State v. Outlaw

321 N.W.2d 145, 108 Wis. 2d 112, 1982 Wisc. LEXIS 2752
Wisconsin Supreme Court·Decided July 2, 1982·No. 80-1727-CR·Published·Cited by 41 cases

Opinions

HEFFERNAN, J.

This is a review of the court of appeals decision1 which reversed the judgment of the circuit court for Winnebago county, WILLIAM H. CARVER, Circuit Judge. The issue in the case concerns the respective obligations of the state and a defendant in circumstances where the informer privilege, sec. 905.10 (1), Stats., is invoked by the state and the defendant proceeds under the provisions of sec. 905.10(3) (b).2 [114] More specifically, the state, the petitioner on this review, asserts that the court of appeals erred when it held that, when the in camera procedure authorized by sec. 905.10 [115] is conducted following- defendant’s initial showing, the state must forego its informer’s privilege or submit to a dismissal unless it can show “beyond a reasonable doubt” that the informer’s testimony will not be helpful to the defense. We agree that the court of appeals erred when it imposed that burden upon the state, but because we conclude that the trial court abused its discretion in exercising its powers under sec. 905.10(3), we affirm the holding of the court of appeals reversing the conviction and remanding to the circuit court.

The underlying material facts reveal that on March 22, 1979, a criminal complaint was issued charging the defendant, John C. Outlaw, with three counts of delivery of cocaine five months earlier to a state undercover agent, Gary Martine, contrary to sec. 161.16(4), Stats. The offenses allegedly took place on October 10, 19, and 25, 1978, on the campus of the University of Wisconsin-Oshkosh.

With respect to the October 10 transaction, the complaint stated that three people — Outlaw, Anthony L. Mc-Calla, and Agent Martine — were present in the dormitory room where the drug transaction was discussed. Outlaw and Martine left the room, further discussed the transaction in the men’s washroom, and completed the transaction in the hall just outside that room.

At the preliminary hearing held on October 16, 1979, Agent Martine testified that there were four people present in the dormitory room just prior to the October 10 transaction — himself, Outlaw, McCalla, and Cle Gray. He testified that he met the three in the parking lot of a fast-food restaurant and a short time later met them at the dormitory. He said that he had known both McCalla and Gray prior to this meeting but that he had never before met the defendant, who he later said was Outlaw. At a Wade-Gilbert hearing on March 7, 1980, Martine again testified that four people were present in the dormitory room just before the transaction.

[116] Trial to a jury was held on March 17 and 18, 1980; and, during the direct examination of Agent Martine regarding the October 10 transaction, he testified that five people were present in the dormitory room just prior to the transaction. He further testified that, shortly after he left the dormitory on that date and entered his car, the defendant came from the dormitory, walked over to his car, and handed him another packet of cocaine, explaining that he had thought the previous packet he had given him had contained two grams when it contained only one.

On cross-examination Martine admitted that he had failed previously to mention the presence of the fifth person but testified that, other than in the complaint, this failure was unintentional. Defense counsel established that the fifth person was an informer who had accompanied Agent Martine to the restaurant and then to the dormitory. Martine further said that the informer was present in the dormitory room during the discussion of the transaction and was in a position to hear the entire conversation in that room and to see what was going on.

Finally, Agent Martine said that the informer was present in Martine’s car when the second packet of cocaine and the explanation for its delivery were given to Martine.

During the cross-examination, defense counsel specifically asked the name of the informer, but the state objected, claiming a law enforcement privilege pursuant to sec. 905.10(1), Stats., Identity of informer. The trial court sustained the objection.

At the close of Agent Martine’s testimony, defense counsel, relying on sec. 905.10 (3) (b), Stats., moved to dismiss the count relating to the October 10 transaction or, in the alternative, to require disclosure of the informer’s identity. The state opposed the motion, arguing that [117] the right to seek such relief had been waived because defense counsel had known prior to trial that a fifth person was present. Defense counsel admitted that, one week prior to the trial, he had received a report stating there was another person3 present, but counsel argued that he had expected the state to call all relevant witnesses and had only found out the morning of trial that an informer would not be called. The court denied the motion, stating that:

“[T]he statute here put into the law by the legislature has provided this apparent protection of not disclosing the informer . . . and if they choose to leave out witnesses that could lend more information here, I guess that’s their privilege. . . .”

At the close of the state’s case, defense counsel renewed his motion to require disclosure or to dismiss Count 1, and again the trial court denied the motion.

The defense then called Anthony McCalla and Cle Gray to testify, but both refused, claiming their fifth amendment privilege. With respect to McCalla, because it was ultimately determined that he could not claim the privilege of the fifth amendment, he was ordered by the court to testify; but he still refused, despite being held in contempt by the court. Gray’s invocation of the fifth amendment privilege was upheld. The state refused to consent to a grant of immunity for either McCalla or Gray as requested by defense counsel. Hence, only the state’s agent, Martine, and the defendant, by waiving his right not to testify, were able to testify in respect to the alleged transaction of October 10.

The defendant took the stand and testified that he was not the person involved in any of the transactions. His two sisters also testified, disputing Agent Martine’s de[118] scription of Outlaw’s hair as being “straight” during the period of time in question. They testified that at the time his hair style was “Afro.” Outlaw’s defense was alibi and mistaken identity.

At the close of the evidence, defense counsel reiterated his motion to dismiss Count 1, because of the state’s refusal to disclose the informer’s identity. The state again argued that the motion was untimely, and the trial court again denied the motion.

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State v. Outlaw, 321 N.W.2d 145, 108 Wis. 2d 112, 1982 Wisc. LEXIS 2752 (Wis. 1982).

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