State v. Cain

2021 Ohio 1841

• Court: Ohio Court of Appeals
• Decided: May 28, 2021
• Docket: L-20-1126
• Status: Published

Opinion

[Cite as State v. Cain, 2021-Ohio-1841.]

IN THE COURT OF APPEALS OF OHIO SIXTH APPELLATE DISTRICT LUCAS COUNTY

State of Ohio Court of Appeals No. L-20-1126

Appellee Trial Court No. CR0201801710

v.

Michael E. Cain DECISION AND JUDGMENT

Appellant Decided: May 28, 2021

*****

Julia R. Bates, Lucas County Prosecuting Attorney, and Alyssa Breyman, Assistant Prosecuting Attorney, for appellee.

Michael E. Cain, pro se.

PIETRYKOWSKI, J.

{¶ 1} Appellant, Michael Cain, appeals the judgment of the Lucas County Court of

Common Pleas, denying his post-sentence motion to withdraw his guilty plea. For the

reasons that follow, we affirm. I. Facts and Procedural Background

{¶ 2} On April 19, 2018, the Lucas County Grand Jury indicted appellant on one

count of felonious assault in violation of R.C. 2903.11(A)(2) and (D), a felony of the

second degree, with an attendant firearm specification pursuant to R.C. 2941.145(A), (B),

(C), and (F), and one count of aggravated menacing in violation of R.C. 2903.21(A) and

(B), a misdemeanor of the first degree.

{¶ 3} On July 31, 2018, appellant withdrew his initial plea of not guilty, and

entered a plea of guilty pursuant to North Carolina v. Alford, to the count of felonious

assault. In exchange for his plea, the state agreed to dismiss the firearm specification and

the count of aggravated menacing, and to recommend that any prison sentence not exceed

two years. Prior to accepting the guilty plea, the trial court conducted a Crim.R. 11

colloquy with appellant during which the following exchange occurred:

THE COURT: With respect to the State’s recommendation of a

two-year sentencing cap, do you understand that that’s just a

recommendation, that I don’t have to follow it if I choose not to?

THE DEFENDANT: Yes, Your Honor.

THE COURT: And knowing that, do you still wish to go forward

with the plea?

THE DEFENDANT: Yes, ma’am.

THE COURT: Are you satisfied with the amount of time you’ve

had to speak with your attorney about this case?

2. THE DEFENDANT: Yes, ma’am.

THE COURT: Are you satisfied with his advice and counsel?

THE COURT: Did anyone force you to enter this plea?

THE DEFENDANT: No, ma’am.

THE COURT: Did anyone promise you anything to get you to enter

this plea?

THE COURT: You’re doing it voluntarily?

THE COURT: As I stated, you are entering a plea to a felony of the

second degree. Do you understand that that offense carries a penalty of two

to eight years in a state institution?

Thereafter, the trial court accepted appellant’s guilty plea, and the matter was continued

for sentencing on August 22, 2018.

{¶ 4} At the sentencing hearing, the court heard statements from appellant and his

counsel in mitigation. The state then read a victim impact statement, and conveyed its

desire to abide by the terms of the plea agreement. Upon consideration, the trial court

sentenced appellant to serve a term of four years in prison.

{¶ 5} Appellant did not appeal his conviction and sentence.

3. {¶ 6} Over one and one-half years later, on March 16, 2020, appellant moved to

withdraw his guilty plea pursuant to Crim.R. 32.1. In his motion, appellant argued that

his trial counsel was ineffective for failing to notify him that the trial court judge was not

bound by the state’s sentencing recommendation of two years in prison. Additionally,

appellant argued that he was never advised by the trial court that he had the right to make

a statement in mitigation at his sentencing hearing. For these reasons, appellant

requested that the trial court impose the two-year prison sentence that was recommended

by the plea deal, and release him from prison at the end of those two years.

