State v. Haynes (Concurrence & Dissent)
This text of State v. Haynes (Concurrence & Dissent) (State v. Haynes (Concurrence & Dissent)) is published on Counsel Stack Legal Research, covering Supreme Court of Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
************************************************ The “officially released” date that appears near the beginning of an opinion is the date the opinion will be published in the Connecticut Law Journal or the date it is released as a slip opinion. The operative date for the beginning of all time periods for the filing of postopin- ion motions and petitions for certification is the “offi- cially released” date appearing in the opinion. All opinions are subject to modification and technical correction prior to official publication in the Connecti- cut Law Journal and subsequently in the Connecticut Reports or Connecticut Appellate Reports. In the event of discrepancies between the advance release version of an opinion and the version appearing in the Connecti- cut Law Journal and subsequently in the Connecticut Reports or Connecticut Appellate Reports, the latest version is to be considered authoritative. The syllabus and procedural history accompanying an opinion that appear in the Connecticut Law Jour- nal and subsequently in the Connecticut Reports or Connecticut Appellate Reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be reproduced or distributed without the express written permission of the Commission on Official Legal Publications, Judicial Branch, State of Connecticut. ************************************************ Page 0 CONNECTICUT LAW JOURNAL 0, 0
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ECKER, J., concurring in part and dissenting in part.1 This appeal provides this court with an opportunity to fashion an exclusionary rule under our state constitu- tion that is tailored with optimal care and precision to properly balance the competing principles that must be honored when the government wants to use an illegally obtained statement to impeach the trial testimony of a defendant in a criminal case. In my view, there are compelling grounds to reject the federal approach in favor of a more nuanced exclusionary doctrine that better serves those principles. More specifically, I would conclude that, under article first, § 8, of the Con- necticut constitution,2 voluntary statements obtained in violation of Miranda v. Arizona, 384 U.S. 436, 478–79, 86 S. Ct. 1602, 16 L. Ed. 2d 694 (1966), and Edwards v. Arizona, 451 U.S. 477, 483–85, 101 S. Ct. 1880, 68 L. Ed. 2d 378 (1981), may be used to impeach the in-court testimony of a defendant only if the tainted statement and the defendant’s testimony at trial are not merely inconsistent, but contradictory, meaning that they can- not both be true.3 1 I join parts II and III of the majority opinion but dissent from part I. 2 Article first, § 8, of the constitution of Connecticut provides in relevant part: ‘‘In all criminal prosecutions, the accused shall have a right to be heard by himself and by counsel . . . . No person shall be compelled to give evidence against himself, nor be deprived of life, liberty or property without due process of law . . . .’’ 3 As they are not implicated by the facts of this case, I would defer consideration of two possible additions to this framework for determining the admissibility of illegally obtained statements for impeachment purposes. First, in cases in which the defendant’s in-court testimony is limited to a bare denial of the charged criminal conduct, courts have held that the illegally obtained statement cannot be used for impeachment at all. See, e.g., People v. Taylor, 8 Cal. 3d 174, 182, 501 P.2d 918, 104 Cal. Rptr. 350 (1972) (in narcotics case, illegally obtained evidence is inadmissible for any purpose if defendant’s testimony on direct examination is mere denial of commission of crime); People v. Hearn, 34 Ill. App. 3d 919, 921, 341 N.E.2d 129 (1976) (tainted evidence was admissible to impeach defendant’s testi- mony that went beyond mere denial of committing offense); see also 6 W. LaFave, Search and Seizure (6th Ed. 2020) § 11.6 (a) (2), p. 534 (‘‘a reasoned argument [can] be made to contain Harris and [to] preserve to some degree 0, 0 CONNECTICUT LAW JOURNAL Page 1
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I regret that the majority does not embrace this oppor- tunity to develop our state constitutional law by fully exploring the options available to us rather than adher- ing to the flawed policy adopted under the federal con- stitution by a single vote majority of the United States Supreme Court in Harris v. New York, 401 U.S. 222, 225–26, 91 S. Ct. 643, 28 L. Ed. 2d 1 (1971), and ratified by this court in a single, unelaborated sentence tucked into a footnote in State v. Reid, 193 Conn. 646, 655 n.11, 480 A.2d 463 (1984). The doctrine of stare decisis, relied on by the majority to justify treating Reid as controlling precedent under our state constitution, has no proper role in the analysis of the constitutional issue now before this court. Simply put, neither Harris nor Reid addressed the issue sub judice, namely, whether the state may impeach a defendant’s in-court testimony using a noncontradictory, though technically inconsis- tent, prior statement obtained illegally by the state.4 See part I of the majority opinion. Harris and Reid—unlike the present case—involved impeachment using illegally obtained statements that directly contradicted the defendant’s in-court testimony. See Harris v. New York, the opportunity of a defendant to deny the crime without fear of impeach- ment’’). Second, some courts have limited the prosecution’s use of tainted evidence to impeach the testimony of a defendant with respect to issues that the prosecution first raised on cross-examination. See, e.g., United States v. Mariani, 539 F.2d 915, 923–24 (2d Cir. 1976); State v. Kidd, 281 Md. 32, 47, 375 A.2d 1105, cert. denied, 434 U.S. 1002, 98 S. Ct. 646, 54 L. Ed. 2d 498 (1977). The present case did not involve a bare denial, and, although the point is arguable, I will assume for present purposes that the prosecution’s use of the tainted evidence during cross-examination involved an issue that had been first introduced by the defendant on direct exami- nation. 4 See 6 W. LaFave, Search and Seizure (6th Ed. 2020) § 11.6 (a) (4), pp. 536–37 (‘‘The [United States] Supreme Court decisions permitting impeach- ment by use of illegally obtained evidence involved situations in which there was a clear conflict between the testimony of the defendant and that evidence. . . . [For example] in Harris the [defendant’s] testimony was that the substance sold was baking powder while the evidence was [the] defendant’s earlier statement to the police that the substance was heroin . . . .’’). Page 2 CONNECTICUT LAW JOURNAL 0, 0
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supra, 223; id., 226–27 (Brennan, J., dissenting); State v. Reid, supra, 650–52. The present case is, therefore, the first in which this court has been asked to decide whether we should adopt a more nuanced version of the impeachment exception to the exclusionary rule tailored to prevent the specific harm it is intended to prevent, i.e., perjury. See Harris v. New York, supra, 226 (‘‘[t]he shield provided by Miranda cannot be perverted into a license to use perjury by way of a defense’’). The middle ground that I propose relies on what I believe is a fairer and more finely tuned balancing of the competing principles at stake in this case. On the one hand, there are fundamental interests of the highest magnitude weighing in favor of excluding from evidence the fruits of an illegal interrogation. If the rule of law means anything, it means that government actors, including police officers, must themselves adhere scru- pulously to the constraints imposed on them by the law.5 Desirable governmental ends do not justify unlawful governmental means.
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************************************************ The “officially released” date that appears near the beginning of an opinion is the date the opinion will be published in the Connecticut Law Journal or the date it is released as a slip opinion. The operative date for the beginning of all time periods for the filing of postopin- ion motions and petitions for certification is the “offi- cially released” date appearing in the opinion. All opinions are subject to modification and technical correction prior to official publication in the Connecti- cut Law Journal and subsequently in the Connecticut Reports or Connecticut Appellate Reports. In the event of discrepancies between the advance release version of an opinion and the version appearing in the Connecti- cut Law Journal and subsequently in the Connecticut Reports or Connecticut Appellate Reports, the latest version is to be considered authoritative. The syllabus and procedural history accompanying an opinion that appear in the Connecticut Law Jour- nal and subsequently in the Connecticut Reports or Connecticut Appellate Reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be reproduced or distributed without the express written permission of the Commission on Official Legal Publications, Judicial Branch, State of Connecticut. ************************************************ Page 0 CONNECTICUT LAW JOURNAL 0, 0
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ECKER, J., concurring in part and dissenting in part.1 This appeal provides this court with an opportunity to fashion an exclusionary rule under our state constitu- tion that is tailored with optimal care and precision to properly balance the competing principles that must be honored when the government wants to use an illegally obtained statement to impeach the trial testimony of a defendant in a criminal case. In my view, there are compelling grounds to reject the federal approach in favor of a more nuanced exclusionary doctrine that better serves those principles. More specifically, I would conclude that, under article first, § 8, of the Con- necticut constitution,2 voluntary statements obtained in violation of Miranda v. Arizona, 384 U.S. 436, 478–79, 86 S. Ct. 1602, 16 L. Ed. 2d 694 (1966), and Edwards v. Arizona, 451 U.S. 477, 483–85, 101 S. Ct. 1880, 68 L. Ed. 2d 378 (1981), may be used to impeach the in-court testimony of a defendant only if the tainted statement and the defendant’s testimony at trial are not merely inconsistent, but contradictory, meaning that they can- not both be true.3 1 I join parts II and III of the majority opinion but dissent from part I. 2 Article first, § 8, of the constitution of Connecticut provides in relevant part: ‘‘In all criminal prosecutions, the accused shall have a right to be heard by himself and by counsel . . . . No person shall be compelled to give evidence against himself, nor be deprived of life, liberty or property without due process of law . . . .’’ 3 As they are not implicated by the facts of this case, I would defer consideration of two possible additions to this framework for determining the admissibility of illegally obtained statements for impeachment purposes. First, in cases in which the defendant’s in-court testimony is limited to a bare denial of the charged criminal conduct, courts have held that the illegally obtained statement cannot be used for impeachment at all. See, e.g., People v. Taylor, 8 Cal. 3d 174, 182, 501 P.2d 918, 104 Cal. Rptr. 350 (1972) (in narcotics case, illegally obtained evidence is inadmissible for any purpose if defendant’s testimony on direct examination is mere denial of commission of crime); People v. Hearn, 34 Ill. App. 3d 919, 921, 341 N.E.2d 129 (1976) (tainted evidence was admissible to impeach defendant’s testi- mony that went beyond mere denial of committing offense); see also 6 W. LaFave, Search and Seizure (6th Ed. 2020) § 11.6 (a) (2), p. 534 (‘‘a reasoned argument [can] be made to contain Harris and [to] preserve to some degree 0, 0 CONNECTICUT LAW JOURNAL Page 1
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I regret that the majority does not embrace this oppor- tunity to develop our state constitutional law by fully exploring the options available to us rather than adher- ing to the flawed policy adopted under the federal con- stitution by a single vote majority of the United States Supreme Court in Harris v. New York, 401 U.S. 222, 225–26, 91 S. Ct. 643, 28 L. Ed. 2d 1 (1971), and ratified by this court in a single, unelaborated sentence tucked into a footnote in State v. Reid, 193 Conn. 646, 655 n.11, 480 A.2d 463 (1984). The doctrine of stare decisis, relied on by the majority to justify treating Reid as controlling precedent under our state constitution, has no proper role in the analysis of the constitutional issue now before this court. Simply put, neither Harris nor Reid addressed the issue sub judice, namely, whether the state may impeach a defendant’s in-court testimony using a noncontradictory, though technically inconsis- tent, prior statement obtained illegally by the state.4 See part I of the majority opinion. Harris and Reid—unlike the present case—involved impeachment using illegally obtained statements that directly contradicted the defendant’s in-court testimony. See Harris v. New York, the opportunity of a defendant to deny the crime without fear of impeach- ment’’). Second, some courts have limited the prosecution’s use of tainted evidence to impeach the testimony of a defendant with respect to issues that the prosecution first raised on cross-examination. See, e.g., United States v. Mariani, 539 F.2d 915, 923–24 (2d Cir. 1976); State v. Kidd, 281 Md. 32, 47, 375 A.2d 1105, cert. denied, 434 U.S. 1002, 98 S. Ct. 646, 54 L. Ed. 2d 498 (1977). The present case did not involve a bare denial, and, although the point is arguable, I will assume for present purposes that the prosecution’s use of the tainted evidence during cross-examination involved an issue that had been first introduced by the defendant on direct exami- nation. 4 See 6 W. LaFave, Search and Seizure (6th Ed. 2020) § 11.6 (a) (4), pp. 536–37 (‘‘The [United States] Supreme Court decisions permitting impeach- ment by use of illegally obtained evidence involved situations in which there was a clear conflict between the testimony of the defendant and that evidence. . . . [For example] in Harris the [defendant’s] testimony was that the substance sold was baking powder while the evidence was [the] defendant’s earlier statement to the police that the substance was heroin . . . .’’). Page 2 CONNECTICUT LAW JOURNAL 0, 0
