State v. Purcell
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Opinion
McDONALD, J.
**320
In
Davis
v.
United States
,
This certified appeal requires us to decide whether the
Davis
standard was met in this case, and, if not, whether a more protective prophylactic rule is required under the Connecticut constitution. The defendant, Robert John Purcell, appeals from the Appellate Court's judgment affirming his conviction of three counts of risk of injury to a child in violation of General Statutes § 53-21. See
State
v.
Purcell
,
The record reveals the following undisputed facts and procedural history. The complainant (victim) 3 is **322 the nephew of the defendant by marriage. In September, 2013, the victim's mother found pictures on the victim's Nintendo DS game console that concerned her, including pictures of the clothed stomachs of the defendant and the victim's father and two pictures of circumcised penises. 4 She deleted the pictures and asked her husband to speak to the victim. The victim's father spoke to him about the Catholic Church's teachings about sexuality, which prompted the victim to acknowledge that he had had thoughts about boys but to assert that it was not his fault. He then stated that the defendant "has been having sex with me." The victim's parents reported the allegation to the police.
The victim had made a similar statement concerning the defendant to a school social worker, who reported the allegation to the Department of Children and Families. In subsequent interviews, the victim described several incidents that he claimed had occurred between 2010, when he was twelve years old, and 2013. The incidents were reported to have occurred in public restrooms and at the defendant's home. The incidents were said to include inappropriate touching and sexual acts.
In October, 2013, the defendant agreed to come to the Wallingford Police Department to discuss a complaint made against him, but he was not made aware of the nature of the allegations prior to arriving. Detective Michael Zerella and another Wallingford police officer conducted the interview. When it became apparent to the defendant that he was being accused of engaging in sexually inappropriate conduct with his nephew, the defendant explained incidents that he could think of that served as the basis of the complaint but maintained that nothing inappropriate had happened. Zerella wondered aloud whether the defendant was "a sick, perverted **323 person or, or stuff, stuff accidentally happened." Not long after this comment, the defendant announced that things were getting "a little bit too strange," and he terminated the interview.
On November 26, 2013, the defendant was arrested pursuant to the first of three warrants and charged with multiple counts of both sexual assault, first and second degree, and risk of injury to a child. 5 Later that day, Zerella and Wallingford Detective Sean Fairbrother conducted the custodial *546 interrogation that gives rise to the issues in this certified appeal.
The Appellate Court's opinion accurately recounts the following facts relating to that interrogation. "Zerella began the interview by reading the defendant his Miranda rights and asking him to complete a Miranda waiver form. The defendant asked: 'I can still, after, after, after I initial that, I can still stop answering then?' Zerella replied: 'Oh, anytime you want. No problem.'
"After the defendant completed the Miranda waiver form, Zerella asked the defendant whether he knew why he had been arrested. The defendant explained that he had received a letter from the Department of Children and Families (department) informing him that he was being investigated for allegations of child abuse with respect to the victim. When Zerella asked what he discussed with the department, the defendant stated that he had never talked to anyone from the department.
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McDONALD, J.
**320
In
Davis
v.
United States
,
This certified appeal requires us to decide whether the
Davis
standard was met in this case, and, if not, whether a more protective prophylactic rule is required under the Connecticut constitution. The defendant, Robert John Purcell, appeals from the Appellate Court's judgment affirming his conviction of three counts of risk of injury to a child in violation of General Statutes § 53-21. See
State
v.
Purcell
,
The record reveals the following undisputed facts and procedural history. The complainant (victim) 3 is **322 the nephew of the defendant by marriage. In September, 2013, the victim's mother found pictures on the victim's Nintendo DS game console that concerned her, including pictures of the clothed stomachs of the defendant and the victim's father and two pictures of circumcised penises. 4 She deleted the pictures and asked her husband to speak to the victim. The victim's father spoke to him about the Catholic Church's teachings about sexuality, which prompted the victim to acknowledge that he had had thoughts about boys but to assert that it was not his fault. He then stated that the defendant "has been having sex with me." The victim's parents reported the allegation to the police.
