State v. Pendergrass (Slip Opinion)

2020 Ohio 3335, 164 N.E.3d 306, 162 Ohio St. 3d 25
CourtOhio Supreme Court
DecidedJune 17, 2020
Docket2018-1814
StatusPublished
Cited by15 cases

This text of 2020 Ohio 3335 (State v. Pendergrass (Slip Opinion)) is published on Counsel Stack Legal Research, covering Ohio Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Pendergrass (Slip Opinion), 2020 Ohio 3335, 164 N.E.3d 306, 162 Ohio St. 3d 25 (Ohio 2020).

Opinion

[Until this opinion appears in the Ohio Official Reports advance sheets, it may be cited as State v. Pendergrass, Slip Opinion No. 2020-Ohio-3335.]

NOTICE This slip opinion is subject to formal revision before it is published in an advance sheet of the Ohio Official Reports. Readers are requested to promptly notify the Reporter of Decisions, Supreme Court of Ohio, 65 South Front Street, Columbus, Ohio 43215, of any typographical or other formal errors in the opinion, in order that corrections may be made before the opinion is published.

SLIP OPINION NO. 2020-OHIO-3335 THE STATE OF OHIO, APPELLEE, v. PENDERGRASS, APPELLANT. [Until this opinion appears in the Ohio Official Reports advance sheets, it may be cited as State v. Pendergrass, Slip Opinion No. 2020-Ohio-3335.] Criminal law—Statutory interpretation—Rule of lenity—Unlawful sexual conduct with a minor—Sentencing enhancement in R.C. 2907.04(B)(4) for previous qualifying conviction requires that the defendant had the qualifying conviction when he committed the charged offense—Court of appeals’ judgment reversed. (No. 2018-1814—Submitted January 29, 2020—Decided June 17, 2020.) APPEAL from the Court of Appeals for Montgomery County, No. 27814, 2018-Ohio-3813. _________________ DEWINE, J. {¶ 1} The statute that criminalizes unlawful sexual conduct with a minor, R.C. 2907.04, says that an offender is subject to an enhanced penalty if he SUPREME COURT OF OHIO

“previously has been convicted of” certain listed sex crimes. R.C. 2907.04(B)(4). The question we have to resolve is “previous to what?” {¶ 2} The state maintains that the enhancement applies if at the time of indictment the offender has previously been convicted of a qualifying sex crime. Gerald Pendergrass, the appellant in this case, says no, the enhancement only applies if at the time of the offense the offender has previously been convicted of a qualifying sex crime. Looking to the text of the statute, and mindful of the rule of lenity, we conclude that Pendergrass has the better of the argument. As a consequence, we reverse the judgment of the court of appeals below and reinstate the judgment of the trial court. Facts and procedural history {¶ 3} In September 2016, Pendergrass was convicted of one count of unlawful sexual conduct with a minor, in violation of R.C. 2907.04.1 Then, in September 2017, Pendergrass was again indicted for unlawful sexual conduct with a minor. The 2017 indictment alleged that the criminal behavior occurred sometime between May 2013 and May 2015—that is, before the September 2016 conviction. This later indictment sought to enhance the charges from fourth-degree felonies to second-degree felonies under R.C. 2907.04(B)(4). That subdivision elevates the penalty for violating R.C. 2907.04 if the defendant “previously has been convicted of” certain sex crimes, including unlawful sexual conduct with a minor. {¶ 4} Pendergrass moved to dismiss the indictment on the ground that the enhancement does not apply when the alleged criminal conduct predates the prior conviction. The trial court agreed with Pendergrass and granted his motion. The state appealed and the court of appeals reversed. The majority of the panel agreed with the state that any conviction for a qualifying offense prior to the indictment

1. According to the court of appeals, the 2016 indictment was for criminal behavior that occurred sometime between October 1 and December 1, 2015. 2018-Ohio-3813, 111 N.E.3d 120, ¶ 2. Although the record does not contain that indictment, the parties do not dispute these dates.