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supra, 223; id., 226–27 (Brennan, J., dissenting); State v. Reid, supra, 650–52. The present case is, therefore, the first in which this court has been asked to decide whether we should adopt a more nuanced version of the impeachment exception to the exclusionary rule tailored to prevent the specific harm it is intended to prevent, i.e., perjury. See Harris v. New York, supra, 226 (‘‘[t]he shield provided by Miranda cannot be perverted into a license to use perjury by way of a defense’’). The middle ground that I propose relies on what I believe is a fairer and more finely tuned balancing of the competing principles at stake in this case. On the one hand, there are fundamental interests of the highest magnitude weighing in favor of excluding from evidence the fruits of an illegal interrogation. If the rule of law means anything, it means that government actors, including police officers, must themselves adhere scru- pulously to the constraints imposed on them by the law.5 Desirable governmental ends do not justify unlawful governmental means. It is the responsibility of the judi- ciary in particular to ensure that the state does not subvert the fundamental purpose of the exclusionary rule, which is to deter governmental misconduct.6 As Justice William J. Brennan, Jr., observed in his dissent 5 See, e.g., Trump v. United States, 603 U.S. 593, 687, 144 S. Ct. 2312, 219 L. Ed. 2d 991 (2024) (Jackson, J., dissenting) (‘‘[w]e have long lived with the collective understanding that ‘[d]ecency, security and liberty alike demand that government officials shall be subjected to the same rules of conduct that are commands to the citizen,’ for ‘[i]n a government of laws, existence of the government will be imperiled if it fails to observe the law scrupulously’ ’’), quoting Olmstead v. United States, 277 U.S. 438, 485, 48 S. Ct. 564, 72 L. Ed. 944 (1928) (Brandeis, J., dissenting); see also R. Fallon, ‘‘ ‘The Rule of Law’ as a Concept in Constitutional Discourse,’’ 97 Colum. L. Rev. 1, 8 (1997) (rule of law requires that ‘‘[t]he law should rule [all government] officials . . . as well as ordinary citizens’’). 6 To this day, this court frequently hears cases involving allegations of such misconduct. In light of this first-hand experience, this court should have no doubt that the concerns animating the exclusionary rule remain present today. See part II D of this opinion. 0, 0 CONNECTICUT LAW JOURNAL Page 3
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in Harris: ‘‘[I]t is monstrous that courts should aid or abet the law-breaking police officer. It is [an] abiding truth that ‘[n]othing can destroy a government more quickly than its failure to observe its own laws, or worse, its disregard of the charter of its own exis- tence.’ ’’ Id., 232 (Brennan, J., dissenting), quoting Mapp v. Ohio, 367 U.S. 643, 659, 81 S. Ct. 1684, 6 L. Ed. 2d 1081 (1961); cf. State v. Dickson, 322 Conn. 410, 429 n.11, 141 A.3d 810 (2016) (‘‘to stand back and permit prosecutors and trial courts to engage in a practice that creates a significant risk that defendants will be deprived of their constitutional right to a fair trial would be an abdication of our constitutional duty’’), cert. denied, 582 U.S. 922, 137 S. Ct. 2263, 198 L. Ed. 2d 713 (2017). This admonition may have greater force today than ever before, and law enforcement officers are not exempt from its application. Second, and no less important, is a defendant’s right to testify on one’s own behalf. In Rock v. Arkansas, 483 U.S. 44, 107 S. Ct. 2704, 97 L. Ed. 2d 37 (1987), the United States Supreme Court held that the right to testify in one’s own defense was rooted ‘‘in several provisions of the [federal] [c]onstitution,’’ including the due process clauses of the fifth and fourteenth amendments, the privilege against self-incrimination of the fifth amend- ment, and the compulsory process clause of the sixth amendment. Id., 51; see id., 51–53; see also United States v. Bifield, 702 F.2d 342, 347–49 (2d Cir.) (tracing right from its origins in English common law to its firm estab- lishment in American constitutional law and concluding that ‘‘the [centuries old] right granted an accused to be present and to be heard in person at a federal criminal trial may not be denied without violating the accused’s [f]ifth and [s]ixth [a]mendment rights’’), cert. denied, 461 U.S. 931, 103 S. Ct. 2095, 77 L. Ed. 2d 304 (1983); State v. Morel-Vargas, 343 Conn. 247, 256, 273 A.3d 661 (right to testify on one’s own behalf is ‘‘[a] fundamental’’ Page 4 CONNECTICUT LAW JOURNAL 0, 0
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constitutional right, ‘‘personal’’ to defendant, and ‘‘a necessary corollary to the [f]ifth [a]mendment’s guaran- tee against compelled testimony’’ (internal quotation marks omitted)), cert. denied, U.S. , 143 S. Ct. 263, 214 L. Ed. 2d 114 (2022). The counterparts to these federal constitutional provisions can be found in article first, § 8, of the constitution of Connecticut. See State v. Hobson, 68 Conn. App. 40, 44, 789 A.2d 557 (‘‘[a] defendant’s right to testify is . . . protected by his rights to a fair trial, to due process, to present a defense, and to be free from compelled testimony under article XVII of the amendments . . . and . . . article first, § 8, of the Connecticut constitution’’ (internal quotation marks omitted)), cert. denied, 260 Conn. 910, 796 A.2d 557 (2002). The privilege against self-incrimination is ‘‘the hallmark of our democracy’’; (internal quotation marks omitted) Miranda v. Arizona, supra, 384 U.S. 460; and is fulfilled only when defendants are able to exercise it or to speak in their own defense ‘‘in the unfettered exercise of [their] own will . . . .’’ Malloy v. Hogan, 378 U.S. 1, 8, 84 S. Ct. 1489, 12 L. Ed. 2d 653 (1964). On the other side of the balance is an important limitation on the defendant’s constitutional right to tes- tify, which is that there is no correlative right to testify falsely. See, e.g., United States v. Apfelbaum, 445 U.S. 115, 127, 100 S. Ct. 948, 63 L. Ed. 2d 250 (1980) (‘‘the [f]ifth [a]mendment privilege against compulsory self- incrimination provides no protection for the commis- sion of perjury’’); see also United States v. Havens, 446 U.S. 620, 626, 100 S. Ct. 1912, 64 L. Ed. 2d 559 (1980) (‘‘[w]e have repeatedly insisted that when defendants testify, they must testify truthfully or suffer the conse- quences’’); Oregon v. Hass, 420 U.S. 714, 723, 95 S. Ct. 1215, 43 L. Ed. 2d 570 (1975) (defendant has no ‘‘right to falsify free from the embarrassment of impeachment evidence from the defendant’s own mouth’’); Harris v. 0, 0 CONNECTICUT LAW JOURNAL Page 5
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New York, supra, 401 U.S. 226 (‘‘[t]he shield provided by Miranda cannot be perverted into a license to use perjury by way of a defense’’). As a consequence, the exclusionary rule prohibiting the government from using an illegally obtained statement should contain an exception permitting its use for impeachment purposes if the defendant presents the jury with directly contra- dictory testimony. In such a case, the jury should be alerted to the potentially perjurious testimony and per- mitted to compare it with the defendant’s prior, contra- dictory version of events.7 It is useful at this point to elucidate the critical distinc- tion that animates the core difference between the majority’s approach and my own. The majority would 7 Of course, the fact that a defendant’s prior statement contradicts his in- court testimony does not establish that the latter is perjurious. See United States v. Thompson, 808 F.3d 190, 194 (2d Cir. 2015) (‘‘the federal criminal perjury statute, 18 U.S.C § 1621 . . . is violated if [a] witness testifying under oath or affirmation . . . gives false testimony concerning a material matter with the [wilful] intent to provide false testimony, rather than as a result of confusion, mistake, or faulty memory’’ (internal quotation marks omitted)); see also General Statutes § 53a-156 (a) (perjury occurs when ‘‘[a] person . . . in any official proceeding . . . intentionally, under oath . . . makes a false statement, swears, affirms or testifies falsely, to a material statement which such person does not believe to be true’’). Scienter aside, a contradiction in the defendant’s two versions of events does not establish which of the two is false. But at least the existence of a contradiction limits the possibilities; both versions cannot be true. Inconsistent statements, in contrast, can both be true; the discrepancy may be the result of a range of factors that often make any conclusions about falsity highly problematic. The inconsistency can result from omissions (or supplementations) caused by literal, contextual or other differences in the questions being answered (including the level of detail called for or provided), or can arise from misunderstandings of a wide variety, or from the universal reality that time is an invisible force that introduces change such that no two verbal recitals of the same event given by the same person on different occasions, often years apart, will be rendered in identical language and detail (unless the narrator memorizes the original script). The ultimate question for the court in the present context is what degree of discrepancy—contradiction or mere inconsistency—will be required before the defendant’s testimony has opened the door to the prosecutor’s use of illegally obtained evidence for the purpose of attacking the defendant’s credibility. Page 6 CONNECTICUT LAW JOURNAL 0, 0
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allow a testifying defendant to be impeached in the presence of the jury using any inconsistent statement obtained in an illegal interrogation, whereas I would apply the exclusionary rule under our state constitution to permit impeachment only if the tainted statement is contradictory to the defendant’s trial testimony. Essen- tial to my point is the fact that the law defines the term ‘‘inconsistency’’ very broadly to include far more than contradictory statements. See, e.g., State v. Whelan, 200 Conn. 743, 748–49 n.4, 513 A.2d 86 (‘‘Inconsistencies may be shown not only by contradictory statements but also by omissions. . . . A statement’s inconsis- tency may be determined from the circumstances and is not limited to cases in which diametrically opposed assertions have been made. Thus, inconsistencies may be found in changes in position and they may also be found in denial of recollection. . . . The trial court has considerable discretion to determine whether evasive answers are inconsistent with prior statements.’’ (Cita- tions omitted.)), cert. denied, 479 U.S. 994, 107 S. Ct. 597, 93 L. Ed. 2d 598 (1986). A contradictory prior state- ment, by contrast, is one that cannot be true if the defendant’s in-court statement is also true. I elaborate the significance of the distinction between an inconsis- tency and a contradiction for purposes of crafting a sensibly balanced exclusionary rule throughout this opin- ion. The issue in the present case is how our state consti- tution should balance the critical but competing inter- ests at stake. The majority holds that we will adhere to the federal rule adopted by five justices of the United States Supreme Court in Harris v. New York, supra, 401 U.S. 222, and its progeny, because the defendant in the present case, Vernon Haynes, has not provided ‘‘inescapable’’ reasons to depart from its reasoning. (Internal quotation marks omitted.) Part I of the major- ity opinion. I strongly disagree that the Harris line of 0, 0 CONNECTICUT LAW JOURNAL Page 7
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cases is binding precedent under the circumstances and reject the proposition that Harris provides the best legal framework to effectuate the important interests at stake. To the contrary, the doctrine enshrined in Harris is encumbered by multiple flaws, which become evident when the doctrine is applied in the present case. Specifically, the Harris doctrine (1) fails adequately to enforce the rule of law by allowing the state, far too readily, to take advantage of its agents’ illegal conduct, (2) unduly inhibits defendants from freely exercising their constitutional right to testify at trial for fear of being impeached by technically inconsistent (but not contradictory) statements illegally obtained by the state, (3) too often relies on a lay jury to implement an esoteric and, in practice, largely illusory distinction between the use of evidence for substantive as opposed to impeachment purposes, and (4) creates an overbroad and poorly tailored exception to the exclusionary rule. For these reasons, I believe that the middle ground approach I propose achieves the proper balance. It upholds the rule of law and enforces the deterrent effect underlying the exclusionary rule, pays due respect to defendants’ constitutional right to testify at trial, and, at the same time, prevents defendants from testifying without consequence to facts that contradict their prior statements, even if those statements were obtained ille- gally. I respectfully dissent from part I of the major- ity opinion. I RELEVANT FACTUAL AND PROCEDURAL BACKGROUND The basic underlying facts and procedural history are straightforward as they relate to the issue at hand. I will later provide, as they become relevant, a more detailed examination of the contents of the defendant’s Page 8 CONNECTICUT LAW JOURNAL 0, 0
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suppressed statement, his trial testimony, and the state’s use of the former to impeach the latter. On the morning of May 12, 2018, the defendant killed his girlfriend, took her car, and fled to New York. A few hours later, Waterbury police officers identified the defendant as a suspect, tracked him down, and alerted the New York City Police Department as to his where- abouts. New York City police officers arrested the defendant and transported him to a precinct in the Bronx. That same night, the Waterbury police traveled to the Bronx to interrogate the defendant. The Water- bury police began the interrogation by reading the defendant his Miranda rights, at which point the defen- dant said, ‘‘I need an attorney.’’ (Internal quotation marks omitted.) In response, Detective Kyle Howles said: ‘‘Okay. . . . I mean, just so you understand . . . I can’t ask you any more questions . . . . I know you probably have some explanation. You kinda already started to give me an explanation. I can’t continue to talk to you without a lawyer present.’’ The defendant, evidently influenced by these improper comments, kept talking to the police. During the approximately hour- long interrogation, the Waterbury police elicited a con- fession in which the defendant admitted to killing the victim. The defendant moved to suppress his statement to the Waterbury police, claiming that he had invoked his right to counsel and that the Waterbury police had failed to cease questioning him. On the Friday before trial was scheduled to begin, the trial court held a hearing on the defendant’s motion. After viewing a video recording of the police interview and hearing oral argu- ment, the trial court found that the defendant had unequivocally invoked his right to counsel and that Detective Howles had improperly reinitiated the inter- rogation. The trial court therefore concluded that the defendant’s statement to the Waterbury police had been 0, 0 CONNECTICUT LAW JOURNAL Page 9