The victim had made a similar statement concerning the defendant to a school social worker, who reported the allegation to the Department of Children and Families. In subsequent interviews, the victim described several incidents that he claimed had occurred between 2010, when he was twelve years old, and 2013. The incidents were reported to have occurred in public restrooms and at the defendant's home. The incidents were said to include inappropriate touching and sexual acts.
In October, 2013, the defendant agreed to come to the Wallingford Police Department to discuss a complaint made against him, but he was not made aware of the nature of the allegations prior to arriving. Detective Michael Zerella and another Wallingford police officer conducted the interview. When it became apparent to the defendant that he was being accused of engaging in sexually inappropriate conduct with his nephew, the defendant explained incidents that he could think of that served as the basis of the complaint but maintained that nothing inappropriate had happened. Zerella wondered aloud whether the defendant was "a sick, perverted **323 person or, or stuff, stuff accidentally happened." Not long after this comment, the defendant announced that things were getting "a little bit too strange," and he terminated the interview.
On November 26, 2013, the defendant was arrested pursuant to the first of three warrants and charged with multiple counts of both sexual assault, first and second degree, and risk of injury to a child. 5 Later that day, Zerella and Wallingford Detective Sean Fairbrother conducted the custodial *546 interrogation that gives rise to the issues in this certified appeal.
The Appellate Court's opinion accurately recounts the following facts relating to that interrogation. "Zerella began the interview by reading the defendant his Miranda rights and asking him to complete a Miranda waiver form. The defendant asked: 'I can still, after, after, after I initial that, I can still stop answering then?' Zerella replied: 'Oh, anytime you want. No problem.'
"After the defendant completed the Miranda waiver form, Zerella asked the defendant whether he knew why he had been arrested. The defendant explained that he had received a letter from the Department of Children and Families (department) informing him that he was being investigated for allegations of child abuse with respect to the victim. When Zerella asked what he discussed with the department, the defendant stated that he had never talked to anyone from the department. Zerella asked why, and the defendant explained: 'Well, I asked my lawyer, and he said, well, just not to, I, I think that's, I think that's all together wrong, but that's what he said.' He went on to elaborate that 'my lawyer **324 knows what's going on, you know? But, he says don't talk, I don't talk.' When Zerella asked him how he felt about that, the defendant stated: 'Well, it's like I said, I probably wouldn't be here now if I talked to them.' Zerella suggested that if he had elaborated more and been more forthcoming during the first interview, they might not be here. After some discussion about whether and why Zerella called him a pervert during the first interview, Zerella stated: 'Okay, well, we could, we could go on about the last interview if you want to, but-' The defendant interjected: '-I know, I know ... let's ... let's go on right, what, what more do you want to know?'
"After ... [Zerella explained] that a judge and [a] prosecutor had found probable cause to arrest him, the defendant observed that it was because 'I didn't talk, that's why.' Zerella remarked: 'Well, you did, you did talk to me. You did tell me a few things.' The defendant agreed but acknowledged, 'not enough, I know.' ... When Zerella asked the defendant to tell him some of the stories of his encounters with the victim, the defendant opined: 'I don't know the stories that he made up.'
"Fairbrother asked the defendant whether he knew the crime with which he was charged, and the defendant replied child abuse. Fairbrother explained that he was charged with sexual assault and risk of injury to a child. The defendant asked whether that means that the allegation is that he did something sexual with the victim, and Fairbrother said that it did. The defendant adamantly denied having sexual relations with the victim. When the detectives pressed him about whether there were any moments that could be misconstrued as inappropriate, the defendant responded: 'Well, yes, there's what, well, I, I, my lawyer said not to talk about it but, no ....' The detectives [responded, 'We'll leave it up to you' and 'Well, it's up to you'].
