trial court for further proceedings not inconsistent with this opinion.

Petition to Transfer Granted and Judgment Reversed.

Arteburn, C.J., and Givan, J., concur; DeBruler, J., dissents with opinion in which Prentice, J., concurs.