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obtained in violation of his Miranda rights and must be suppressed from the state’s case-in-chief. However, the trial court also determined that the state was not precluded from impeaching the defendant’s testimony with the suppressed statement, subject to the other applicable rules of evidence. The prosecutor made it clear that he was both ‘‘sur- prise[d]’’ by the motion to suppress and ‘‘troubl[ed]’’ by the trial court’s ruling. He immediately requested a six week continuance, explaining that he had been ‘‘relying on [the defendant’s] statement . . . in [his] case-in-chief’’ and that the trial court’s ruling had dealt the state’s case ‘‘a significant blow.’’ In light of the situation, the prosecutor insisted that he would need to call and prepare additional witnesses, conduct addi- tional DNA testing, and obtain a psychiatric evaluation of the defendant. The trial court was understandably concerned by the request because a jury had already been selected, and trial was set to begin in a few days. When asked why the state had not raised these issues when the defendant had filed his motion to suppress two weeks earlier, the prosecutor ‘‘[c]andidly’’ admitted that, in his view, ‘‘[n]obody thought it would be granted.’’ The court denied the state’s request for a continuance, and the hearing ended with the prosecutor lamenting that the ruling was ‘‘completely and exceed- ingly unfair to the state.’’ Three days later, at trial, the prosecutor admitted a large portion of the defendant’s suppressed statement, albeit for impeachment purposes, and the prosecutor later emphasized those portions during closing argu- ment before the jury. The prosecutor elicited testimony from the defendant on cross-examination and impeached the defendant’s credibility by quoting extensively from his suppressed statement. Defense counsel objected to the prosecutor’s use of the suppressed statement to impeach the defendant’s in-court testimony, but the Page 10 CONNECTICUT LAW JOURNAL 0, 0
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objection was overruled. The prosecutor proceeded repeat- edly to insinuate through questioning that the defen- dant’s in-court testimony was not credible by drawing attention to details contained in his suppressed state- ment that were either not included or presented in a slightly different sequence in his testimony at trial. Although the supposed inconsistencies between the defendant’s illegally obtained statement and trial testi- mony did not include any contradictions and were not perjurious, this impeachment procedure nonetheless put the tainted evidence before the jury and undermined the defendant’s credibility. See part III of this opinion. I will return to the particulars of the state’s use of the illegally obtained statement after setting forth what I consider to be the correct legal framework for analyz- ing the constitutional limitations on its use under our state constitution. Suffice it to say here that the underly- ing facts raise serious concerns that the prosecutor, ‘‘after having failed in [his] efforts to introduce the tainted evidence in [his case-in-chief],’’ was nonetheless able ‘‘to smuggle it in on cross-examination . . . .’’ Walder v. United States, 347 U.S. 62, 66, 74 S. Ct. 354, 98 L. Ed. 503 (1954). The Harris/Reid rule, which broadly permits the state to impeach the in-court testimony of a defendant on the basis of any minor deviation, inconsistency, or omission, too easily allows the state to do indirectly what it may not do directly: present a suppressed statement obtained in violation of a defen- dant’s constitutional rights for the jury’s consideration. In my view, such expansive and unconstrained use of evidence obtained in violation of constitutional norms should not be permitted, except to prevent the defen- dant from committing perjury at trial. II STATE CONSTITUTIONAL ANALYSIS A I will not quarrel with the majority’s conclusion that, for purposes of the federal constitution, this case is 0, 0 CONNECTICUT LAW JOURNAL Page 11
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governed by the doctrine first articulated in the United States Supreme Court’s decision in Harris v. New York, supra, 401 U.S. 222. The petitioner in Harris was charged with selling narcotics in violation of New York law and testified at trial, denying making any sales of narcotics. See id., 222–23. On cross-examination, the trial court allowed the state to impeach the petitioner’s credibility by asking him about specific statements he had made to the police following his arrest that contra- dicted his testimony.8 See id., 223. These statements were inadmissible in the prosecution’s case-in-chief under Miranda because ‘‘no warning of a right to appointed counsel was given before questions were put to [the] petitioner when he was taken into custody.’’ Id., 224. However, relying on Walder v. United States, supra, 347 U.S. 65, the court held that the unlawfully obtained statements were admissible for purposes of impeachment. See Harris v. New York, supra, 224–26. The court in Harris reasoned that ‘‘[e]very criminal defendant is privileged to testify in his own defense, or to refuse to do so. But that privilege cannot be con- strued to include the right to commit perjury.’’ Id., 225. The court, contra Miranda, appeared skeptical that the exclusionary rule served any useful purpose and, ‘‘[a]ssuming that the exclusionary rule [had] a deterrent effect on proscribed police conduct,’’ dismissed out of hand extending it to prohibit the use of a defendant’s suppressed statement for impeachment purposes. Id.; see id. (‘‘sufficient deterrence flows when the evidence in question is made unavailable to the prosecution in 8 The defendant in Harris was charged with selling heroin to an under- cover officer on two occasions. See Harris v. New York, supra, 401 U.S. 222–23. In his suppressed statement to the police, the defendant stated that he had twice purchased heroin from a third person in a controlled buy orchestrated by an undercover officer. See id., 227 (Brennan, J., dissenting). At trial, by contrast, he testified that he had not been involved in one of the sales at all and that he had sold the officer baking powder on the other occasion. See id., 226 (Brennan, J., dissenting). Page 12 CONNECTICUT LAW JOURNAL 0, 0
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its [case-in-chief]’’). In the view of the Harris majority, ‘‘[t]he impeachment process . . . undoubtedly pro- vided valuable aid to the jury in assessing [a defen- dant’s] credibility, and the benefits of this process should not be lost . . . because of the speculative pos- sibility that impermissible police conduct will be encouraged thereby.’’ Id. In a brief footnote, this court in Reid rejected the claim that it should depart from Harris and ‘‘adopt an absolute exclusionary rule as a matter of state constitu- tional law.’’ State v. Reid, supra, 193 Conn. 655 n.11. The Reid footnote did acknowledge that ‘‘we have inter- preted article first, § 8 of [the] Connecticut constitution to provide greater guarantees than its federal counter- part . . . .’’ (Citation omitted.) Id. This is itself striking, as Reid was decided in 1984, a relatively early stage in our court’s history exploring the independent vitality of our state constitutional law. However, the court in Reid declined to recognize a more protective rule under the Connecticut constitution ‘‘in this instance’’ based on the unelaborated conclusion that it found the reason- ing in Harris to be ‘‘persuasive . . . .’’ Id. In the present case, the defendant argues that Reid is not dispositive because ‘‘[t]he court did not do a full analysis of the independent constitutional claim but simply adopted the rationale of Harris in a conclusory footnote.’’ The majority acknowledges that the court in Reid ‘‘lacked the benefit of full briefing or analysis of the issue based on the now familiar factors articulated in Geisler, which was decided approximately eight years after Reid,’’ but nonetheless declines to engage in a more robust analysis of the exclusionary rule under our state constitution.9 Part I of the majority opinion. 9 In State v. Geisler, 222 Conn. 672, 684–85, 610 A.2d 1225 (1992), ‘‘we identified six nonexclusive tools of analysis to be considered, to the extent applicable, whenever we are called on as a matter of first impression to define the scope and parameters of the state constitution: (1) persuasive relevant federal precedents; (2) historical insights into the intent of our 0, 0 CONNECTICUT LAW JOURNAL Page 13
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Instead, the majority asserts that ‘‘the advent of the Geisler analysis [did] not by itself diminish the prece- dential value of Reid as a matter of state constitutional law’’ because Geisler ‘‘did not purport to do anything more than collect from our prior state constitutional precedent certain tools of analysis [that] should be con- sidered to the extent applicable . . . .’’ (Internal quota- tion marks omitted.) Id. The majority then applies a cursory Geisler analysis and concludes that, in line with stare decisis, there is no compelling reason to overrule or modify our holding in Reid. See id. The majority’s analysis of Reid and its putative stare decisis effect misses the point. The defendant does not, and could not, object to our failure to engage in a Geisler analysis nearly one decade before Geisler was decided. The defendant’s argument is that Reid did not engage in any independent constitutional analysis on this issue and, instead, adopted the Harris rule by ‘‘pronounce- ment . . . .’’ While I do not doubt the continued vitality of our pre-Geisler state constitutional precedent in gen- eral, I do question the majority’s choice to rely on an unelaborated and wholly conclusory holding buried in a footnote more than forty years ago. Even setting aside the perfunctory nature of the state constitutional holding in Reid, however, there is an independent and decisive reason that Reid cannot be deemed dispositive of the issue presented in this case. In Reid, as in Harris, the tainted statements were con- tradictory to, and not merely inconsistent with, the constitutional forebears; (3) the operative constitutional text; (4) related Connecticut precedents; (5) persuasive precedents of other states; and (6) contemporary understandings of applicable economic and sociological norms, or, as otherwise described, relevant public policies.’’ State v. Santi- ago, 318 Conn. 1, 17–18, 122 A.3d 1 (2015). ‘‘It is not critical to a proper Geisler analysis that we discuss the various factors in any particular order or even that we address each factor.’’ (Internal quotation marks omitted.) O’Shea v. Scherban, 339 Conn. 775, 797, 262 A.3d 776 (2021). Page 14 CONNECTICUT LAW JOURNAL 0, 0
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defendant’s trial testimony.10 As a result, the court in Reid was not asked to consider the defendant’s claim in the present case, which is whether the impeachment exception to the exclusionary rule under our state con- stitution should permit only the use of illegally obtained statements that are contradictory to the defendant’s in- court testimony, rather than merely inconsistent state- ments. The majority’s reliance on the doctrine of stare decisis fails to address this critical distinction. Contra- dictory statements are, by definition, one type of incon- sistent statement, so it was perfectly accurate for the court in Reid, applying the rule in Harris, to hold that the defendant’s prior inconsistent statements obtained in violation of Miranda could be used to impeach his in-court testimony. See State v. Reid, supra, 193 Conn. 654–55. But it is a logical and legal mistake to conclude from that holding that all inconsistent statements, including noncontradictory statements, warrant the same treatment as an exception to the exclusionary rule. All contradictory statements are inconsistent, but not all inconsistent statements are contradictory. To the extent that the doctrinal formulation expressed in Harris and Reid can be read to include noncontradic- tory inconsistent statements, it is nonbinding dictum. See, e.g., Kirtsaeng v. John Wiley & Sons, Inc., 568 U.S. 519, 548, 133 S. Ct. 1351, 185 L. Ed. 2d 392 (2013) (‘‘[w]e are not bound to follow our dicta in a prior case in which the point now at issue was not fully debated’’ (internal quotation marks omitted)); Humphrey’s Exec- utor v. United States, 295 U.S. 602, 627–628, 55 S. Ct. 869, 79 L. Ed. 1611 (1935) (rejecting, under stare decisis, dicta that ‘‘may be followed if sufficiently persuasive but [that] are not controlling’’); see also Hein v. Free- 10 In Reid, the defendant previously had told police officers that he did not know the victims and had not been to the apartment where they were found dead, whereas, at trial, he testified that he had been at the scene of the crime and knew the victims. See State v. Reid, supra, 193 Conn. 650–51 and n.7. 0, 0 CONNECTICUT LAW JOURNAL Page 15
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dom from Religion Foundation, Inc., 551 U.S. 587, 615, 127 S. Ct. 2553, 168 L. Ed. 2d 424 (2007) (‘‘It is a neces- sary concomitant of the doctrine of stare decisis that a precedent is not always expanded to the limit of its logic. . . . [In Hein] [w]e do not extend [prior prece- dent], but we also do not overrule it. We leave [prior precedent] as we found it.’’). In other words, holding in the defendant’s favor in the present case does not require that we overrule Reid, and I do not advocate that result. In my view, this case provides this court with an excellent opportunity to consider a refinement of the impeachment exception to the exclusionary rule as delineated in Reid. As I discuss more fully in part IV of this opinion, unlike in Reid (and Harris), the defen- dant’s testimony in the present case was at most merely inconsistent with the statement that he gave to the Waterbury police on the day after the murder. For the reasons that follow, I would conclude that, under the relevant Geisler factors—our state law precedent, the policy considerations underlying the Harris line of cases, and the persuasive precedent of other state courts—allowing the prosecution to impeach the defen- dant’s in-court testimony with illegally obtained state- ments under these circumstances undermines the values and interests animating the exclusionary rule under our state constitution. B The majority does not address the strong support for the defendant’s claim found in Connecticut case law. The constitutional rights of the accused, including the privilege against self-incrimination and the right to counsel, have been the subject of some of this court’s most intense activity in our state constitutional law jurisprudence. Not infrequently, we have concluded that our state constitution provides greater protection Page 16 CONNECTICUT LAW JOURNAL 0, 0