**325 "The defendant observed that Zerella had told him that there was a picture of him naked on the victim's Nintendo DS during the first interview, 6 and he asked repeatedly whether the picture actually existed. When Zerella suggested that the defendant had personal knowledge that the picture existed, the defendant insisted that *547 he did not and that he knew about the picture only because Zerella told him about it during the first interview. Zerella maintained that 'there's other, other things, there's other instances beside that,' and, after the defendant asked what, Zerella observed that 'you just said, there [is] stuff but my lawyer told me not to talk about it.' The defendant stated that he was referring to the picture. He further asked, 'what else is there,' and opined that he wanted to know 'what they are pressing against me.' Thereafter, the following exchange occurred:
" '[Zerella]: Alls I got to say is, tomorrow, when you go in to court, you're gonna look at a judge and a prosecutor.... And they're gonna look at all this stuff, all these allegations that were made against you.... That it's a, it's a very, very strong case against you. Very, very strong. They're gonna look at it and say, listen, this, this man, because they don't know you from Adam, but they're just gonna see you.
" '[The Defendant]: Right. Well, they're gonna know my name.
" '[Zerella]: As, as a, as a, as a mean, as a mean individual.
" '[The Defendant]: Right.
" '[Zerella]: In, in reality-
" '[Fairbrother]: As a predator.
**326 " '[Zerella]: As a predator, who, who's technically not cooperating and not saying, yeah, this is, this is what happened, this is probably why he thinks, thinks the way he does or-
" '[The Defendant]: - See , if my lawyer was here, I'd, then I'd, we could talk. That's, you know, that's it .
" '[Zerella]: It's up to you. You could-
" '[The Defendant]: -I know it. I know, I know, I know it.
" '[Zerella]: You could ... (a) talk to me or you could (b) not talk to me.
" '[The Defendant]: I know it but, I'm trying, you know I, I'm supposed to have my lawyer here. You know that.
" '[Zerella]: You don't, you don't have to, it's, it's-
" '[Fairbrother]: It's up to you.
" '[Zerella]: It's up to you, man. Some people talk to me without one, some people want one ... it's all up to you, man ... I'm just affording you that opportunity, that's all.
" '[Fairbrother]: The problem is that, at your age, you don't want to go to prison.
" '[The Defendant]: [indiscernible]
" '[Fairbrother]: Okay? You don't want to go to prison. If there was some inappropriate things with this child, something that can be explained, maybe you helped him go to the bathroom, maybe, you know, he makes some sort of crazy allegation or does some sort of craziness, he's not-
" '[Zerella]: -Maybe he- **327 " '[Fairbrother]: He doesn't have a hundred percent capacity. 7 If you're in a, now, now is the time to talk about it, now is [the time] to get your half out there.
" '[Zerella]: Yeah, maybe he came at you.
" '[Fairbrother]: -You know if-
" '[Zerella]: Maybe he came at you.
" '[Fairbrother]: You know, that, that's all we're offering you, the opportunity to, because it's the last time we're gonna be able to talk.
" '[Zerella]: That's all.
*548 " '[Fairbrother]: You know, that's all, and, and, you know, if-
" '[The Defendant]: -Oh, geez, I don't know-
" '[Fairbrother]: -If you want to have an attorney-
" '[The Defendant]: -I, I don't think it's-
" '[Fairbrother]: -That's fine. You can, but-
" '[The Defendant]: -that's right, right or wrong, but, uh, real, really.
" '[Zerella]: Just, just affording you the opportunity, sir, because after, after today, you're never gonna be able to, to give me or any other cop your story. You're gonna let, a judge is gonna look at ya and say, some serious charges against you. You could go to jail for the rest of your life.
" '[The Defendant]: All right, now what's, what, what, what, uh, all right, I'll, I'll, I'll talk. Uh, what do you, what do you, what do you want to know? Tell, tell me, what do you want to know?" (Emphasis in original;
**328 footnotes added.) State v. Purcell , supra,174 Conn. App. at 418-23 ,166 A.3d 883 .
Thereafter, the custodial interrogation continued without further mention of counsel. Although the defendant did not admit to any of the acts alleged, he made statements that were used against him at trial.
