State v. Novak

318 N.W.2d 364, 107 Wis. 2d 31, 1982 Wisc. LEXIS 2546
CourtWisconsin Supreme Court
DecidedApril 27, 1982
Docket81-538-CR
StatusPublished
Cited by25 cases

This text of 318 N.W.2d 364 (State v. Novak) is published on Counsel Stack Legal Research, covering Wisconsin Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Novak, 318 N.W.2d 364, 107 Wis. 2d 31, 1982 Wisc. LEXIS 2546 (Wis. 1982).

Opinions

DAY, J.

This is a review of a decision of the court of appeals which affirmed a judgment of the circuit court for Chippewa county, Hon. Richard H. Stafford, Judge, convicting Frank G. Novak, Jr. (hereinafter defendant) of operating a motor vehicle while under the influence of an intoxicant in violation of sec. 346.63(1), Stats. 1979-80,1 and sentencing the defendant to five days in jail which sentence was stayed pending further order of the trial court.

The issue in this case is: Does imposition of five days incarceration as punishment for having been twice convicted within a five year period of operating a motor vehicle while under the influence of an intoxicant, violate defendant’s constitutional rights under the sixth and [33]*33fourteenth amendments to the United States Constitution and article 1, sec. 7 of the Wisconsin Constitution, where the first conviction was obtained under a municipal ordinance and the defendant did not have an attorney at that time. We hold that the constitutional rights of a defendant represented by counsel in proceedings leading to a second conviction of violating sec. 346.63(1), Stats., are not violated when he is incarcerated pursuant to sec. 346.65(2) (a) 2, Stats. 1979-80,2 even though he [34]*34did not have counsel in the proceedings leading to his initial conviction which subjected him to a civil forfeiture. We therefore affirm the decision of the court of appeals which affirmed the judgment of conviction.

On October 20, 1980, a criminal complaint was issued charging defendant with operating a motor vehicle while under the influence of an intoxicant (hereinafter OWI) in violation of sec. 346.63 (1), Stats. The defendant pled guilty on December 3, 1980. At that hearing, in which defendant was represented by counsel, it was stipulated that defendant had been previously convicted within five years of OWI. It was also stipulated that defendant did not have an attorney in the proceedings which resulted in that earlier conviction.

Defendant pled guilty to the second OWI offense but argued that it would be improper to impose the jail sentence required by sec. 346.65 (2) (a) 2, Stats., upon conviction of a second OWI within a five-year period because he did not have counsel in the case resulting in his first conviction, relying on Baldasar v. Illinois, 446 U.S. 222 (1980). The trial court rejected this argument and sentenced defendant to five days in jail pursuant to sec. 346.65(2) (a) 2. The sentence was stayed pursuant to sec. 346.65(2) (b)2, because of defendant’s participation in a rehabilitation program.

Defendant appealed the part of the conviction which imposed the jail sentence to the court of appeals, which affirmed the circuit court decision. The defendant petitioned this court for review, which we granted.

Defendant argues that, under Baldosar, an uncoun-[35]*35selled civil forfeiture conviction may not be used to impose incarceration for a subsequent conviction. A first conviction of operating a motor vehicle while intoxicated subjects the person convicted to a civil forfeiture only. A second conviction within five years is a criminal misdemeanor requiring a minimum five-day jail sentence. Defendant does not contend that his lack of counsel in the case leading to his first conviction makes that conviction invalid for all purposes. Rather, he asserts that the absence of counsel in the case leading to his first conviction precludes using that conviction as the basis for subjecting him to incarceration as a repeat offender.

In Gideon v. Wainwright, 372 U.S. 335 (1963), the United States Supreme Court held that an accused in a criminal proceeding has a constitutional right to be represented by counsel. In Burgett v. Texas, 389 U.S. 109, 115 (1967), the United States Supreme Court held that a prior criminal conviction obtained in violation of the right to counsel set forth in Gideon could not be used to enhance the punishment imposed for a subsequent offense.

Gideon and Bwrgett involved felony convictions. However, the constitutional right to counsel was extended to defendants accused of misdemeanors in Argersinger v. Hamlin, 407 U.S. 25, 37 (1972). This extension was limited in Scott v. Illinois, 440 U.S. 367, 373-74 (1979), where the United States Supreme Court held that an accused misdemeanant was constitutionally entitled to counsel only if he was actually incarcerated as a result of the conviction. There was no constitutional right to counsel in misdemeanor cases where incarceration was authorized but not actually imposed. There were two dissenting opinions filed in Scott. The first, by Justice Brennan joined by Justices Marshall and Stevens, argued that criminal defendants were entitled to counsel in all cases where incarceration was authorized. 440 U.S. at [36]*36382. Justice Blackmun, in a separate dissent, argued for adoption of a “bright line” test where a criminal defendant is entitled to counsel if he is actually incarcerated or is prosecuted for an offense punishable by more than six months imprisonment.3 440 U.S. at 390.

Baldasar, 446 U.S. 222, upon which defendant principally relies, is the latest United States Supreme Court decision in this area. Baldasar involved an Illinois theft statute. A first conviction under the statute was a misdemeanor punishable by up to a year’s imprisonment and a $1,000 fine. A second conviction of the same offense could be treated as a felony, punishable by a one to three year prison term. Mr. Baldasar had been convicted of misdemeanor theft in 1975 in a proceeding at which he was not represented by counsel. He was fined $159 and placed on probation. Since he was not actually incarcerated, this conviction was valid under Scott.

In 1976, Mr. Baldasar was again convicted of theft. After a jury trial, at which he was represented by counsel, he was convicted and sentenced as a second offender to one to three years imprisonment. He challenged the conviction and sentence on the ground that its felony status and the one to three year prison sentence imposed were due to his earlier uncounselled conviction, thereby violating Gideon, Burgett and Scott. The Illinois appellate court rejected this contention. He petitioned the United States Supreme Court, which granted certiorari.

The court reversed in a per curiam order. There was no majority decision, but rather three concurring opinions, authored by Justices Stewart, Marshall and Black-mun, and a dissent. Justice Stewart, who was a member [37]*37of the Scott majority, stated that since Mr. Baldasar was imprisoned in the second case only because of his previous unconselled conviction, the Scott “actual incarceration” rule required that the sentence imposed in the second case be overturned.

Justice Marshall who, along with Justices Brennan, Stevens and Blackmun had dissented in Scott,

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Bluebook (online)
318 N.W.2d 364, 107 Wis. 2d 31, 1982 Wisc. LEXIS 2546, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-novak-wis-1982.