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of these rights than the federal constitution. Thus, in State v. Stoddard, 206 Conn. 157, 537 A.2d 446 (1988), we held that the Connecticut constitution requires the police to inform a suspect whom they are holding for custodial interrogation of timely efforts by counsel to render pertinent legal assistance. See id., 163, 166–67. The United States Supreme Court had rejected such a rule two years earlier on policy grounds; see id., 164; reasoning that, ‘‘[w]hile such a rule might add margin- ally to Miranda’s goal of dispelling the compulsion inherent in [a] custodial interrogation, overriding practi- cal considerations counsel against its adoption.’’ Moran v. Burbine, 475 U.S. 412, 425, 106 S. Ct. 1135, 89 L. Ed. 2d 410 (1986). In Stoddard, this court disagreed, recognizing the traditional and deeply rooted impor- tance of the right to counsel in Connecticut. See State v. Stoddard, supra, 164 (‘‘[t]his state has had a long history of recognizing the significance of the right to counsel, even before that right attained federal constitu- tional importance’’). The same principles are plainly implicated in the present case because the Miranda violation arose when the police ignored the defendant’s unequivocal request for counsel and continued to ques- tion him for one hour following that request. Our holding in State v. Marsala, 216 Conn. 150, 579 A.2d 58 (1990), while involving the fourth amendment exclusionary rule rather than the fifth amendment exclusionary rule, similarly reflects our commitment to policy considerations that properly incentivize the police to act within the bounds of the law in their investigative pursuits. See id., 159–60. In Marsala, this court considered whether our state constitution’s prohi- bition on unreasonable searches and seizures contained the same good faith exception to the exclusionary rule that the United States Supreme Court had recognized in United States v. Leon, 468 U.S. 897, 905, 104 S. Ct. 3405, 82 L. Ed. 2d 677 (1984). See State v. Marsala, 0, 0 CONNECTICUT LAW JOURNAL Page 17
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supra, 160–67. After extensively reviewing the policy considerations underlying Leon, this court stated that ‘‘[w]e simply [could not] accept the conclusion reached by the [court in] Leon’’; id., 167; or ‘‘sanction a practice in which the validity of search warrants might be deter- mined under a standard of ‘close enough is good enough’ instead of under the ‘probable cause’ standard mandated by article first, § 7, of our state constitution.’’ Id., 171. We therefore concluded that the Connecticut constitution, unlike the federal constitution, does not contain a good faith exception to the fourth amendment exclusionary rule. Id. In so doing, we recognized that, ‘‘[i]n the area of fundamental civil liberties—which includes all protections of the declaration of rights con- tained in article first of the Connecticut constitution— we sit as a court of last resort, subject only to the qualification that our interpretations may not restrict the guarantees accorded the national citizenry under the federal charter. In such constitutional adjudication, our first referent is Connecticut law and the full panoply of rights Connecticut residents have come to expect as their due. Accordingly, decisions of the United States Supreme Court defining fundamental rights are persua- sive authority to be afforded respectful consideration, but they are to be followed by Connecticut courts only when they provide no less individual protection than is guaranteed by Connecticut law.’’ (Internal quotation marks omitted.) Id., 160. More recently, in State v. Purcell, 331 Conn. 318, 320–21, 363–64, 203 A.3d 542 (2019), this court adopted a rule safeguarding access to counsel that was more protective than the one adopted by the United States Supreme Court in Davis v. United States, 512 U.S. 452, 459–60, 114 S. Ct. 2350, 129 L. Ed. 2d 362 (1994). Davis held that suspects must make a clear and unequivocal request for counsel in order to effectuate their right to have the police cease interrogation pursuant to Edwards Page 18 CONNECTICUT LAW JOURNAL 0, 0
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v. Arizona, supra, 451 U.S. 483–85. See State v. Purcell, supra, 333. We rejected the federal rule as being incon- sistent with the policies underlying Miranda and held that, under the Connecticut constitution, a custodial interrogation must cease if a suspect makes even an ambiguous invocation of his right to counsel. See id., 361–62. In Purcell, we reasoned that there was a lesser justification for deferring to federal law when ‘‘the ques- tion before us is not whether our state constitution provides a broader constitutional right than that afforded under the federal constitution’’ but ‘‘whether to adopt an additional layer of prophylaxis to prevent a signifi- cant risk of deprivation of those vital constitutional rights protected under Miranda.’’11 (Emphasis omitted.) Id., 342. Our reasoning was also rooted in principles of federalism; we acknowledged that, while the United 11 The majority asserts that its position is supported by ‘‘the prophylactic nature’’ of the rules prescribed in Miranda and Edwards. Part I of the majority opinion. I see it differently. The distinction we drew in Purcell was not intended to suggest that these prophylactic rules were severable from the underlying constitutional right. Despite the United States Supreme Court’s vacillations and equivocations over the past three decades as to whether these rules are constitutional in nature, this court has consistently treated the Miranda based prophylactic rules as mandatory correlative requirements to ensure constitutional compliance. See, e.g., State v. Dickson, supra, 322 Conn. 427 n.11 (‘‘the fact that a rule is designed to prophylactically prevent constitutional violations and is not itself constitutionally mandated in the sense that nothing else will suffice to satisfy the constitutional requirements . . . does not mean that the rule does not have the force of a constitutional rule’’ (citation omitted; internal quotation marks omitted)); see also State v. Purcell, supra, 331 Conn. 342 (‘‘It is important to underscore that the question before us is not whether our state constitution provides a broader constitutional right than that afforded under the federal constitution. . . . Instead, the issue we decide is whether to adopt an additional layer of prophylaxis to prevent a significant risk of deprivation of those vital constitutional rights protected under Miranda.’’ (Citation omitted; emphasis altered.)). Not only have we determined that the Miranda rules are indepen- dently required under our state constitution, but we have also operated under the assumption that they are binding on this court under the federal constitution. See State v. Mangual, 311 Conn. 182, 185 n.1, 85 A.3d 627 (2014) (noting that United States Supreme Court ‘‘reaffirmed’’ that Miranda warnings ‘‘are constitutionally mandated’’). 0, 0 CONNECTICUT LAW JOURNAL Page 19
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States Supreme Court is constrained by federalism based concerns counseling in favor of the least prophylactic rule; see, e.g., Moran v. Burbine, supra, 475 U.S. 424–25, 428; each state can and should determine whether a more protective rule comports with its own laws and traditions. See State v. Purcell, supra, 343, citing T. Saylor, ‘‘Prophylaxis in Modern State Constitutionalism: New Judicial Federalism and the Acknowledged, Pro- phylactic Rule,’’ 59 N.Y.U. Ann. Surv. Am. L. 283, 308–309 (2003).12 We thus pointed to Connecticut’s traditional commitment to the right to counsel and our precedent in Stoddard drawing on that tradition to determine the contours of the rights of a suspect during custodial interrogation. See State v. Purcell, supra, 345. We ulti- mately concluded that ‘‘the underpinnings of the [United States] Supreme Court’s decision [were] so flawed or inconsistent with this state’s case law or public policies that the decision should not be followed as a matter of state law.’’ Id., 352; see id., 353.
This court’s decisions in Stoddard, Marsala, and Pur- cell exemplify Connecticut’s commitment to the essen- tial role that the exclusionary rule plays in the enforcement of foundational constitutional principles. Of course, the 12 Other sources have made this federalism point, as well. See, e.g., R. Utter, ‘‘Swimming in the Jaws of the Crocodile: State Court Comment on Federal Constitutional Issues When Disposing of Cases on State Constitu- tional Grounds,’’ 63 Tex. L. Rev. 1025, 1042 n.115 (1985) (‘‘Federalism consid- erations require the United States Supreme Court to find the lowest common denominator when it creates a new rule. . . . Due to the size and diversity of the country, the [c]ourt must limit its decisions to constitutional norms capable of achievement nationwide. The United States Supreme Court has recognized this limitation explicitly in Argersinger v. Hamlin, 407 U.S. 25, 27 n.1, 37 n.7 [92 S. Ct. 2006, 32 L. Ed 2d 530] (1972) . . . [and] Mapp v. Ohio, [supra, 367 U.S. 650–53].’’ (Citations omitted.)); see also State v. Dukes, 209 Conn. 98, 113, 547 A.2d 10 (1988) (‘‘Although in interpreting the Connecti- cut constitution we have agreed with and followed the federal handling of consonant provisions of the federal constitution, this court has never considered itself bound to adopt the federal interpretation in interpreting the Connecticut constitution. Our system of federalism requires no less.’’). Page 20 CONNECTICUT LAW JOURNAL 0, 0
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present appeal would not require our time if Stoddard, Marsala, and Purcell had directly resolved the issue in the present case. They did not. Nonetheless, these cases are highly relevant to the Geisler analysis because they show that this court has not hesitated to examine the policy rationales underlying the United States Supreme Court’s decisions regarding the scope of federal consti- tutional protections when determining the scope of our state constitutional protections, and to conclude that the Connecticut constitution is more protective. Our willingness to examine such underlying policy consider- ations in federal constitutional jurisprudence has been particularly evident in the area of the individual rights of the accused, and, with respect to Stoddard and Purcell, even more particularly in connection with safeguarding the right to counsel. I echo the majority’s view that ‘‘a proper Geisler analysis does not require us simply to tally and follow the decisions favoring one party’s state constitutional claim; a deeper review of [their] under- pinnings is required because we . . . follow [only] per- suasive decisions.’’ (Internal quotation marks omitted.) Part I of the majority opinion. Here, our prior decisions demonstrate this court’s long-standing and vigorous protection of the rights against self-incrimination, to counsel, and to due process under our state constitu- tion, beyond the baseline protection under the federal constitution, as established by the United States Supreme Court. C With these Connecticut cases in mind, I focus on the federal precedents that the majority chooses to follow and the various policy considerations that ultimately determine whether their reasoning is sufficiently per- suasive to convince us to adopt the federal rule as our own. The majority finds particularly persuasive the majority opinions of the United States Supreme Court 0, 0 CONNECTICUT LAW JOURNAL Page 21
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in Harris v. New York, supra, 401 U.S. 222, and Oregon v. Hass, supra, 420 U.S. 714. I have already summarized the reasoning of the five member majority in Harris. In Hass, a majority of the court applied the same reasoning to reject the claim that the impeachment exception to the exclusionary rule should not apply when the police had informed the suspect of his Miranda rights, the suspect had requested an attorney, and the police had nonetheless continued the interrogation until the suspect’s lawyer arrived, in violation of Miranda. See Oregon v. Hass, supra, 420 U.S. 714–15, 722–23. The majority declined to credit the respondent’s argument that applying the exception in this situation would incentivize police mis- conduct because the police would have nothing to lose and everything to gain by continuing the interrogation, declaring in ipse dixit (as did the decision in Harris) that ‘‘there is sufficient deterrence when the evidence in question is made unavailable to the prosecution in its [case-in-chief].’’13 Id., 722. As a starting point, I consider it important that the majority in both these cases emphasized that the pri- mary purpose of the impeachment exception is to ensure that the defendant cannot commit perjury with impunity. See footnote 7 of this opinion. The point is significant because the United States Supreme Court has never suggested that the purpose of the impeach- ment exception is to allow the state to show that defen- dants’ observational and narrative skills are less than 13 In Hass, the defendant’s logic was that the police would remain deterred from questioning a suspect before providing the Miranda warnings because, at that point, there would still be a possibility that the suspect would waive his Miranda rights and provide an incriminating statement that would be admissible in the state’s case-in-chief at trial. See Oregon v. Hass, supra, 420 U.S. 722. But, following a suspect’s invocation of his Miranda rights, in the absence of an absolute exclusionary rule, there would be no incentive for the police to cease the interrogation, as they could still possibly elicit statements to be used for impeachment purposes. See id. Page 22 CONNECTICUT LAW JOURNAL 0, 0
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ideal. Its purpose is to prevent defendants from lying without fear of contradiction by their own prior state- ments. In light of the competing interests served by the exclusionary rule, and in view of the exceptionally broad definition of the term ‘‘inconsistency’’ to include discrepancies that do not indicate perjury, an impeach- ment exception based on inconsistency alone is vastly overbroad and ill-suited to its stated purpose. Cf. State v. Isom, 306 Or. 587, 595, 761 P.2d 524 (1988) (‘‘No one, including a criminal defendant, has the ‘right’ to give false testimony. Nor does anyone have the ‘right’ to commit murder or robbery. But all citizens, including criminal defendants, have constitutional rights . . . .’’). Justice Brennan wrote incisive dissenting opinions in Harris and Hass. In Harris, Justice Brennan, joined by Justices William O. Douglas and Thurgood Marshall, contended that the majority’s holding ‘‘goes far toward undoing much of the progress made in conforming police methods to the [c]onstitution.’’ Harris v. New York, supra, 401 U.S. 232 (Brennan, J., dissenting). His criticism was not mild. As I previously discussed in this opinion, he emphasized the central importance of upholding the rule of law as applied to government officials. See id. Quoting Miranda, he also reminded us that the privilege against self-incrimination is the ‘‘ ‘essential mainstay’ ’’ of the American adversary sys- tem. Id., 231 (Brennan, J., dissenting). The ‘‘values’’ underlying the right against self-incrimination, Justice Brennan said, ‘‘are plainly jeopardized if an exception against admission of tainted statements is made for those used for impeachment purposes.’’ Id., 232 (Bren- nan, J., dissenting). Justice Brennan’s dissent in Harris also expressed concern about the way in which the majority’s holding directly impacted the right of the accused to testify in one’s own defense. ‘‘The prosecution’s use of [a] tainted statement,’’ he observed, ‘‘cuts down on the privilege 0, 0 CONNECTICUT LAW JOURNAL Page 23