During trial, the defendant moved to suppress certain statements that he had made during the interrogation, claiming that they had been elicited after he invoked his right to have counsel present. The trial court concluded that the defendant had not invoked his right to counsel in an unambiguous manner, because the statements were susceptible to another reasonable interpretation when viewed in context of the statements preceding them. Noting that "close is not good enough," the court denied the motion.
Following a jury trial, the defendant was convicted of three counts of risk of injury to a child-one count in violation of § 53-21 (a) (1) and two counts in violation of § 53-21 (a) (2). 8 The defendant was acquitted of four other counts-one count of sexual assault in the first degree, two counts of sexual assault in the second degree, and one count of risk of injury to a child. The trial court rendered judgments in accordance with the **329 verdicts, imposing a total effective sentence of sixteen years imprisonment, execution suspended after nine years, and ten years probation. The defendant appealed from the trial court's judgments, challenging, among other things, the court's denial of his motion to suppress.
The Appellate Court affirmed the judgments of conviction. See
We begin with the line of United States Supreme Court cases that provide the framework for the issues in this appeal. In
Davis
, the court acknowledged that its precedent had established the following foundational principles: "The [s]ixth [a]mendment right to counsel attaches only at the initiation of adversary criminal proceedings ... and before proceedings are initiated a suspect in a criminal investigation has no constitutional right to the assistance of counsel. Nevertheless, we held in
Miranda
v.
Arizona
,
"The right to counsel recognized in
Miranda
is sufficiently important to suspects in criminal investigations, we have held, that it requir[es] the special protection of the knowing and intelligent waiver standard.
Edwards
v.
Arizona
, [
*550
**331
This second layer of prophylaxis for the
Miranda
right to counsel,
McNeil
v.
Wisconsin
,
With regard to how a defendant may invoke this right, in
Miranda
v.
Arizona
, supra,
**332
Applying this precedent prior to the Supreme Court's 1994
Davis
decision, the lower courts were divided on how to treat an ambiguous invocation of this right. Three approaches emerged: one required the immediate cessation of interrogation; one permitted questions limited to clarifying whether the defendant intended to invoke this right; and one permitted interrogation to continue unless a sufficiently clear invocation of the right was made. The second approach-stop and clarify-was adopted by the majority of the many courts to consider the issue. See
Davis
v.
United States
, supra,
In
Davis
, the petitioner waived his rights to remain silent and to counsel in a military legal proceeding. See
Davis
v.
United States
, supra,
On appeal to the United States Supreme Court, the petitioner contended that an ambiguous invocation is sufficient to invoke
Edwards
' prohibition on further questioning, even for purposes of clarification. The court unanimously held that the judgment should be affirmed, but split five to four as to the effect of an ambiguous invocation under the court's precedent. The majority held that, "if a suspect makes a reference to an attorney that is ambiguous or equivocal in that a reasonable officer in light of the circumstances would have understood only that the suspect
might
be invoking the right to counsel, our precedents do not require the cessation of questioning.... Rather, the suspect must unambiguously request counsel.... Although a suspect need not speak with the discrimination of an Oxford don ... he must articulate his desire to have counsel present sufficiently clearly that a reasonable police officer in the circumstances would understand the statement to be a request for an attorney. If the statement fails to meet the requisite level of clarity,
Edwards
does not require that the officers stop questioning the suspect."
10
(Citations omitted; emphasis in
**334
original; internal quotation marks omitted.)
II
The first certified issue requires us to determine whether the defendant's statements during the interrogation constituted an invocation of his right to counsel under Davis . 11 The defendant contends *552 that two statements-"See, if my lawyer was here ... then ... we could talk. That's, you know, that's it." And "I'm supposed to have my lawyer here. You know that."-are similar to, and have the same degree of clarity as, statements that other courts have deemed to meet Davis ' standard. We disagree.
Since Davis , a clear, unequivocal invocation of the right to counsel has been found, even after a defendant has waived that right and cooperated to varying degrees with the interrogation, when a defendant has made an affirmative statement of present intent such as the following:
**335
" 'Lawyer' " and " 'lawyer, this, this is done' ";
United States
v.
