State v. Nicholas

359 So. 2d 965
CourtSupreme Court of Louisiana
DecidedJune 19, 1978
Docket61045
StatusPublished
Cited by50 cases

This text of 359 So. 2d 965 (State v. Nicholas) is published on Counsel Stack Legal Research, covering Supreme Court of Louisiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Nicholas, 359 So. 2d 965 (La. 1978).

Opinion

359 So.2d 965 (1978)

STATE of Louisiana, Appellee,
v.
Haywood NICHOLAS, Ulyses Smith, and Joseph Jones, Appellants.

No. 61045.

Supreme Court of Louisiana.

June 19, 1978.

*967 John M. Blanchard, Orleans Indigent Defender Program, New Orleans, for appellants.

William J. Guste, Jr., Atty. Gen., Barbara Rutledge, Asst. Atty. Gen., Harry F. Connick, Dist. Atty., Louise S. Korns, Asst. Dist. Atty., for appellee.

TATE, Justice.

The defendants were convicted of receiving stolen goods valued at $600 and sentenced to terms at hard labor: Nicholas, five years; and Smith and Jones, as multiple offenders, to enhanced terms of twenty years, La.R.S. 15:529.1.

The defendants appeal and argue various assignments of error. We find, however, that only Smith's Assignment 4 and the Nicholas-Smith-Jones Assignment 1 raise issues requiring discussion.

Smith Assignment 4

This assignment is based upon an objection during the hearing to impose enhanced punishment upon Smith, after his conviction, as a multiple offender. His counsel objected to the introduction of a document on the basis of hearsay and improper authentication.

*968 At the multiple offender sentencing hearing of defendant Ulyses Smith, Officer Bono, assigned to the Record Center, Identification Section of the New Orleans Police Department, was qualified as an expert in fingerprint identification. During the course of his testimony, Officer Bono was shown a document, labeled S-5, purporting to be copies of defendant Smith's arrest and conviction records and fingerprints from the Louisiana Department of Public Safety, Bureau of Identification. Officer Bono testified that he had received this document from that agency.

Beneath the copy of defendant's alleged fingerprints was the notation, "I certify that this is a true copy of this subject's record from the files of the Bureau of Identification." This notation was apparently signed by a "John R. Flowers" for a "Col. Donald Thibodaux, Superintendent" (typed name).

The purpose of introducing the state police records was apparently to prove the defendant's fingerprints corresponded: (a) with fingerprints on an arrest record (S-6) (received without objection) for commission of a Jefferson Parish prior offense (which was adequately proved by introduction of the convicting court's certified copy of the indictment and conviction (S-8)); and (b) with fingerprints of the accused taken during the multiple offender hearing.

In State v. Martin, 356 So.2d 1370 (La. 1978), we pointed out that, before documentary evidence may be received to prove the truth of its content, (a) if not admissible within an exception to the hearsay rule, it must be made admissible for that purpose by statute, and (b) it must be authenticated. See also State v. Tillman, 356 So.2d 1376 (La.1978).

A. Admissibility

The state contends solely that the state police record, if properly authenticated, is admissible by virtue of La.R.S. 15:529.1 F. This statutory authorization only permits proof of certain specific facts by certificate of the warden, etc., of a penitentiary under seal of his office for the purpose of proving prior offenses at a multiple-offender hearing. The statute does not, however, authorize such proof to be made by the superintendent of state police or of any non-penitentiary agency, as was attempted here.[1]

Nor can we find any other statutory authorization which permits proof of a fact to be made, independent of the rules of evidence, merely by a certified copy of police records. La.R.S. 15:581.16, for instance, permits introduction of certified copies of such state police records "in the same manner as the original might be." Likewise, La.R.S. 13:3711 similarly permits proof by certified copies of state agency records to be made "equally with the originals"— i. e., if the originals would have been admissible.

Nevertheless, if the state police records are admissible, properly authenticated certified copies are admissible by virtue of these statutes.

For reasons to be noted, the state police fingerprint records are admissible under the traditional "public documents" exception to the rule against hearsay. This exception is historically based upon the principles of necessity and the probability of trustworthiness. 5 Wigmore on Evidence, Sections 1631, 1632 (Chadbourn Rev., 1974). The exception is founded primarily upon the presumption that an individual entrusted with a duty will do his duty and make a correct statement, 5 Wigmore, Section 1631 et seq.; McCormick, Evidence, Section 315 et seq. (2d ed. 1972); Pugh, Louisiana Evidence Law, pp. 476-77 (1974).

As these authorities note, the usual hearsay requirement that the declarant (here, the entrant or custodian) be shown to be unavailable, is dispensed with, largely because of the public inconvenience that would otherwise result from the disruption of public business to be occasioned by the *969 continual summoning of public officers to prove routine facts reflected by their records with a high probability of accuracy.[2]

As these authorities also indicate, however, the evidence so introduced must be admissible for some relevant and proper purpose, and the trial court must scrutinize such offerings so as to limit their introduction in accordance with this (especially in jury trial situations). Further, upon any indicia of unreliability being shown, the trial judge has the discretion to reject the evidence or to condition its admissibility upon further proof, and should exercise it, in order to assure that the probability of trustworthiness is so great as to justify the document's introduction as an official record under this exception to the hearsay rule.

The introduction of properly certified copies of fingerprints to prove the identity of an accused with a former offender, when maintained by an agency within its statutory duty to do so, is considered to be admissible within this "public document" hearsay exception—that is, the properly authenticated record is evidence of the fingerprint, and that it is maintained in the office under the name and sentence of the offender thereby shown. Wigmore, Sections 1635, 1678a. (Of course, the offeror must, by additional competent evidence, connect the fingerprints with the prior conviction and with the present offender, as was done here.)

The trial court therefore properly overruled the defendant's objection insofar as he complained that the document offered constituted hearsay.

B. Authentication

While the contested document does not constitute hearsay evidence, it is, nevertheless, inadmissible because not properly authenticated.

As we noted in Martin, "[A]n official document may belong to a class clearly admissible, but still the document actually offered must be authenticated as genuinely that which it purports to be." 356 So.2d 1374. Generally, if an official writing is proved to come from the proper office where such documents are kept, the document will be authenticated as genuine by the certification of the custodian because of the presumption that he will carry out his duty to receive, record, and certify only genuine official papers and reports. 7 Wigmore, Sections 2158-59; McCormick, Section 224.

As previously noted, since the original of the record was itself admissible, the copy of the state police record of the fingerprints is admissible in evidence if "certified by the superintendent of state police to be a true copy of the original." La.R.S. 15:581.16. See also La.R.S.

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359 So. 2d 965, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-nicholas-la-1978.