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[against self-incrimination] by making its assertion costly. . . . Thus, the accused is denied an unfettered choice when the decision whether to take the stand is burdened by the risk that an illegally obtained prior statement may be introduced to impeach his direct testi- mony denying complicity in the crime charged against him.’’ (Citation omitted; internal quotation marks omit- ted.) Id., 230 (Brennan, J., dissenting). Justice Brennan’s dissent in Hass, joined by Justice Marshall, renewed these objections with emphasis: ‘‘The [c]ourt’s decision [in Hass] goes beyond Harris in undermining Miranda. Even after Harris, [the] police had some incentive for following Miranda by warning an accused of his right to remain silent and his right to counsel. If the warnings were given, the accused might still make a statement [that] could be used in the prosecution’s [case-in-chief]. Under [Hass], however, once the warnings are given, [the] police have almost no incentive for following Miranda’s requirement that [i]f the individual states that he wants an attorney, the interrogation must cease until an attorney is present. . . . If the requirement is followed there will almost surely be no statement since the attorney will advise the accused to remain silent. If, however, the requirement is disobeyed, the police may obtain a statement [that] can be used for impeach- ment if the accused has the temerity to testify in his own defense. Thus, after [Hass], if an individual states that he wants an attorney, police interrogation will doubtless be vigorously pressed to obtain statements before the attorney arrives.’’ (Citation omitted; foot- notes omitted; internal quotation marks omitted.) Ore- gon v. Hass, 420 U.S. 725 (Brennan, J., dissenting). Reasonable minds may differ on the merits of these concerns when a defendant testifies in a manner that flatly contradicts a prior statement, as in Harris and Hass, thereby indicating a strong possibility of perjury. But the present case demonstrates why defendants Page 24 CONNECTICUT LAW JOURNAL 0, 0
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would and should be extremely hesitant to exercise their constitutional right to testify at trial if the impeach- ment exception is extended to permit the state to use an illegally obtained statement to attack a defendant’s credibility on the basis of mere inconsistencies between his trial testimony and the contents of his tainted state- ment. See part III of this opinion. I find the dissenting opinions in Harris and Hass significantly more persuasive than their majority coun- terparts, and much more closely aligned with the water- shed holdings in Miranda and Edwards. Those dissents also find substantial support in the scholarly literature, which has criticized the Harris line of cases on numer- ous grounds. To begin with, many commentators agree with Justice Brennan’s observation in Harris that the use of illegally obtained evidence relating directly to the crime creates an unacceptable risk that the jury will impermissibly use such evidence to determine the defendant’s guilt. See Harris v. New York, supra, 401 U.S. 231 (Brennan, J., dissenting) (‘‘[a]n incriminating statement is as incriminating when used to impeach credibility as it is when used as direct proof of guilt’’ (internal quotation marks omitted)). I consider it unten- able and ill-advised to rely on a lay jury to safeguard the constitutional principles at stake on the basis of an elusive and ethereal distinction, particularly when the defendant’s testimony at trial does not contradict any- thing he said in an illegally obtained prior statement. In the words of one commentator, ‘‘[w]hen impeachment evidence is . . . directly related to the charges at issue and when, as in Harris, it corroborates the prosecu- tion’s version of relevant facts, there is a substantial danger that a jury will ignore a limiting instruction and not only conclude that the defendant may be lying, but also draw the inference that the prior statement is correct and therefore that the defendant is guilty.’’ Highlights of the Term, ‘‘Admissibility of Unlawfully 0, 0 CONNECTICUT LAW JOURNAL Page 25
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Obtained Statement for Impeachment Purposes,’’ 85 Harv. L. Rev. 44, 48 (1971). Indeed, the futility of giving a limiting instruction in this context has been widely recognized.14 In crafting a properly balanced exclusion- ary rule, the court should be mindful of this risk and minimize situations in which juries are placed in a nearly impossible position. In my view, the proper bal- ance would be to limit the impeachment exception to cases in which the defendant’s testimony directly con- tradicts his illegally obtained prior statement. This brings me to the criticism of the Harris doctrine that I consider most compelling as applied to the pres- ent case. Judges and commentators alike have raised questions and expressed concern about the extent to which tainted evidence must contradict a defendant’s testimony to be admissible for impeachment purposes. Professor Wayne R. LaFave points out that ‘‘[t]he [United States] Supreme Court decisions permitting impeachment by use of illegally obtained evidence involved situations in which there was a clear conflict 14 See People v. Disbrow, 16 Cal. 3d 101, 112, 545 P.2d 272, 127 Cal. Rptr. 360 (1976) (‘‘[t]o instruct a jury that [it is] not to consider expressions of complicity in the charged crime as evidence that the speaker in fact commit- ted the charged crime, but only for the purpose of demonstrating that he was probably lying when he denied committing the charged crime, would be to require, in the words of [Judge] Learned Hand, ‘a mental gymnastic [that] is beyond, not only [the jury’s] power, but anybody else’s’ ’’); M. White, Comment, ‘‘The Impeachment Exception to the Constitutional Exclusionary Rules,’’ 73 Colum. L. Rev. 1476, 1476–77 (1973) (‘‘[s]ince it is recognized that it is virtually impossible for the trier of fact to restrain from considering on the question of guilt evidence, legally relevant only to credibility, it is important that the impeachment exception be contained within clearly defined, narrow bounds if it is not to erode the constitutional rights protected by the exclusionary rules’’ (footnote omitted)); see also 6 W. LaFave, Search and Seizure (6th Ed. 2020) § 11.6 (a) (3), p. 536 (when tainted evidence that bears directly on defendant’s guilt has been used to impeach defendant’s testimony, ‘‘the risk that the jury will not, or cannot, follow instructions is so great, and the consequences of failure so vital to the defendant, that the practical and human limitations of the jury system cannot be ignored’’ (internal quotation marks omitted)). Page 26 CONNECTICUT LAW JOURNAL 0, 0
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between the testimony of the defendant and that evi- dence. In Walder the defendant testified [that] he had never possessed narcotics and the evidence was a her- oin capsule seized from his home . . . [and] in Harris the testimony was that the substance sold was baking powder while the evidence was [the] defendant’s earlier statement to the police that the substance was heroin . . . .’’ (Emphasis added.) 6 W. LaFave, Search and Seizure (6th Ed. 2020) § 11.6 (a) (4), pp. 536–37; see also James v. Illinois, 493 U.S. 307, 324–25, 110 S. Ct. 648, 107 L. Ed. 2d 676 (1990) (Kennedy, J., dissenting) (impeachment exception to exclusionary rule applies when ‘‘[the] triers of fact . . . were not just kept in the dark as to excluded evidence . . . but [were] positively misled,’’ and such exception ‘‘can and should be con- fined to situations [in which] there is direct conflict, which is to say [when], within reason, the witness’ testi- mony and the excluded testimony cannot both be true’’). As one commentator has explained, when ‘‘the defendant’s statement sought to be impeached is but an inferential denial of the impeaching evidence, found only through laborious study of [the] defendant’s direct testimony, the evidence may not only be minimally, and therefore impermissibly, useful, but also may unconsti- tutionally chill [the] defendant’s right to testify.’’ (Inter- nal quotation marks omitted.) M. White, Comment, ‘‘The Impeachment Exception to the Constitutional Exclu- sionary Rules,’’ 73 Colum. L. Rev. 1476, 1488 (1973). In line with these authorities, Maryland’s highest court has held that the impeachment exception for statements taken in violation of Miranda ‘‘does not extend to the defendant’s credibility generally, but to his specific credibility arising from a realistic contra- diction between the issues he initiated on direct exami- nation and the impeaching statement.’’ (Emphasis added.) State v. Kidd, 281 Md. 32, 49, 375 A.2d 1105, cert. denied, 434 U.S. 1002, 98 S. Ct. 646, 54 L. Ed. 2d 498 (1977); 0, 0 CONNECTICUT LAW JOURNAL Page 27
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see State v. Franklin, 281 Md. 51, 58, 375 A.2d 1116 (1977) (illegally obtained statement may be used at trial only ‘‘for the purpose of impeaching [the defendant’s] credibility, not generally, but specifically with regard to a contradiction, reasonably inferred, between issues initiated by him on direct examination and the impeaching statement’’), cert. denied, 434 U.S. 1018, 98 S. Ct. 739, 54 L. Ed. 2d 764 (1978); see also Hall v. State, 292 Md. 683, 688–89, 441 A.2d 708 (1982) (upholding use of illegally obtained statement to impeach defendant because it ‘‘directly contradicted’’ his testimony on direct examination); cf. LeMasters v. People, 678 P.2d 538, 543 (Colo. 1984) (‘‘The sine qua non of impeaching a witness’ testimony is that the evidence contradicts his previous statements. . . . In cases [in which] ille- gally seized evidence is admitted for impeachment pur- poses, the nexus between the defendant’s statements and the contradictory evidence introduced on cross- examination must be apparent. . . . When the contra- diction purportedly presented by the unconstitutionally obtained evidence is far from obvious, its value is specu- lative.’’ (Citation omitted; footnote omitted.)).15 I am persuaded that the Harris model endorsed by the majority is seriously flawed because it allows the state to take substantial and unjustified advantage of its illegal conduct whenever the defendant’s testimony omits (or includes) any details not contained in an ille- gally obtained prior statement. This overly broad appli- cation of the impeachment exception too readily abandons the role that the exclusionary rule serves in 15 Although I have not found any federal court of appeals decisions that have squarely addressed the distinction I elaborate in this opinion between a contradiction and an inconsistency, the First Circuit Court of Appeals has suggested that the impeachment of a defendant’s trial testimony using illegally obtained statements ‘‘is governed by [the] common-law principles’’ of ‘‘impeachment by contradiction . . . .’’ (Citation omitted; internal quota- tion marks omitted.) United States v. Morla-Trinidad, 100 F.3d 1, 5 n.3 (1st Cir. 1996). Page 28 CONNECTICUT LAW JOURNAL 0, 0
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enforcing rule of law principles. It also prevents defen- dants from freely exercising their constitutional right to testify at trial without fear of impeachment by even the remotest inconsistency with an illegally obtained statement. And, when defendants testify directly about the criminal charges pending against them, the current impeachment exception leaves the jury with the well- nigh impossible task of considering the impact of the inconsistency on defendants’ credibility without draw- ing substantive conclusions about defendants’ criminal liability on those very charges. In interpreting our own state constitutional provi- sions, this court is not bound by what we consider to be the flawed reasoning of federal constitutional precedent. See State v. Cardenas-Alvarez, 130 N.M. 386, 391, 25 P.3d 225 (2001) (state court may diverge from federal constitutional precedent in interpreting analo- gous provision of state constitution if, among other reasons, there is ‘‘ ‘a flawed federal analysis’ ’’); Morris v. Brandenburg, 356 P.3d 564, 573 (N.M. App. 2015) (citing various state cases that rejected United States Supreme Court decisions because those decisions had been ‘‘widely criticized . . . [as] weakening a right beyond a point [that] may be countenanced under [the] state constitution,’’ because they were ‘‘unpersuasive and incompatible with state constitutional standards,’’ or because they were ‘‘devoid of a reasoned basis in constitutional doctrine’’ (internal quotation marks omit- ted)), aff’d, 376 P.3d 836 (N.M. 2016). We most certainly are not bound to extend the imprecise language used in federal precedent to apply in circumstances that were not presented in the federal cases.16 The Harris excep- 16 To be clear, I do not propose dispensing with the Harris/Reid impeach- ment exception altogether, as the Hawaii and Oregon Supreme Courts have done after concluding that their respective state constitutions prohibit the admission of a defendant’s illegally obtained statement for any purpose, including impeachment. See State v. Santiago, 53 Haw. 254, 265–66, 492 P.2d 657 (1971) (prohibiting use of defendant’s illegally obtained statement in prosecutor’s case-in-chief or to impeach defendant’s credibility, unless 0, 0 CONNECTICUT LAW JOURNAL Page 29
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tion is overbroad and ill-suited to its truly legitimate justification, which is to prevent a defendant from com- mitting perjury. That objective is best achieved by a rule permitting impeachment using prior contradictory statements as opposed to merely inconsistent ones. D The majority brushes aside the foregoing concerns without offering much in the way of counterarguments. The majority’s position with respect to the deterrent effect of the exclusionary rule warrants particular atten- tion. It contends that the defendant ‘‘has not established inescapable reasons that would compel us to overrule Reid’s holding that excluding illegally obtained evi- dence from the state’s case-in-chief provides a sufficient deterrent effect to vindicate the prophylactic rules of Miranda and Edwards.’’ Part I of the majority opinion. As an initial matter, as I pointed out previously in this dissenting opinion, the actual holding of Reid does not apply to this case, and adopting the rule that I propose would not require us to overrule Reid. The accurate characterization of the majority’s opinion is that it chooses to extend the holding of Reid (and Harris) to now include noncontradictory but inconsistent prior statements. If we choose to extend the reasoning of Reid to the present case, we should do so only if that reasoning is persuasive. And to find persuasive the rea- soning of footnote 11 in Reid, as it relates to the deter- rence effect of the exclusionary rule, requires more imagination than I can muster. Reid never mentions the word deterrence, much less examines the unadorned and unreasoned declaration in Harris that the impeach- ment exception is ‘‘sufficient deterrence’’ of police mis- conduct. Harris v. New York, supra, 401 U.S. 225. I proper Miranda warnings are given); State v. Isom, supra, 306 Or. 594–95 (prohibiting, for impeachment purposes, use of statement obtained through interrogation after suspect has invoked right to counsel). Page 30 CONNECTICUT LAW JOURNAL 0, 0
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therefore take issue with the majority’s premise that Reid represents binding precedent and contains reason- ing that must be extended to the present case in the absence of inescapable reasons for declining to do so.