Monroe
,
When statements regarding the assistance or presence of counsel include one or more conditional or hedging terms, such as if, should, probably, or maybe, courts generally have deemed them ambiguous or equivocal. See, e.g.,
United States
v.
Doe
,
Statements referring to counsel's advice that the defendant not speak to the police, if made after the defendant has agreed to waive his right to counsel, also have been deemed not to be an unambiguous invocation
**338
of the right to have counsel present. Compare
*554
People
v.
Thompson
,
Statements that could be interpreted as an expression of the defendant's reservation about whether speaking
**339
to the police without counsel is in his best interest also have been deemed not to express a clear, unequivocal invocation of the right to have counsel present. See, e.g.,
Sykes
v.
State
, supra,
With this background in mind, we turn to the statements in the present case on which the defendant relies. See
State
v.
Anonymous
,
III
We therefore turn to the second certified question, which requires us to decide whether the Appellate Court properly determined that article first, § 8, of the Connecticut constitution does not require the police to stop and clarify an ambiguous or equivocal request for the presence of counsel. Although we appreciate the Appellate Court's thoughtful analysis of the factors that guide the resolution of such a question, we conclude that countervailing considerations, not taken into *556 account in that analysis, compel a different result.
It is well settled that the federal constitution sets the floor, not the ceiling, on individual rights. See
State
v.
Baccala
,
It is important to underscore that the question before us is not whether our state constitution provides a broader constitutional
right
than that afforded under the federal constitution. Cf.
State
v.
Asherman
,
With regard to the first of those factors, the constitutional text, this court previously has recognized that the text of the due process and self-incrimination clauses in article first, § 8, of our state constitution; see footnote 2 of this opinion; is not materially different from the
**345
corresponding clauses of the federal constitution. See
State
v.
Lockhart
,
Importantly for present purposes, this court explained the significance of that history to be as follows: "While this history specifically illuminates the right to counsel that attaches after the initiation of adversary judicial proceedings, it also informs the due process concerns raised by police interference with counsel's access to a custodial suspect. Cf.
State
v.
Ferrell
,
"This recognition is in service of the traditional belief that an accused may be convicted only if exacting measures have been taken to [en]sure that the accused has been treated with the most scrupulous fairness by law enforcement officials.
State
v.
Ferrell
, supra, [191 Conn. at] 41 [
This court's concern in
Stoddard
about police interference with access to counsel in this setting echoes the problem of allowing a police officer to press forward with interrogation in the face of a statement that a suspect reasonably believes to be an
*559
invocation of his right to have counsel present.
18
We find it significant in
**347
this regard that, in reliance on
Miranda
and its progeny, this court endorsed the stop and clarify rule and followed it for more than a decade prior to
Davis
. See
State
v.
Anderson
,
Since
Davis
, our appellate courts have not considered whether they would follow its modified legal standard as a matter of state constitutional law. This court did summarily reject an argument that the stop and clarify rule should apply to
pre
waiver statements as a matter of state constitutional law, premised on an assumption that
Davis
would control
post
waiver statements under our constitution. See
State
v.
Hafford
,
Although this court has not previously addressed the precise question presently before us, many other jurisdictions have considered whether
Davis
should be followed under their state constitutions or common-law analogue. The numbers weigh in favor of the state's position, by approximately a two to one margin.
19
See
**349
State
v.
Purcell
, supra,
A review of these cases reveals that, in large measure, they simply endorse the reasoning of the majority or concurring opinion in
Davis
; see, e.g.,
State
v.
Owen
,
Before we commence that process, we explain why it is appropriate to undertake such a review. Since this court adopted
Geisler
, we generally have assumed that the federal precedent factor weighs against the defendant if the United States Supreme Court has squarely decided the issue to the contrary under the federal constitution; see, e.g.,
State
v.
Piorkowski
, supra,
In doing so, we consider whether the underpinnings of the Supreme Court's decision are so flawed or inconsistent with this state's case law or public policies that the decision should not be followed as a matter of state law. Cf.