2 January Term, 2020

was sufficient to trigger the R.C. 2907.04(B)(4) enhancement. Because Pendergrass had been convicted of unlawful sexual conduct with a minor in September of 2016, they reasoned that the 2017 indictment could include the enhancement, even though the charged criminal activity predated the prior conviction. 2018-Ohio-3813, 111 N.E.3d 120, ¶ 17; id. at ¶ 26 (Froelich, J., concurring). The statutory text {¶ 5} In interpreting a statute, we begin with the statutory language. R.C. 2907.04(B) states:

(B) Whoever violates this section is guilty of unlawful sexual conduct with a minor. (1) Except as otherwise provided in divisions B(2), (3), and (4) of this section, unlawful sexual conduct with a minor is a felony of the fourth degree. *** (4) If the offender previously has been convicted of or pleaded guilty to [rape, sexual battery, or unlawful sexual conduct with a minor], unlawful sexual conduct with a minor is a felony of the second degree.

(Emphasis added.) Under dispute here is the proper interpretation of the phrase “previously has been convicted” in subdivision (B)(4). Our resolution of that dispute turns on determining the referent of “previously” so as to allow us to answer the question “previous to what?” Is any qualifying conviction previous to the indictment sufficient, or must the conviction have been previous to the charged criminal act?

3 SUPREME COURT OF OHIO

{¶ 6} On its face, the statute does not directly answer the question. There is no obvious textual referent to the word “previously.” Nonetheless, both the state and Pendergrass argue that the statutory language supports their preferred interpretation. Because our initial reading of the statute does not provide an obvious answer to the question in front of us, we turn to the arguments of each party. The state’s argument lacks textual support {¶ 7} The state, in its brief, insists that the plain meaning of the statutory language unambiguously requires only that the qualifying conviction predate the new indictment. But the state doesn’t engage in any actual analysis of the statutory text. Instead, it relies largely upon arguments about case law and public policy to support its preferred reading. {¶ 8} The state hangs its hat primarily on this court’s decisions in State v. Smith, 104 Ohio St.3d 106, 2004-Ohio-6238, 818 N.E.2d 283, and State v. Brantley, 1 Ohio St.2d 139, 205 N.E.2d 391 (1965). Smith dealt with a sexually-violent- predator specification that imposed a greater penalty on a person convicted of a sexually violent offense when that person was found to be a “sexually violent predator”—defined as one “ ‘who has been convicted of or pleaded guilty to committing * * * a sexually violent offense and is likely to engage in the future in one or more sexually violent offenses.’ ” (Emphasis in Smith.) Smith at ¶ 8. At issue was whether the sexually-violent-predator enhancement could be premised on the conviction for a sexually violent offense in the same indictment or whether there had to be a prior conviction for a sexually violent offense. This court said that there had to be a conviction “prior to the indictment”—language upon which the state seizes. Id. at ¶ 32. But given that the statutory language and the legal question under dispute in Smith are wholly unlike those presented here, it is hard to see how Smith is a relevant precedent.

4 January Term, 2020

{¶ 9} The same goes for Brantley. In that case, a gambling statute imposed a misdemeanor penalty “for the first offense” and a felony penalty “for each subsequent offense.” Id. at 140. The defendant violated the statute in 1961 and was convicted for that violation in March of 1962. Id. at 141. He violated the statute a second time in February 1962. Id. This court had to decide whether the defendant could be indicted for a “subsequent offense” even though the second crime had been committed prior to the first conviction. This court reasoned that since the statute referenced the first or subsequent offense and not first or subsequent conviction, it did not matter that the conviction for the first offense occurred after the commission of the second offense—the second offense was a subsequent one. Id. For obvious reasons, Brantley is of limited use here: R.C.

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Bluebook (online)
2020 Ohio 3335, 164 N.E.3d 306, 162 Ohio St. 3d 25, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-pendergrass-slip-opinion-ohio-2020.