Upon examination, there are compelling grounds for refusing to extend any further than absolutely necessary the ipse dixit theory of deterrence set forth in Harris. To begin with, neither the majority nor the state pro- vides any evidence whatsoever to support the proposi- tion that the exclusion of illegally obtained evidence from the state’s case-in-chief provides sufficient deter- rence against police misconduct. If anyone knows the answer to that question, it would be the state, which works cooperatively with law enforcement officers and trains them with regularity on, among other things, the law governing interrogations and the exclusionary rule. See footnote 17 of this opinion. Yet, instead of facts about police misconduct and deterrence, we hear a repetition of the same ipse dixit employed by the major- ity in Harris. See Harris v. New York, supra, 401 U.S. 225 (‘‘[a]ssuming that the exclusionary rule has a deter- rent effect on proscribed police conduct, sufficient deterrence flows when the evidence in question is made unavailable to the prosecution in its [case-in-chief]’’). The Harris majority itself never provided any empirical evidence for this proposition; it was evidently based on the court’s own assumptions about the information available to the police and their motivations, which may or may not have been accurate. See S. Stoughton, ‘‘Policing Facts,’’ 88 Tul. L. Rev. 847, 848–51 (2014) (discussing United States Supreme Court’s common practice of making and relying on inaccurate factual assertions about policing); see also A. Larsen, ‘‘Factual Precedents,’’ 162 U. Pa. L. Rev. 59, 60–66 (2013) (demon- strating that, once particular factual assertion has been made in United States Supreme Court opinion, it might 0, 0 CONNECTICUT LAW JOURNAL Page 31
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be seen as particularly reliable in future and cited by lower courts). Nor is it justifiable to assign the burden of proof to the defendant under these circumstances. After all, it is the government that has acted unlawfully by interro- gating the defendant despite his request to talk to an attorney, and it is the government that seeks an excep- tion to an exclusionary rule intended to deter such misconduct. It seems only fair to require the state to demonstrate in some meaningful fashion that the Har- ris impeachment exception to the exclusionary rule has no untoward impact on police behavior. I am skepti- cal of that hypothesis, particularly in light of the facts of the present case, which demonstrate how easy it is for the prosecution to accomplish indirectly, by way of impeachment, what it is prohibited from doing directly in its case-in-chief. In my view, it is not nearly enough for the state to summarily dismiss the defendant’s argu- ments without providing any compelling evidence of its own, especially in view of the constitutional rights at stake. We should recall that the privilege against self- incrimination ‘‘reflects many of our fundamental values and most noble aspirations: our unwillingness to sub- ject those suspected of [a] crime to the cruel trilemma of self-accusation, perjury or contempt; our preference for an accusatorial rather than an inquisitorial system of criminal justice; our fear that self-incriminating state- ments will be elicited by inhumane treatment and abuses; our sense of fair play which dictates a fair state- individual balance by requiring the government to leave the individual alone until good cause is shown for dis- turbing him and by requiring the government in its con- test with the individual to shoulder the entire load . . . our respect for the inviolability of the human personal- ity and of the right of each individual ‘to a private enclave where he may lead a private life . . . our dis- trust of self-deprecatory statements; and our realization Page 32 CONNECTICUT LAW JOURNAL 0, 0
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that the privilege, while sometimes a shelter to the guilty, is often a protection to the innocent.’’ (Citations omitted; internal quotation marks omitted.) Murphy v. Waterfront Commission of New York Harbor, 378 U.S. 52, 55, 84 S. Ct. 1594, 12 L. Ed. 2d 678 (1964), overruled in part on other grounds by United States v. Balsys, 524 U.S. 666, 118 S. Ct. 2218, 41 L. Ed. 2d 575 (1998); see also State v. Ferrell, 191 Conn. 37, 41, 463 A.2d 573 (1983) (‘‘[t]he [Miranda] warnings represent the belief, deep-seated in the Anglo-American legal tradition, that a person accused of a crime may be convicted only if exacting measures have been taken to [ensure] that the accused has been treated with the most scrupulous fairness by agents of the government’’). While the state provides no evidence in support of its theory of nondeterrence, there is ample evidence to support the defendant’s position that the deterrent effect of the exclusionary rule is reduced if there is an impeachment loophole. Legal scholars have docu- mented the widespread police practice of questioning ‘‘outside Miranda,’’ which refers to a variety of tactics used to elicit impeachment evidence from suspects after they invoke their Miranda rights. (Internal quota- tion marks omitted.) R. Leo & W. White, ‘‘Adapting to Miranda: Modern Interrogators’ Strategies for Dealing with the Obstacles Posed by Miranda,’’ 84 Minn. L. Rev. 397, 411 (1999); see id., 460–63 (describing strategies used by police to question outside Miranda); see also R. Leo, ‘‘Inside the Interrogation Room,’’ 86 J. Crim. L. & Criminology 266, 276 (1996) (empirical study find- ing that, during custodial interrogations in which defen- dants invoked their Miranda rights, California police officers continued to question outside Miranda in about one in five cases); E. Sanders, ‘‘Willful Violations of Miranda: Not a Speculative Possibility but an Estab- lished Fact,’’ 4 Fla. Coastal L.J. 29, 37–54 (2002) (citing cases involving wilful violations of Miranda in Ala- 0, 0 CONNECTICUT LAW JOURNAL Page 33
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bama, District of Columbia, Hawaii, Iowa, Kentucky, Maine, Minnesota, Nevada, New Mexico, Ohio, South Carolina, and Virginia); C. Weisselberg, ‘‘Saving Miranda,’’ 84 Cornell L. Rev. 109, 136–38 and nn.146, 149, 151–52, 160 and n. 265 (1998) (citing cases documenting the deliberate practice of questioning outside Miranda in Arizona, California, Colorado, District of Columbia, Georgia, and Nebraska, as well as cases documenting Miranda violations in thirty-eight additional states). Indeed, many commentators argue that the ongoing police practice of questioning defendants regardless of their Miranda invocations is a predictable result of the incentive structure created by the United States Supreme Court in Harris and its progeny. See, e.g., State v. Isom, supra, 306 Or. 595 (‘‘far from discouraging the police, the federal rule . . . actually encourages unconstitutional interrogation [when] the suspect has taken the police at their word and declined to talk’’); S. Clymer, ‘‘Are Police Free To Disregard Miranda?,’’ 112 Yale L.J. 447, 507 (2002) (‘‘a police officer faced with a suspect’s assertion of rights has little to lose, and possible impeachment evidence to gain, by continu- ing [an] interrogation despite the Miranda rules’’); C. Steiker, ‘‘Counter-Revolution in Constitutional Criminal Procedure? Two Audiences, Two Answers,’’ 94 Mich. L. Rev. 2466, 2525 (1996) (calling the Harris impeachment exception ‘‘[an] obvious incentive for police miscon- duct’’); S. Thompson, ‘‘Evading Miranda: How Seibert and Patane Failed To ‘Save’ Miranda,’’ 40 Val. U. L. Rev. 645, 670 (2006) (‘‘[t]he cumulative effect of the [United States Supreme] Court’s jurisprudence has been to free interrogators to obey or disobey Miranda’s stric- tures depending on the balance of advantages and disad- vantages’’). The United States Supreme Court has also foreclosed any civil liability for deliberate police viola- tions of Miranda under 42 U.S.C. § 1983, further rein- forcing this undesirable incentive structure. See Chavez Page 34 CONNECTICUT LAW JOURNAL 0, 0
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v. Martinez, 538 U.S. 760, 772–73, 123 S. Ct. 1994, 155 L. Ed. 2d 984 (2003). It stands to reason that police officers, like many other social actors subject to rules designed to discour- age violations of the law, would respond to incentives created by judicial precedent. Police officers regularly receive training on constitutional criminal procedure, including the exclusionary rule.17 See C. Steiker, supra, 94 Mich. L. Rev. 2534–35. In this training, ‘‘the police are very apt to ‘hear’ the decision rules that the [United States] Supreme Court makes (and that lower federal and state courts apply) and thus to adjust their attitudes about what behavior ‘really’ is required by the [c]ourt’s conduct rules.’’ Id., 2534. In at least some instances, police training even implicitly encourages officers to continue questioning defendants after they invoke their Miranda rights. See, e.g., C. Weisselberg, ‘‘Mourning Miranda,’’ 96 Cal. L. Rev. 1519, 1554 (2008) (quoting training material from Los Angeles County District Attorney’s Office, stating that ‘‘custodial interrogation without Miranda waivers does not violate the [c]onsti- tution, does not violate the Miranda evidentiary rule, and does not constitute deterrable misconduct,’’ and that statements obtained in such manner may ‘‘legiti- mate[ly]’’ be used to ‘‘[i]mpeach inconsistent trial testi- mony’’ (emphasis in original; internal quotation marks omitted)). It is therefore the obligation of the judiciary to exercise caution in making exceptions to constitu- tional protections and to ensure that any exceptions are thoughtfully tailored to their respective purposes. The majority, in my view, dismisses too readily the defendant’s argument that the overbroad Harris 17 In Connecticut, the Office of the Chief State’s Attorney confirmed this to be the case most recently on March 5, 2025, at oral argument in State v. Correa (SC 20728), when it assured the court that the Connecticut Division of Criminal Justice gives ‘‘extensive trainings’’ approximately ‘‘seven times a year’’ to educate police officers about the law governing searches and seizures. 0, 0 CONNECTICUT LAW JOURNAL Page 35
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impeachment exception encourages police misconduct. It observes that, in the multistate survey cited by the defendant cataloging intentional Miranda violations between 1981 and 1996, the author found no instances of intentional violations in Connecticut. See footnote 10 of the majority opinion; see also E. Sanders, supra, 4 Fla. Coastal L.J. 37 n.68. This observation is correct as a literal matter, but it should provide no comfort in connection with the issue before us. The survey exam- ined only decisions that (1) were issued more than twenty-five years ago, (2) expressly cited Edwards v. Arizona, supra, 451 U.S. 477, (3) were issued in cases that went to trial, and (4) involved Miranda violations found to have been wilful. See E. Sanders, supra, 37 n.68. This is hardly a useful sample of cases from which we can draw any reliable conclusions about the efficacy of the exclusionary rule in Connecticut, and the study itself did not claim to provide a comprehensive quantita- tive analysis.18 In fact, a nonexhaustive review of Con- necticut cases over the past thirty years reveals more than a few instances of Miranda based violations under both the federal and state constitutions. See, e.g., State v. Culbreath, 340 Conn. 167, 188–91, 263 A.3d 350 (2021) (police failed to stop and clarify after defendant’s equiv- ocal invocation of right to counsel in violation of Con- necticut constitution); State v. Gonzalez, 302 Conn. 287, 291–92, 23 A.3d 648 (2011) (police told defendant that it was his ‘‘opportunity to talk to them and to tell his side of the story’’ without first providing Miranda warn- ings); State v. Maharg, Superior Court, judicial district 18 Indeed, it would be virtually impossible to determine the number of Miranda violations in a given state judging solely by the record of cases that go to trial, as the vast majority of criminal cases are disposed via plea agreement. See, e.g., Connecticut Judicial Branch, ‘‘Judicial Branch Statistics: Movement of Criminal Docket July 1, 2023, to June 30, 2024,’’ available at https://jud.ct.gov/statistics/criminal/Crim_JD_2024.pdf (last vis- ited June 20, 2025) (less than 5 percent of criminal, nonmotor vehicle cases disposed of in Connecticut in 2023 fiscal year went to judgment after trial). Page 36 CONNECTICUT LAW JOURNAL 0, 0
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of Danbury, Docket No. DBD-CR19-0159438-S (October 31, 2022) (finding violation of both Miranda prophylac- tic rule and federal due process rights when police failed to stop thirteen hour interrogation, despite defendant’s invocation of right to counsel and repeated requests to terminate questioning while he was experiencing severe alcohol withdrawal symptoms, culminating in defen- dant’s hospitalization), appeal filed, Connecticut Supreme Court, Docket No. SC 20855 (July 17, 2023); State v. Pinder, Docket No. CR-94-090398, 1997 WL 260938, *5 (Conn. Super. May 12, 1997) (police took written state- ment from defendant in custody after defendant said, ‘‘ ‘[y]eah, but I want a lawyer’ ’’), aff’d, 250 Conn. 385, 736 A.2d 857 (1999); State v. Saraceno, Superior Court, judicial district of Middlesex, Docket No. CR-94-130274 (September 19, 1995) (15 Conn. L. Rptr. 169, 178) (police continued custodial interrogation of defendant after he invoked his right to counsel). I simply do not accept the majority’s suggestion that such things do not happen here or occur with such infrequency in Connecticut that our exclusionary rule jurisprudence need not bother to address the concern. Miranda violations can and do happen in Connecticut, and we must take steps to ensure that they do not undermine the protections enshrined in article first, § 8, of the Connecticut consti- tution. I am similarly unpersuaded by the majority’s reliance on the fact that the Miranda violation in this case was unintentional and, therefore, not deterrable. See footnote 10 of the majority opinion. An effective exclusionary rule would promote systemic deterrence by incentivizing law enforcement officers to be more careful and by promoting greater conformity with the law on an aggregate level. See, e.g., D. Gray, ‘‘A Spectac- ular Non Sequitur: The Supreme Court’s Contemporary Fourth Amendment Exclusionary Rule Jurisprudence,’’ 50 Am. Crim. L. Rev. 1, 27 (2013) (‘‘The real target for deterrence is not the individual officer, but law 0, 0 CONNECTICUT LAW JOURNAL Page 37
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enforcement agencies of which they are a part. By com- promising overall governmental efforts to prosecute and punish offenders, the exclusionary rule creates strong incentives for those agencies to train police offi- cers.’’); cf. State v. Marsala, supra, 216 Conn. 170–71 (‘‘[The exclusionary rule is] designed to deter future police misconduct and [to] ensure, as nearly as can be, institutional compliance with . . . our state constitu- tion. . . . [I]f the overall educational effect of the exclusionary rule is considered, application of the rule to even those situations in which individual police offi- cers have acted on the basis of a reasonable but mis- taken belief that their conduct was authorized can still be expected to have a considerable long-term deterrent effect. If evidence is consistently excluded in these cir- cumstances, police departments will surely be prompted to instruct their officers to devote greater care and attention to [proper constitutional procedure] . . . .’’ (Citation omitted; internal quotation marks omitted.)). For all of these reasons, I would conclude that the state constitution allows for the application of the impeach- ment exception only when the evidence obtained in violation of Miranda and Edwards directly contradicts the defendant’s trial testimony. III THE ILLEGALLY OBTAINED EVIDENCE WAS INADMISSIBLE FOR IMPEACHMENT PUR- POSES UNDER THE STATE CONSTITU- TION, AND ALLOWING ITS USE WAS HARMFUL ERROR Applying these principles to the present case, I would conclude that the trial court erred in admitting the defendant’s suppressed statement to impeach his trial testimony. By my count, the prosecution used more than twenty parts of the suppressed statement to attack the defendant’s credibility. Not a single one of those Page 38 CONNECTICUT LAW JOURNAL 0, 0