**353
State
v.
Cardenas-Alvarez
,
As we previously indicated,
Davis
was decided by a five to four margin. See
Davis
v.
United States
, supra,
There are at least three flaws with this logic. The first flaw is that it incorrectly assumes that all suspects fully comprehend their
Miranda
rights and the effect of invoking them. Despite the ubiquity of
Miranda
warnings in television dramas that may lead the public to believe that everyone knows their rights, the evidence gathered since
Davis
is to the contrary. See generally D. Dearborn, " ' You Have the Right to an Attorney,' but Not Right Now: Combating
Miranda
's Failure by Advancing the Point of Attachment Under Article XII of the Massachusetts Declaration of Rights,"
Beyond that, the question of whether suspects understand their Miranda rights is largely distinct from the question of whether they know the unequivocal manner in which they would have to exercise those rights to give them effect, a piece of significant information that is not shared with them when they are given the warnings or before they are asked to waive their rights. With regard to the particular concern in the present case, although Davis requires a suspect to invoke his right to counsel clearly and unequivocally, almost 70 percent of defendants questioned in one study had no appreciation for the precision required to request counsel and stop interrogation. 23 See R. Rogers et al., supra, 16 Psychol.
**356 Pub. Policy & L. 308 (defendants agreeing that, in seeking legal assistance, it means the same thing if you say, " 'I want a lawyer,' " or " 'I might want a lawyer' "); see also R. Rogers, "A Little Knowledge Is a Dangerous Thing ... Emerging Miranda Research and Professional Roles for Psychologists," 63 Am. Psychologist 776, 777 (2008) (conservatively estimating that 318,000 suspects waive all their Miranda rights annually while failing to comprehend even 50 percent of representative Miranda warnings).
The second flaw in the
Davis
majority's logic is expressly acknowledged-that the underinclusiveness of its rule would disadvantage those individuals who are most likely to be subject to the very coercive pressures against which
Miranda
was intended to protect. See
Davis
v.
United States
, supra,
A third, related flaw involves the
Davis
majority's failure to appreciate that its rule would disproportionately disadvantage certain suspect or quasi-suspect classes, who more commonly rely on indirect speech patterns.
24
"Sociolinguistic research
*565
has demonstrated
**357
that discrete segments of the population-particularly women and ethnic minorities-are far more likely than others to adopt indirect speech patterns." J. Ainsworth, supra,
With regard to the other side of the
Miranda
equation, the
Davis
majority reasoned that its rule was necessary for effective law enforcement. It posited that "if we were to require questioning to cease if a suspect makes a statement that might be a request for an attorney ... [p]olice officers would be forced to make difficult judgment calls about whether the suspect in fact wants a lawyer even though he has not said so, with the threat of suppression if they guess wrong." (Emphasis omitted.)
Davis
v.
United States
, supra,
The
Davis
majority's disregard of the stop and clarify approach in considering the needs of law enforcement is particularly difficult to understand in light of the position taken by the government and law enforcement amici in that very case. The government and the amici curiae Americans for Effective Law Enforcement, Inc., International Association of Chiefs of Police, Inc., National District Attorneys Association, Inc., and National Sheriffs' Association all urged the court to adopt the stop and clarify rule, asserting that it struck the appropriate balance between the rights of suspects and the needs of law enforcement.
25
See
Davis
v.
United States
, supra,
The Davis majority did concede that a stop and clarify approach often would be "good police practice."
*566
In sum, we find the reasoning of the Davis majority to lack a sound basis in legal doctrine or law enforcement objectives. For the reasons that follow, we also conclude that policy considerations that the Davis majority was not fully aware of, or did not acknowledge, support the more protective stop and clarify rule.
The prophylactic rules adopted in
Miranda
and
Edwards
were intended as a countermeasure against the inherently coercive nature of custodial interrogations. See
Miranda
v.
Arizona
, supra,
The court in
Miranda
explained that the purpose of the warnings is to "show the individual that his interrogators are prepared to recognize his privilege should he choose to exercise it."