{¶ 7} On June 16, 2020, the trial court denied appellant’s motion to withdraw his

guilty plea. The trial court reasoned that appellant failed to establish that his counsel’s

performance was deficient, and that appellant in fact was notified that the state’s

sentencing recommendation was not binding on the court. The court further noted that

appellant stated that he was entering the plea voluntarily, affirmed that he was satisfied

with his attorney’s advice and counsel, and signed a plea form acknowledging that he

understood his rights and the potential sentence he was facing. As to his right to make a

statement in mitigation at the sentencing hearing, the trial court found that both appellant

and his counsel spoke in mitigation. Finally, the court recognized that the nearly two-

year delay between appellant’s sentence and his motion to withdraw his guilty plea was a

factor that adversely affected appellant’s good faith and credibility when all of the

allegations supporting his motion were known at the time of sentencing. Therefore, the

4. trial court found that appellant did not meet his burden of proving a manifest injustice,

and denied appellant’s motion to withdraw his guilty plea.

II. Assignments of Error

{¶ 8} Appellant has appealed the trial court’s June 16, 2020 judgment, and now

presents two assignments of error for our review:

1. Trial counsel for Mr. Cain denied his Sixth and Fourteenth

Amendment rights to effective assistance of counsel.

2. Trial counsel for Mr. Cain allowed the trial court to violate the

colloquy under Criminal Rule 32(A).

III. Analysis

{¶ 9} Because both of appellant’s assignments of error challenge the basis for the

trial court’s denial of his post-sentence motion to withdraw his guilty plea, they will be

addressed together.

{¶ 10} Crim.R. 32.1 provides, “A motion to withdraw a plea of guilty or no

contest may be made only before sentence is imposed; but to correct manifest injustice

the court after sentence may set aside the judgment of conviction and permit the

defendant to withdraw his or her plea.”

{¶ 11} At the outset, we hold that appellant’s arguments in his post-sentence

motion to withdraw his guilty plea are barred by res judicata. “It is well established, by

relevant Ohio caselaw, that claims submitted in support of motions filed pursuant to

Crim.R. 32.1 are subject to the doctrine of res judicata.” State v. Davis, 2020-Ohio-4539,

5. 159 N.E.3d 331, ¶ 25 (6th Dist.). “Application of the doctrine of res judicata prevents

relitigation of issues that were already decided by a court and litigation of matters that

should have been brought in a previous action.” Id. at ¶ 27, citing State v. Rock, 11th

Dist. Lake No. 2018-L-021, 2018-Ohio-4175, ¶ 10. “Res judicata bars claims raised in a

Crim.R. 32.1 post-sentence motion to withdraw guilty plea that were raised or could have

been raised in a prior proceeding.” Id., quoting State v. McDonald, 11th Dist. Lake No.

2003-L-155, 2004-Ohio-6332, ¶ 22.

{¶ 12} Here, appellant argued that his plea was not knowing, intelligent, and

voluntary due to the ineffectiveness of his trial counsel in that he was coerced into

pleading guilty under the promise of receiving at most a two-year prison sentence, and he

was not informed that the trial court was not bound to accept the recommended two-year

prison sentence. Alternatively, appellant argued that the trial court failed to inform him

that he could speak in mitigation at his sentencing hearing. We find that these arguments,

and the information upon which they rely, are based entirely on the record from the plea

hearing and sentencing hearing. As such, appellant’s arguments were available to him at

the time of a direct appeal, and his failure to raise those arguments on direct appeal

precludes him from raising them one and one-half years later in a post-sentence motion to

withdraw his guilty plea. See Davis at ¶ 29 (claims made in defendant’s post-sentence

motion to withdraw his guilty pleas—which included claims that the pleas were not

knowing, intelligent, or voluntary, that he had ineffective assistance of counsel, and that

he was coerced into entering the guilty pleas—were barred by res judicata because they

6. were not raised on direct appeal); State v. Reynolds, 3d Dist. Putnam No. 12-01-11, 2002-

Ohio-2823, ¶ 14 (“[A] defendant’s failure to appeal a judgment of conviction bars as

res judicata any subsequent attempt to litigate issues that could have been raised on a

direct appeal.”). Therefore, appellant’s assignments of error are not-well taken.