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excerpts contradicted the defendant’s testimony at trial. As a result, not a single part of the defendant’s sup- pressed statement was properly admitted. I would fur- ther conclude that this error was not harmless and remand the case for a new trial. A The following additional facts are relevant to my anal- ysis. The defendant’s evidence at trial consisted solely of his own testimony, which was presented in support of his affirmative defense that he was acting under the influence of an extreme emotional disturbance at the time he caused the victim’s death. See General Statutes §§ 53a-54a (a) and 53a-55 (a) (2). The defendant’s testi- mony on direct examination was brief, less than six pages in the trial transcript, and his answers were responsive to his attorney’s questions. He did not go into extensive detail or attempt to provide an exhaustive sequence of events. The defendant testified about his Rastafarian religion and its role in his life. In particular, he referred to his dreadlocks as his ‘‘natural baptism,’’ his ‘‘crown, which [he] carr[ies] every single day upon [him],’’ and his ‘‘vow . . . .’’ At the time of trial in 2022, he had been growing his dreadlocks for more than twenty years as part of his ‘‘dedication toward God.’’ In addition, he testified that he had been romantically involved with the victim since 2017, and that he ‘‘loved her with [his] whole entire heart.’’ Finally, he described the argument on May 12, 2018, during which he killed the victim. He testified that the argument began because he refused to give the victim money to purchase drugs, after which she pressed a key into his side, jammed a comb into his ear, swung scissors toward his face, and yanked hair from out of his head, threatening to cut it all off. The defendant testified that, when the victim pulled out his dreadlocks, he went ‘‘to another emo- tional state’’ and had ‘‘to protect what [he had] vow[ed] to keep . . . .’’ He then proceeded to hit and stab her, 0, 0 CONNECTICUT LAW JOURNAL Page 39
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although he testified that he did not remember the inci- dent ‘‘in complete full details because, mentally, [he] lost [his] mind.’’ In contrast to the defendant’s testimony at trial, the interrogation conducted by the Waterbury police four years earlier covered the entire sequence of events in elaborate detail. The interrogation lasted almost one hour, during which two police officers asked numerous follow-up questions to elicit information for the purpose of their investigation. The officers’ questions were not the same as—and, indeed, were much more probing than—those later posed to the defendant by his attorney in the courtroom. Also, unsurprisingly, the defendant did not cover nearly as much ground in response to his attorney’s questions in court as he had in the interroga- tion room; nor did he use the exact same language. These discrepancies, if they can be called that, would be expected in most cases because the two contexts are different; no deceptive intent can be inferred from the fact that the defendant’s trial testimony was far briefer and more narrowly focused than his lengthy, meandering statement to the Waterbury police four years earlier. It should not go unnoticed, moreover, that one other crucial difference between the interrogation and the trial was that the defendant was denied access to coun- sel when he gave his statement to the police, whereas his attorney was not only present but acted as his inter- locutor during direct examination. In fact, this differ- ence is the very reason that the interrogation statement was tainted by illegality and suppressed as evidence at trial. It would be deeply ironic under these circum- stances if we permitted the jury to examine the state- ment for purposes of assessing the defendant’s credibility on the basis of anything less than direct contradictions between the two sets of answers. Such a procedure allows the state to take advantage of the precise viola- Page 40 CONNECTICUT LAW JOURNAL 0, 0
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tion that required suppression in the first place. If the police had duly observed constitutional principles by honoring the defendant’s request for counsel, the pres- ence of counsel in any subsequent interrogation would have mitigated the risk of confusion, imprecision, or the other distortive factors giving rise to a later claim of inconsistency.19 In cases involving a violation of a defendant’s right to counsel, then, it is fair and appro- priate to hold that any noncontradictory discrepancies between the defendant’s illegally obtained statement and trial testimony do not demonstrate deception but, instead, reflect the critical role of counsel in protecting the constitutional rights of the accused. See Miranda v. Arizona, supra, 384 U.S. 469 (‘‘the right to have counsel present at the interrogation is indispensable to the pro- tection of the [f]ifth [a]mendment privilege under the system we delineate today’’). B The major defect in the Harris doctrine, as applied to the facts of this case, is that it allows for the use of illegally obtained evidence upon a mere showing that a defendant’s prior statement is inconsistent with his trial testimony, setting a remarkably low bar for the use of evidence obtained by the unlawful conduct of government officials. Cf. State v. Whelan, supra, 200 Conn. 748–49 n.4 (discussing broad nature of inconsis- tencies that trigger right to impeach witness). The vast majority of the excerpts from the defendant’s sup- pressed statement used by the prosecutor in this case 19 ‘‘An attorney may advise his client not to talk to [the] police until he has had an opportunity to investigate the case, or he may wish to be present with his client during any police questioning. In doing so an attorney is merely exercising the good professional judgment he has been taught. This is not cause for considering the attorney a menace to law enforcement. He is merely carrying out what he is sworn to do under his oath—to protect to the extent of his ability the rights of his client. In fulfilling this responsibil- ity the attorney plays a vital role in the administration of criminal justice under our [c]onstitution.’’ Miranda v. Arizona, supra, 384 U.S. 480–81. 0, 0 CONNECTICUT LAW JOURNAL Page 41
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were noncontradictory details that the defendant had provided during his discursive interrogation but omitted in his shorter and more focused trial testimony. By my count, impeachment of this nature was permitted fourteen times during the prosecutor’s cross-exami- nation. Two examples will illustrate the pattern of impeach- ment that I consider improper. In one instance, defense counsel asked the defendant on direct examination if he had ‘‘hit’’ the victim. The defendant answered, ‘‘[y]es.’’ During cross-examination, the prosecutor asked the defendant if he remembered telling the Waterbury police that he had ‘‘hit [the victim] in the face.’’ The defendant answered, ‘‘[y]es.’’ The state presumably defends this line of questioning as permissible under Harris and Reid because the defendant’s omission of the detail about where he struck the victim was techni- cally an inconsistency under our law of prior inconsis- tent statements. But the use of this omitted detail did nothing to alert the jury to any potential perjury. The defendant was never asked on direct examination about where he struck the blow, presumably because it was not of any particular relevance to his defense of extreme emotional disturbance. Nothing in the defendant’s prior statement to the Waterbury police that he had ‘‘hit [the victim] in the face’’ contradicted or cast any doubt on the truth of his testimony that he had ‘‘hit’’ the victim. The prosecution, in other words, used illegally obtained evidence to plant in the jurors’ minds the idea that the defendant was not credible, without any showing that his prior statement contradicted his trial testimony. In a similar instance involving impeachment by a noncontradictory omission, the prosecutor asked the defendant, ‘‘[d]o you recall telling the police that [the victim], during the fight, was yelling at the top of her lungs?’’ The defendant answered, ‘‘[y]es, I do believe so.’’ This impeachment occurred notwithstanding the Page 42 CONNECTICUT LAW JOURNAL 0, 0
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fact that the defendant did not testify on direct examina- tion about whether the victim was yelling and said noth- ing in court to contradict his statement to the police in this regard. But, under the Harris/Reid rule, this prior statement evidently was admissible for impeachment purposes. I have not yet heard any good reason explaining why that is so. My view is that a robust exclusionary rule that protects the fundamental consti- tutional rights of the accused should not be so easily circumvented by an impeachment exception far broader than that which is required to prevent or expose perjury.20 Indeed, the incautious and relatively unconstrained approach of the prosecutor’s cross-examination of the defendant in using his suppressed statement, which the majority characterizes as an ‘‘explor[ation] [of] a variety of inconsistencies,’’ resulted in numerous instances in which the impeachment was impermissible even under the Harris/Reid rule, properly applied. Part I of the majority opinion. Although the term ‘‘inconsistency’’ for purposes of impeachment is a broad category, the state still must be able to show that a witness’ prior inconsis- tent statement was, in fact, ‘‘inconsistent’’ with the wit- ness’ testimony. See, e.g., State v. Richardson, 214 Conn. 752, 763–64, 574 A.2d 182 (1990). In the present case, the prosecutor purported to impeach the defen- dant with several portions of his suppressed statement that were not inconsistent with, much less contradicted 20 The foregoing are only two of many instances of impeachment by non- contradictory portions of the defendant’s prior statement. Other instances of impeachment involved inconsistencies regarding the victim’s pulling the defendant by his shirt; the defendant’s pushing the victim onto the bed; the defendant’s wrestling with the victim for the scissors; the victim’s scratching the defendant’s arms and body; the defendant’s yelling ‘‘fire,’’ blacking out, and putting his hands around the victim’s neck; the defendant’s hearing the victim ‘‘gurgle’’ blood and seeing blood spurt out; the defendant’s seeing the victim’s arms and body go limp; the defendant’s stabbing the victim specifically in the neck; the defendant’s showering; the defendant’s taking of the victim’s wallet; the defendant’s getting food after the incident; and the neighbor’s walking of his dog at the time of the incident. 0, 0 CONNECTICUT LAW JOURNAL Page 43
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by, his testimony at trial.21 This further misuse of the suppressed statement, in my view, is a direct conse- quence of the lack of vigilance engendered by the ane- mic standard adopted in Harris and Reid. The standard methodology for impeaching a witness with a prior inconsistent statement involves laying a foundation, identifying the precise inconsistency to be impeached, requesting a limiting instruction from the court as to the specific statement being used for impeachment purposes, and only then proceeding to introduce the statement. See, e.g., E. Imwinkelried, Evi- dentiary Foundations (12th Ed. 2023) § 5.09 (2), pp. 253–54. This methodology is preferred because it puts defense counsel on notice of each portion of the sup- pressed statement to be used, enables the trial court to understand the precise claim of inconsistency and to determine whether the state has made the requisite showing, and facilitates appellate review. However, the traditional procedure is not mandatory in every instance, and the trial court retains broad discretion to admit impeaching statements when no foundation has been laid.22 Whatever the rule is generally, it is vitally important 21 In one such instance, after the defendant testified at trial that the victim had pressed her car key into his ‘‘side,’’ the prosecutor purported to impeach him with his suppressed statement that she had pressed her car key into his ‘‘back.’’ But the defendant had actually said in his suppressed statement that the victim had pressed her car key into both his back and side, such that the purported inconsistency did not exist. In another instance, the prosecutor purported to impeach the defendant by asking if he recalled telling the Waterbury police that, when the victim pulled out his hair, he was ‘‘laying down in bed trying to be the nice guy’’ and was not ‘‘enraged at all.’’ The prosecutor then asked the defendant: ‘‘Here, you’re testifying [that] she pulled out your hair that day, [that] you flew into a rage. [In your prior statement], you’re saying [that] you weren’t [in a rage].’’ But, in fact, the defendant never said in the suppressed statement that he was ‘‘trying to be the nice guy,’’ and he never said in his trial testimony that he ‘‘flew into a rage,’’ such that, again, the purported inconsistency did not exist. 22 See State v. Saia, 172 Conn. 37, 46, 372 A.2d 144 (1976) (‘‘[i]n this state, we have no inflexible rule regarding the necessity of calling the attention of a witness on cross-examination to his alleged prior inconsistent statements before either questioning him on the subject or introducing extrinsic evi- dence tending to impeach him’’); see also Conn. Code Evid. § 6-10. Page 44 CONNECTICUT LAW JOURNAL 0, 0
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that the standard methodology be followed in cases involving impeachment using an illegally obtained state- ment. The stakes are too high for shortcuts. In the absence of the vigilant attention of the trial court, defense attor- ney, and prosecutor, including a rigorous comparison of the defendant’s prior statement and trial testimony, the risk of improper impeachment is ever-present. Prior statements that are not actually inconsistent with the defendant’s trial testimony but nonetheless lead a jury to falsely suspect that the defendant has told several versions of the same story, can slip through on cross- examination. That occurred in this case. As a conse- quence, the jury was permitted to hear numerous parts of the defendant’s suppressed statement that demon- strated no inconsistency, much less contradiction, with his in-court testimony. C Having determined that the trial court improperly permitted the prosecution to make use of extensive noncontradictory portions of the defendant’s suppressed statement for impeachment purposes, the remaining question is whether the error was harmless. When, as here, an evidentiary error is of constitutional propor- tion, the state bears the burden of proving that the error was harmless beyond a reasonable doubt. See, e.g., State v. Mangual, 311 Conn. 182, 214, 85 A.3d 627 (2014). This is a demanding standard. ‘‘[W]e must examine the impact of the evidence on the trier of fact and the result of the trial. . . . If the evidence may have had a ten- dency to influence the judgment of the jury, it cannot be considered harmless.’’ (Emphasis added; internal quotation marks omitted.) Id.; see also State v. Sayles, 348 Conn. 669, 682, 310 A.3d 929 (2024) (‘‘the test for determining whether a constitutional [error] is harmless . . . is whether it appears beyond a reasonable doubt that the [error] complained of did not contribute to the verdict obtained’’ (internal quotation marks omitted)). 0, 0 CONNECTICUT LAW JOURNAL Page 45
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The determination of whether an evidentiary error was harmless ‘‘depends on a number of factors, such as the importance of the evidence to the state’s case, whether the evidence was cumulative of properly admit- ted evidence, the presence or absence of corroborating evidence, and, of course, the overall strength of the state’s case.’’ (Internal quotation marks omitted.) State v. Alexander, 343 Conn. 495, 506, 275 A.3d 199 (2022). We also ‘‘consider the centrality of that evidence at trial and the number and frequency of references to the wrongly admitted evidence.’’ United States v. Cum- mings, 858 F.3d 763, 778 (2d Cir. 2017); cf. State v. Brown, 345 Conn. 354, 385, 285 A.3d 367 (2022) (fre- quency of improper conduct is one factor considered in assessing harmfulness of prosecutorial impropriety). Our analysis similarly assesses ‘‘how the state used [the inadmissible] evidence in its closing argument.’’ State v. Ayala, 333 Conn. 225, 235, 215 A.3d 116 (2019); see also State v. Culbreath, supra, 340 Conn. 195 (‘‘[t]he state’s frequent and repeated emphasis on the defen- dant’s inadmissible statements during its closing and rebuttal arguments indicat[ed] that their admission was not harmless’’); State v. Sawyer, 279 Conn. 331, 360–61, 904 A.2d 101 (2006) (prosecutor’s repeated referral to improperly admitted evidence in closing argument sup- ported conclusion that error was not harmless), over- ruled in part on other grounds by State v. DeJesus, 288 Conn. 418, 953 A.2d 45 (2008). Additionally, it is well established that, when credibility is at issue in a case, ‘‘an error affecting the jury’s ability to assess a [witness’] credibility is not harmless error.’’ (Internal quotation marks omitted.) State v. Fernando V., 331 Conn. 201, 223–24, 202 A.3d 350 (2019); see also State v. Culbreath, supra, 193–200 (reliance on defendant’s inadmissible statements as impeachment evidence was not harmless when defendant’s credibility was critical to his self- defense claim). Page 46 CONNECTICUT LAW JOURNAL 0, 0
