State v. O'Brien

Ohio Court of Appeals·Decided March 31, 2026·No. WD-23-055·Published·Cited by 1 cases

Opinion

IN THE COURT OF APPEALS OF OHIO SIXTH APPELLATE DISTRICT

WOOD COUNTY

State of Ohio Court of Appeals No. {87}WD-23-055 Appellee Trial Court No. 2019 CR 0485 v. Kelly O’Brien DECISION AND JUDGMENT Appellant Decided:

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Paul A. Dobson, Wood County Prosecuting Attorney, and David T. Harold, Assistant Prosecuting Attorney, for appellee.

Karin L. Coble, for appellant.

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SULEK, J.

{¶ 1} Appellant Kelly O’Brien appeals the judgment of the Wood County Court of Common Pleas, which denied his Crim.R. 32.1 post-sentence motion to withdraw his guilty plea. For the following reasons, the trial court’s judgment is affirmed.

I. Factual Background and Procedural History

{¶ 2} On October 28, 2019, O’Brien pleaded guilty to two counts of aggravated theft of $1,500,000 dollars or more in violation of R.C. 2913.02(A)(3) and (B)(2), felonies of the first degree, and one count of engaging in a pattern of corrupt activity in violation of R.C. 2923.32(A)(1) and (B)(1), a felony of the first degree. The charges arose from O’Brien’s conduct of buying and selling vehicles through his company known as K & G Auto. O’Brien often purchased vehicles with checks from various bank accounts that did not have sufficient funds. To cover those checks, he recruited and defrauded investors in what the State described as “a Ponzi scheme.”

{¶ 3} On January 6, 2020, the trial court sentenced O’Brien to concurrent 10-year prison terms on the counts of aggravated theft, to be served consecutively with an 8-year prison term on the count of engaging in a pattern of corrupt activity, for a total prison term of 18 years. He was further ordered to pay a total of approximately $16 million in restitution to five different victims.

{¶ 4} O’Brien timely appealed his convictions. On appeal, he argued (1) that his consecutive sentences were contrary to law, (2) that the trial court committed plain error in imposing restitution without supporting documentation, and (3) that his trial counsel was ineffective for stipulating to the restitution order in lieu of an evidentiary hearing. On November 5, 2021, this court found his assignments of error not well-taken and affirmed the trial court’s judgment in State v. O’Brien, 2021-Ohio-4037 (6th Dist.).

{¶ 5} Ten months later, on September 1, 2022, O’Brien filed a pro-se App.R.

26(B) application to reopen his appeal. In support, O’Brien argued that his appellate counsel was ineffective for failing to raise two additional assignments of error: (1) “Trial counsel rendered ineffective assistance by failing to move for the disqualification of the trial judge due to her present economic interest in the outcome of the case;” and (2) “Appellant received ineffective assistance of counsel when trial counsel convinced appellant to plead guilty to a charge that was not supported by sufficient evidence, thereby rendering his plea ‘unknowing.’” On October 5, 2022, this court denied O’Brien’s application to reopen, finding that it was untimely and O’Brien did not establish good cause for the delay. O’Brien attempted a further appeal to the Ohio Supreme Court, which declined to accept jurisdiction.

{¶ 6} Subsequently, on May 15, 2023, O’Brien filed his pro se Crim.R. 32.1 motion to withdraw his guilty plea in the trial court. In his motion, he argued that the State could not have proven the element of an “enterprise” for the charge of engaging in a pattern of corrupt activity, and that his trial counsel was ineffective for allowing him to plead guilty to that charge. The State opposed O’Brien’s motion, arguing that the trial court lacked jurisdiction to address it pursuant to the rule in State ex rel. Special Prosecutors v. Judges, Court of Common Pleas, 55 Ohio St.2d 94, 97 (1978). Alternatively, the State asserted that O’Brien’s arguments were barred by res judicata.

{¶ 7} The trial court denied O’Brien’s post-sentence motion to withdraw his guilty plea on August 29, 2023. It reasoned that O’Brien was, in fact, involved in an “enterprise.” It further reasoned that his arguments were barred by res judicata.

{¶ 8} O’Brien did not timely appeal the trial court’s August 29, 2023 judgment.

Instead, on November 3, 2023, he filed a motion for leave to file a delayed appeal. Relying on Special Prosecutors, this court reasoned that the trial court did not have jurisdiction to rule on O’Brien’s motion to withdraw his guilty plea, and the August 29, 2023 judgment was therefore void. Because no appeal can be taken from a void judgment, this court denied his motion for leave to file a delayed appeal.

{¶ 9} O’Brien then moved for reconsideration of the order denying his motion for leave to file a delayed appeal. He argued that recent appellate jurisprudence demonstrated that Special Prosecutors no longer applied, and the trial court did have jurisdiction to consider his motion to withdraw his guilty plea. He further sought to certify a conflict with the Eighth District in State v. Walton, 2023-Ohio-2879 (8th Dist.), and the Tenth District in State v. Enyart, 2023-Ohio-3373 (10th Dist.).

{¶ 10} On January 27, 2025, following supplemental briefing that discussed, inter alia, Walton, Enyart, State v. Davis, 2011-Ohio-5028, and State ex rel. Davis v. Janas, 2020-Ohio-1462, this court granted O’Brien’s motion for reconsideration, denied his motion to certify a conflict as moot, and granted him leave to file his delayed appeal.

II. Assignment of Error

{¶ 11} O’Brien asserts one assignment of error for review:

1. The trial court erred in denying Mr. O’Brien’s motion to withdraw his guilty plea without an evidentiary hearing as he alleged facts which, if true, demonstrate a manifest injustice.

III. Analysis

{¶ 12} Because it determines the outcome of this case, this court will begin and end its analysis with the State’s argument that the trial court lacked jurisdiction to substantively address O’Brien’s post-affirmance motion to withdraw his guilty plea.

{¶ 13} For several decades, State ex rel. Special Prosecutors v. Judges, Court of Common Pleas, 55 Ohio St.2d 94, 97 (1978), was well-settled controlling precedent in Ohio. In that case, the defendant Ronald Asher pleaded guilty to the charge of murder. The trial court accepted his plea, resulting in his conviction. Asher appealed his conviction, arguing that his guilty plea was not voluntarily made. The court of appeals affirmed the conviction, and in so doing held that Asher’s plea was knowing, intelligent, and voluntary. State v. Asher, 1976 WL 188541 (7th Dist. Mar. 3, 1976).

{¶ 14} Several months later, Asher filed a Crim.R. 32.1 motion to withdraw his guilty plea in the trial court. The trial court held an evidentiary hearing and granted the motion. The State failed to appeal the trial court’s judgment granting the motion to withdraw the guilty plea. Following the withdrawal of Asher’s plea, the matter was set for trial. Prior to the start of trial, however, special prosecutors who had been appointed by the trial court filed a complaint for a writ of prohibition to prevent the trial court from proceeding with the trial based upon the alleged lack of jurisdiction of the trial court to permit the withdrawal of Asher’s guilty plea. Special Prosecutors at 94. The appellate court denied the writ of prohibition and the matter was appealed to the Ohio Supreme Court. Id. at 95.

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