{¶ 13} Moreover, appellant’s claims fail on the merits.

{¶ 14} “A defendant who seeks to withdraw a guilty plea after the imposition of

sentence has the burden of establishing the existence of manifest injustice.” Davis at

¶ 20, quoting State v. Smith, 49 Ohio St.2d 261, 361 N.E.2d 1324 (1977), paragraph one

of the syllabus. “A manifest injustice is defined as a ‘clear or openly unjust act.’

Manifest injustice is an extremely high standard, and a defendant may only withdraw his

guilty plea in extraordinary cases.” State v. Johnson, 6th Dist. Lucas No. L-11-1257,

2012-Ohio-4866, ¶ 9, quoting State v. Harmon, 6th Dist. Lucas No. L-10-1195, 2011-

Ohio-5035, ¶ 12.

{¶ 15} “The decision of whether manifest injustice occurred is left to the sound

discretion of the trial court.” Davis at ¶ 20, citing Smith at paragraph two of the syllabus.

Thus, we review the trial court’s denial of appellant’s post-sentence motion to withdraw

his guilty plea under an abuse of discretion standard. Id. at ¶ 21. An abuse of discretion

connotes that the trial court’s attitude is unreasonable, arbitrary, or unconscionable. State

v. Adams, 62 Ohio St.2d 151, 157, 404 N.E.2d 144 (1980).

{¶ 16} In this case, appellant argued that he is entitled to withdraw his guilty plea

because he suffered ineffective assistance of counsel when trial counsel failed to inform

7. him that the court was not bound by the agreed upon sentencing recommendation.

To prove a claim of ineffective assistance, appellant must demonstrate that counsel’s

performance fell below an objective standard of reasonableness, and a reasonable

probability exists that, but for counsel’s error, the result of the proceedings would have

been different. Strickland v. Washington, 466 U.S. 668, 687-688, 694, 104 S.Ct. 2052,

80 L.Ed.2d 674 (1984).

{¶ 17} Here, appellant has not demonstrated that the results of the proceedings

would have been different had trial counsel informed him that the court was not bound by

the sentencing recommendation. Indeed, the court itself informed appellant that it was

not bound by the sentencing recommendation. Knowing that, appellant affirmed that he

wished to go forward with his guilty plea. Thus, we find no merit to appellant’s first

argument in support of his motion to withdraw his guilty plea.

{¶ 18} Alternatively, appellant argued that the trial court failed to inform him that

he could speak in mitigation at his sentencing hearing. However, the record shows that

appellant was afforded the right to speak in mitigation, and that appellant exercised this

right. Thus, we find no merit to appellant’s second argument in support of his motion to

withdraw his guilty plea.

{¶ 19} Therefore, because appellant failed to provide any meritorious arguments

demonstrating manifest injustice in support of his post-sentence motion to withdraw his

guilty plea, we hold that the trial court did not abuse its discretion when it denied

appellant’s motion.

8. {¶ 20} Accordingly, appellant’s first and second assignments of error are not well-

taken.

IV. Conclusion

{¶ 21} For the foregoing reasons, we find that substantial justice has been done the

party complaining, and the judgment of the Lucas County Court of Common Pleas is

affirmed. Appellant is ordered to pay the costs of this appeal pursuant to App.R. 24.

Judgment affirmed.

A certified copy of this entry shall constitute the mandate pursuant to App.R. 27. See also 6th Dist.Loc.App.R. 4.

Mark L. Pietrykowski, J. _______________________________ JUDGE Thomas J. Osowik, J. _______________________________ Myron C. Duhart, J. JUDGE CONCUR. _______________________________ JUDGE

This decision is subject to further editing by the Supreme Court of Ohio’s Reporter of Decisions. Parties interested in viewing the final reported version are advised to visit the Ohio Supreme Court’s web site at: http://www.supremecourt.ohio.gov/ROD/docs/.

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