Miranda
v.
Arizona
, supra,
The court in
Miranda
also recognized the possibility of a coercive custodial interrogation resulting in a false confession. See
Miranda
v.
Arizona
, supra,
Recognizing that the promises that dwell within
Miranda
can only be achieved by honoring the premises upon which it rests, we determine that there are compelling reasons to conclude that
Davis
' standard does not adequately safeguard
Miranda
's right to the advice of
**362
counsel during a custodial interrogation. We therefore hold that, consistent with our precedent and the majority rule that governed prior to
Davis
, our state constitution requires that, "if a suspect makes an equivocal statement that arguably can be construed as a request for counsel, interrogation must cease except for narrow questions designed to clarify the earlier statement and the suspect's desire for counsel." (Internal quotation marks omitted.)
State
v.
Anderson
, supra,
Applying that standard to the present case, we conclude that the defendant's
*568
rights under article first, § 8, of the Connecticut constitution were violated when the police officers continued to question him after the defendant ambiguously invoked his right to have counsel present. The officers' response did not seek clarification of the defendant's intent. Rather, they attempted to convince the defendant that it was against his interests not to continue the interview. See
United States
v.
March
,
The state makes no argument in its brief to this court that this constitutional violation was harmless beyond a reasonable doubt. See, e.g.,
State
v.
Newton
,
Prior to our decision today, it was an open question whether this court would require a more protective rule under our state constitution. See
State
v.
Pinder
,
The judgment of the Appellate Court is reversed and the case is remanded to that court with direction to reverse the judgments of the trial court and to remand the case to that court for a new trial.
In this opinion the other justices concurred.
See
Miranda
v.
Arizona
,
Article first, § 8, of the constitution of Connecticut provides in relevant part: "No person shall be compelled to give evidence against himself, nor be deprived of life, liberty or property without due process of law ...."
The defendant does not concede that the complainant was his "victim." However, we use that term to conform to the Appellate Court's recitation of facts, from which we quote at length in this opinion.
The defendant is not circumcised.
The defendant was arrested pursuant to three separate warrants issued in Wallingford, Fairfield, and Stratford, each of which correlated to one or more sites of the charged conduct. Those arrests took place between November, 2013, and February, 2014. The three cases were transferred to the judicial district of New Haven, where the defendant acquiesced to consolidation of the cases for trial.
It appears that Zerella assumed that the pictures of circumcised penises in the victim's possession were of the defendant. The defense later established that the former did not depict the defendant because he is not circumcised.
There was evidence submitted at trial that the victim had been diagnosed with autism. It appears that Fairbrother was likely referring to that condition.
General Statutes § 53-21 (a) provides in relevant part: "Any person who (1) wilfully or unlawfully causes or permits any child under the age of sixteen years to be placed in such a situation that ... the morals of such child are likely to be impaired, or does any act likely to impair the health or morals of any such child, or (2) has contact with the intimate parts, as defined in section 53a-65, of a child under the age of sixteen years or subjects a child under sixteen years of age to contact with the intimate parts of such person, in a sexual and indecent manner likely to impair the health or morals of such child ... shall be guilty of (A) a class C felony for a violation of subdivision (1) or (3) of this subsection, and (B) a class B felony for a violation of subdivision (2) of this subsection, except that, if the violation is of subdivision (2) of this subsection and the victim of the offense is under thirteen years of age, such person shall be sentenced to a term of imprisonment of which five years of the sentence imposed may not be suspended or reduced by the court."
We granted certification to appeal, limited to the following issues: "1. Did the Appellate Court properly determine that the defendant's references to counsel during a custodial interrogation were ambiguous and equivocal and therefore did not constitute an invocation of his right to counsel?
"2. Did the Appellate Court properly determine that article first, § 8, of the Connecticut constitution does not require that police 'stop and clarify' an ambiguous or equivocal request for counsel?"
State
v.