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As an initial matter, the harmless error analysis in the present case does not implicate the jury’s consider- ation of whether the defendant was responsible for the victim’s death. There was no question that he killed the victim; he never contested that fact at trial.23 The sole disputed issue before the jury was whether the defen- dant could prove his affirmative defense of extreme emotional disturbance under § 53a-54a (a). To meet his burden of proof, the defendant would have had to ‘‘demonstrate by a preponderance of the evidence that he had caused the death of the [victim] under the influ- ence of extreme emotional disturbance for which there was a reasonable explanation or excuse measured from the viewpoint of a reasonable person in the defendant’s situation under the circumstances as the defendant believed them to be.’’ (Internal quotation marks omit- ted.) State v. Campbell, 328 Conn. 444, 510, 180 A.3d 882 (2018). To determine that the defendant had indeed suffered from an extreme emotional disturbance, the jury was required to find that ‘‘(a) the emotional distur- bance [was] not a mental disease or defect that rises to the level of insanity as defined by the Penal Code; (b) the defendant was exposed to an extremely unusual and overwhelming state, that is, not mere annoyance or unhappiness; and (c) the defendant had an extreme emotional reaction to it, as a result of which there was a loss of self-control, and reason was overborne by extreme intense feelings, such as passion, anger, dis- 23 For this reason, the majority’s characterization of the defendant’s claim, namely, ‘‘that article first, § 8, of the Connecticut constitution precluded the state from using his confession . . . to impeach his trial testimony,’’ is inaccurate. (Footnote omitted.) Part I of the majority opinion. The crux of the defendant’s claim is that his illegally obtained statement was used to impeach his credibility on the basis of what were, at best, noncontradictory inconsistencies with his trial testimony, thereby impermissibly chilling his right to testify in his own defense. The majority’s narrow framing of the defendant’s claim as primarily concerned with his confession sidesteps his broader claim regarding the proper balance of the exclusionary rule under our state constitution. 0, 0 CONNECTICUT LAW JOURNAL Page 47
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tress, grief, excessive agitation or other similar emo- tions.’’ (Internal quotation marks omitted.) Id., 536; accord State v. Ames, 171 Conn. App. 486, 494, 157 A.3d 660, cert. denied, 327 Conn. 908, 170 A.3d 679 (2017). The jury would also have had to consider ‘‘whether the intensity of [the defendant’s] feelings was such that his usual intellectual controls failed and the normal rational thinking for that individual no longer prevailed at the time of the act.’’ (Internal quotation marks omitted.) State v. Campbell, supra, 536. Had the jury been persuaded by the defendant’s extreme emotional disturbance defense, he would not have been convicted of murder and instead would have been criminally liable only for manslaughter in the first degree. See General Statutes §§ 53a-54a (a) and 53a-55 (a). To establish that the error at issue was harmless, therefore, the state must demonstrate beyond a reason- able doubt that the improper admission of the tainted evidence did not tend to influence the jury’s decision regarding the defendant’s extreme emotional disturbance defense. Although it is a close case, I do not believe that the state can meet this high burden. The defendant’s credibility was plainly critical to his defense theory. The only evidence presented in support of his affirmative defense was his own testimony describ- ing his Rastafarian religion, the importance of his dread- locks to his faith, and his experience of ‘‘los[ing] [his] mind’’ after the victim threatened to cut off his hair. There were no psychiatric reports or expert testimony documenting the defendant’s mental condition, no expert testimony describing the importance of dreadlocks in the Rastafarian religion, and no other evidence, expert or otherwise, to help the jury decide whether a reason- able person in the defendant’s situation would have experienced an extreme emotional disturbance. Conse- quently, his affirmative defense relied entirely on the Page 48 CONNECTICUT LAW JOURNAL 0, 0
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persuasive strength of his own testimony, which, in turn, depended on his credibility before the jury. In the impeachment context, even the most minor inconsistencies can raise questions in the jurors’ minds about a witness’ credibility. See 1 R. Mosteller et al., McCormick on Evidence (8th Ed. 2020) § 34, p. 256 (‘‘The attack by prior inconsistent statement is not based on the theory that the present testimony is false and the former statement true. Rather, the theory is that talking one way on the stand and another way previously is blowing hot and cold, raising a doubt as to both statements.’’). The prosecutor therefore struck a major blow to the defendant’s credibility when he was permit- ted to inform the jury of more than twenty inconsisten- cies between the defendant’s suppressed statement and his testimony at trial. Although there was no evidence of perjury, the very fact of these inconsistencies could have led a reasonable jury to doubt the defendant’s credibility. This doubt alone may well have been fatal to the defendant’s affirmative defense. In addition to casting doubt on the defendant’s testi- mony in general, the prosecutor specifically targeted his credibility regarding the most critical aspect of his defense: his state of mind at the time of the crime. Specifically, after the defendant testified at trial that he ‘‘lost [his] mind’’ when the victim threatened to cut his Rastafarian dreadlocks, the prosecutor impeached him with the portion of his suppressed statement indi- cating that his blackout actually began when the victim started scratching him. The prosecutor highlighted this inconsistency in his closing argument, suggesting that the defendant had conveniently and retroactively con- cocted a story of extreme emotional disturbance involv- ing his Rastafarian religion. The prosecutor remarked: ‘‘On . . . direct [examination], he gave one version, and I apologize [if] it’s a little all over the place with all the different versions. . . . He told you, ‘I lost my 0, 0 CONNECTICUT LAW JOURNAL Page 49
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mind, lost control of my normal everyday thoughts.’ Sounds a lot like the law. He was positive that [the threat to his dreadlocks] was what set him off. Positive. He sat right here, and he told you yesterday, ‘I am positive.’ ’’ The prosecutor then compared this with the defendant’s suppressed statement, saying: ‘‘In that [tell- ing] of events, he gave another version. He’s lying down naked, he sat up to defend himself, she yanks [his] hair out, pulled a couple locks out. No rage. . . . She starts scratching [his] arms and body, started yelling. This is when . . . in [the suppressed] statement, he claims [that] he loses it. When she’s scratching his arms, that’s when he starts yelling, ‘fire, fire, fire,’ whatever that means. So, now we have a different version of events as to when he ‘lost’ it.’’ The prosecutor’s focus on this inconsistency during closing argument could have led a reasonable jury to doubt the defendant’s claim that he had suffered an extreme emotional disturbance.24 The prosecutor also emphasized numerous other aspects of the tainted evidence during closing argument before the jury, including some of the more gruesome details. Although none of the details contradicted any- thing in the defendant’s testimony, this effort at impeach- ment could only have caused the jury to question why he omitted those details from his testimony on direct examination. The prosecutor made sure to remind the 24 I observe here, once again, that, despite any inconsistencies, the defen- dant’s statement to the Waterbury police regarding his purported emotional disturbance did not contradict his testimony at trial. The defendant told the Waterbury police that, when the victim first threatened to cut his hair, he told her to stop. He also told the police that, the second time she threatened to cut his hair, he pushed her on the bed, wrestled her for the scissors, and blacked out. It was in the midst of this physical altercation that the victim began scratching the defendant’s arms and body. The defendant’s statement suggests that he was disturbed by the victim’s threats to cut his dreadlocks from the start, and his reaction then escalated into a blackout when the threats continued. Under the rule I propose, this noncontradictory excerpt from the defendant’s suppressed statement would not have been admissible, even for impeachment purposes. See part II of this opinion. Page 50 CONNECTICUT LAW JOURNAL 0, 0
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jury that the defendant ‘‘[t]old [the] police [that] he heard [the victim] gurgle and [that] blood shot every- where,’’ and that he ‘‘[w]atched her arm[s] and her body as they went limp.’’ The impact of highlighting these bloody details was not to inform the jury of the brutality of the crime; the jury would have been well aware of the extensive photographic evidence and an autopsy report documenting the victim’s severe injuries. Instead, the impact was to demonstrate that the defendant had omitted some of the most brutal details from his testi- mony at trial, which could have led a reasonable jury to suspect that he was giving a sanitized version of events. Such a suspicion would have undermined his credibility with regard to his affirmative defense. In light of the frequency of the violations in the pres- ent case—the improper use of more than twenty parts of the suppressed statement in a course of conduct that permeated virtually the entire cross-examination of the defendant—the error cannot be deemed harmless beyond a reasonable doubt. See, e.g., United States v. Cummings, supra, 858 F.3d 778–79. The prosecutor’s repeated use of the inadmissible evidence during closing argument further supports this conclusion. See, e.g., State v. Cul- breath, supra, 340 Conn. 195. The credibility of the defendant’s testimony regarding his defense of extreme emotional disturbance was central to the case, and the primary impact of the admission of his illegally obtained statement was to undermine his credibility in a manner not permitted under the exclusionary rule. See part II of this opinion. The state contends that, to the extent the admission of the defendant’s suppressed statement was improper, the error was harmless because his defense of extreme emotional disturbance was unbelievable in light of the rest of the evidence. The state notes, among other things, that the defendant provided no medical explanation for his extreme emotional disturbance; that he said in an 0, 0 CONNECTICUT LAW JOURNAL Page 51
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unchallenged statement to the New York City police that he ‘‘laughed’’ at the victim when she pulled out his hair; that his actions fleeing the scene demonstrated an awareness of the wrongfulness of his actions; and that his Facebook messages to the victim’s family mem- bers on the night of the crime claimed ‘‘accident’’ and ‘‘self-defense’’ rather than extreme emotional distur- bance. The state further contends that, even if the jury believed that the defendant acted under the influence of an extreme emotional disturbance, it would not have found that his actions were reasonable under the cir- cumstances as he viewed them. I have no hesitation acknowledging that the evidence in this case weighed strongly against the defendant. There was no question that he killed the victim and, moreover, that he did so in a vicious, violent manner. His sole defense was that he was suffering from an extreme emotional disturbance at the time of the inci- dent, which he claims was caused by the victim’s efforts to forcibly remove his Rastafarian dreadlocks. Other than his own testimony, there was no evidence in the record to support his claim of extreme emotional distur- bance. The jury clearly could have concluded on this record that the defendant’s testimony regarding his extreme emotional disturbance was not believable and that he killed the victim because he was ‘‘just an angry man,’’ as the prosecutor suggested. Alternatively, the jury could have fully credited the defendant’s testimony, accepted that he was suffering from an extreme emo- tional disturbance at the time of the incident, and none- theless rejected his defense on the ground that his disturbance was unreasonable under the circumstances. Either way, the probability of the jury’s acceptance of the defendant’s affirmative defense was not high. But I cannot say that the outcome was a foregone conclusion. It is axiomatic that ‘‘[w]e do not sit as a thirteenth juror’’ and that consideration of the evidence Page 52 CONNECTICUT LAW JOURNAL 0, 0
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is firmly within the province of the jury. (Internal quota- tion marks omitted.) State v. Bush, 325 Conn. 272, 304, 157 A.3d 586 (2017); see id., 304–305. In the present case, we cannot know how the jury would have found had it not been presented with more than twenty por- tions of the defendant’s suppressed statement, which the prosecutor then emphasized repeatedly in his clos- ing argument. Recall that the defendant was required to prove his affirmative defense only by a preponder- ance of the evidence. See, e.g., State v. Campbell, supra, 328 Conn. 510. Moreover, the affirmative defense of extreme emotional disturbance does not require the jury to find that it was reasonable for the defendant to have killed the victim but, rather, that it was reasonable for the defendant to suffer an extreme emotional distur- bance under the circumstances, and that the defendant was suffering from such a disturbance when he caused the victim’s death. See id. But for the inconsistencies that the prosecutor highlighted in the defendant’s sup- pressed statement, the jury could reasonably have cred- ited the defendant’s account of his extreme emotional disturbance and have concluded that there was ‘‘a rea- sonable explanation or excuse’’ for the disturbance in light of his long-standing Rastafarian religious commit- ments. (Internal quotation marks omitted.) Id. I con- sider it realistic, if unlikely, that the improper admission of the defendant’s suppressed statement tipped the scale against him in the jury’s assessment of his credibil- ity, defeating any chance he might have had to prevail in establishing his affirmative defense before the jury. It is the state’s high burden to establish beyond a reasonable doubt that the improper admission of the defendant’s illegally obtained statements, amounting to an evidentiary error of constitutional proportions, ‘‘did not contribute to the verdict obtained’’; (internal quota- tion marks omitted) State v. Sayles, supra, 348 Conn. 682; or have ‘‘a tendency to influence the judgment of 0, 0 CONNECTICUT LAW JOURNAL Page 53
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the jury . . . .’’ (Internal quotation marks omitted.) State v. Mangual, supra, 311 Conn. 214. For the forego- ing reasons, I do not believe that the state can meet that burden in the present case.
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State v. Haynes (Concurrence & Dissent), Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-haynes-concurrence-dissent-conn-2025.