State v. Potter

204 S.E.2d 649, 285 N.C. 238, 1974 N.C. LEXIS 967
Supreme Court of North Carolina·Decided May 15, 1974·No. 60·Published·Cited by 67 cases

Opinions

BOBBITT, Chief Justice.

We consider first the assignment of error which challenges the court’s ruling that defendant when arraigned and tried had sufficient mental capacity to plead to the indictments and to conduct a rational defense.

“In determining a defendant’s capacity to stand trial, the test is whether he has the capacity to comprehend his position, to understand the nature and object of the proceedings against him, to conduct his defense in a rational manner, and to cooperate with his counsel to the end that any available defense may be interposed.” 21 Am. Jur. 2d, Criminal Law § 63 (1965) ; accord, State v. Propst, 274 N.C. 62, 70, 161 S.E. 2d 560, 566 (1968) ; State v. Jones, 278 N.C. 259, 266, 179 S.E. 2d 433, 438 (1971); 2 Strong, N. C. Index 2d, Criminal Law § 29.

The uncontradicted evidence is to the effect that, when tested by the rule stated above, defendant had sufficient mental capacity to plead to the indictments and conduct a rational defense. Assuming, arguendo, he had such mental capacity at the time of his arraignment and trial, defendant contends it was dependent upon his continued use of prescribed medication to control the psychotic symptoms of a paranoid schizophrenic. Defendant refers to mental capacity under these circumstances as “synthetic sanity” and asserts such a person is mentally incapable of pleading to the indictment and conducting a rational defense.

The Supreme Court of Louisiana considered and rejected the precise contention now made by defendant. The Louisiana statute provided: “Mental incapacity to proceed exists when, as a result of mental disease or defect, a defendant presently lacks the capacity to understand the proceedings against him or to assist in his defense.” In State v. Plaisance, 252 La. 212, 210 So. 2d 323 (1968), and in State v. Hampton, 253 La. 399, 218 So. 2d 311 (1969), the defendant asserted he was mentally [248] incapable of pleading and of standing trial in that his “sanity” was “synthetic” because of circumstances closely analogous to those disclosed by the evidence in the present case. Speaking for the Supreme Court of Louisiana, Justice (now Chief Justice) Sanders, in Hampton, said:

“The test of present insanity under the above Article is whether the defendant presently lacks the capacity to understand the proceedings or to assist in the defense. A defendant who is capable of understanding the nature and object of the proceedings and assisting rationally in the defense is competent to stand trial. [Citations omitted.]
“The members of the sanity commission were the only witnesses to testify at the hearing. In their opinion, defendant can understand the nature of the proceedings and assist in her defense. The record contains no evidence to the contrary. The psychotic symptoms are in remission. That this condition has resulted from the use of a prescribed tranquilizing medication is of no legal consequence. Under the codal test, the court looks to the condition only. It does not look beyond existing competency and erase improvement produced by medical science.” State v. Hampton, supra, at 403, 218 So. 2d at 312. Cf. State v. Hancock, 247 Or. 21, 426 P. 2d 872 (1967) ; State v. Rand, 20 Ohio Misc. 98, 247 N.E. 2d 342 (1969).

The sole question now under consideration is whether defendant was capable of pleading and standing trial at the time of his arraignment and trial. All the evidence tends to show he had sufficient mental capacity at that time to meet the prescribed test. Hence, the court’s ruling was proper.

We consider now the assignment of error which challenges the court’s denial of defendant’s motion at the conclusion of all the evidence for judgment as in case of nonsuit. Defendant’s position is based largely on the fact that his mental condition was diagnosed “paranoid schizophrenia” and on Dr. Maynard’s testimony (on voir dire) that he knew of no cure for schizophrenia or paranoia, although both could be brought into remission by medication. The contention seems to be that a person who has the mental condition or disease diagnosed as “paranoid schizophrenia” lacks legal responsibility for conduct which constitutes a violation of the criminal law when committed by a “normal” person and therefore is not guilty as a matter of law.

[249] In view of the recurrence of trials in which the mental condition of the defendant is diagnosed as “schizophrenia” or “paranoia” or “paranoid schizophrenia,” we have set forth the evidence in greater detail to indicate the legal problems these cases present to the jury and to the court.

Defendant’s contention that he is exempt from criminal responsibility as a matter of law by reason of mental disease ignores the well established legal test for determining whether a person is exempt from criminal responsibility by reason of insanity. In State v. Swink, 229 N.C. 123, 125, 47 S.E. 2d 852, 853 (1948), Ervin, J., restated the rule in this jurisdiction as follows: “ [A] n accused is legally insane and exempt from criminal responsibility by reason thereof if he commits an act which would otherwise be punishable as a crime, and at the time of so doing is laboring under such a defect of reason, from disease of the mind, as to be incapable of knowing the nature and quality of the act he is doing, or, if he does know this, incapable of distinguishing between right and wrong in relation to such act.” Subsequent decisions in accord therewith include the following: State v. Creech, 229 N.C. 662, 674, 51 S.E. 2d 348, 357 (1949); State v. Spence, 271 N.C. 23, 38, 155 S.E. 2d 802, 814 (1967) ; State v. Jones, 278 N.C. 259, 266, 179 S.E. 2d 433, 438 (1971) ; State v. Humphrey, 283 N.C. 570, 573-74, 196 S.E. 2d 516, 518-19 (1973) ; State v. Helms, 284 N.C. 508, 513, 201 S.E. 2d 850, 853-54 (1974). Insanity is incapacity, from disease of the mind, to know the nature and quality of one’s act or to distinguish between right and wrong in relation thereto. State v. Mercer, 275 N.C. 108, 117, 165 S.E. 2d 328, 335 (1969) ; State v. Atkinson, 275 N.C. 288, 313-14, 167 S.E. 2d 241, 256 (1969) ; 2 Strong’s N. C. Index 2d, Criminal Law § 5.

When a defendant in a criminal case pleads insanity, the applicable rule with reference to the burden of proof on this issue has been well stated as follows: “Since soundness of mind is the natural and normal condition of men, everyone is presumed to be sane until the contrary is made to appear. This presumption of sanity applies to persons charged with crime, but it is rebuttable. [Citations omitted.] These considerations give rise to the firmly established rule that the burden of proof upon a plea of insanity in a criminal case rests upon the accused who sets it up. But he is not obliged to establish such plea beyond a reasonable doubt. He is merely required to prove his insanity to the satisfaction of the jury. [Citations omitted.]” State v. Swink, supra, at 125, 47 S.E. 2d at 853.

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State v. Potter, 204 S.E.2d 649, 285 N.C. 238, 1974 N.C. LEXIS 967 (N.C. 1974).

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