Purcell
,
In a subsequent case, the court held, also by a five to four margin, that "there is no principled reason to adopt different standards for determining when an accused has invoked the
Miranda
right to remain silent and the
Miranda
right to counsel at issue in
Davis
."
Berghuis
v.
Thompkins
,
In
State
v.
Kono
,
The post-
Davis
cases are split as to whether the mere use of the term "I think" renders the statement equivocal. Compare
Burket
v.
Angelone
,
In a concurring opinion in
Lucas
, two justices concluded that these statements did not express an invocation of the right to counsel but, rather, an invocation of the right to remain silent. See
Lucas
v.
State
, supra,
"[A]n accused's postrequest responses to further interrogation may not be used to cast retrospective doubt on the clarity of the initial request itself. Such subsequent statements are relevant only to the distinct question of waiver." (Emphasis omitted.)
Smith
v.
Illinois
, supra,
For example, because the issue before us concerns the protection of Miranda rights-rights that were first recognized in 1966-historical insights into the intent of the framers as to this particular issue is not a relevant consideration.
We note that an argument could be made that, when considering whether to adopt a prophylactic rule to protect an established constitutional right, we need not engage in a
Geisler
analysis. Some commentators have argued that the appropriate analytical process is a policy centered weighing process similar to the one, described subsequently in this opinion, that the Supreme Court relied on in
Davis
. See
Davis
v.
UnitedStates,
supra,
This court previously has considered the
Geisler
factors in deciding whether to adopt a prophylactic rule under our state constitution; see, e.g.,
State
v.
Harris
,
In
State
v.
Ferrell
, supra,
In the present case, the Appellate Court dismissed the significance of
Stoddard
on the ground that this court had since "clarified the narrow confines of
Stoddard
...."
State
v.
Purcell
, supra,
The state asserts that, "[e]ven more telling, in
State
v.
Barrett
, [supra,
The Appellate Court cited thirteen jurisdictions that adopted
Davis
under their respective state constitutions: California, Florida, Indiana, Iowa, Kansas, Mississippi, Montana, New Mexico, Tennessee, Texas, Washington, West Virginia, and Wisconsin. See
State
v.
Purcell
, supra,
The parties agree that the majority of jurisdictions to consider this issue have resolved it in favor of the state's position. We note, however, that the numbers are not quite as lopsided as the Appellate Court suggested. In the Mississippi case cited by our Appellate Court,
Franklin
v.
State
,
The following cases were decided under the jurisdiction's state constitution:
Steckel
v.
State
,
Even some jurisdictions purporting to apply federal law have mitigated the harshness of
Davis
' rule though various approaches. See, e.g.,
People
v.
Kutlak
,
The state asserts that the federal precedent
Geisler
factor necessarily favors the state because
Davis
adopted a bright-line rule, and that the view of the four concurring justices in
Davis
is irrelevant because "the rule in
Davis
is a judicially prescribed prophylaxis, not a constitutional command ... and nothing in the opinion of the concurring justices sheds any light on article first, § 8, of the Connecticut constitution." In our view, the fact that the
Davis
rule is not a constitutional command affords more freedom to depart from federal precedent, not less. See
Miranda
v.
Arizona
, supra,
The study also reflected that more than 30 percent of defendants inaccurately believe that questioning can continue until their lawyers are physically present, and that a substantial minority do not believe they will have the opportunity to confer with counsel in private, thereby vitiating a primary advantage of seeking counsel. See R. Rogers et al., supra, 16 Psychol. Pub. Policy & L. 311.
The
Davis
majority's approach also is problematic in cases in which the defendant requires a translator, as he may make a statement that is subject to different interpretations in translation. See, e.g.,
United States
v.
De La Jara
,
In its brief in Davis , the government went so far as to assert that the stop and clarify rule was the only approach that comported with the balance underlying Miranda and Edwards , and that a rule permitting clarifying questions provides a bright line for the police and the courts to follow. See Davis v. United States , United States Supreme Court Briefs, supra, p. 23.
Related
Cite This Page — Counsel Stack
203 A.3d 542, 331 Conn. 318, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-purcell-conn-2019.