State v. M.W.

2012 VT 66, 57 A.3d 696, 192 Vt. 198, 2012 WL 3139695, 2012 Vt. LEXIS 60
Supreme Court of Vermont·Decided August 3, 2012·No. No. 11-229·Published·Cited by 10 cases

Opinion

Burgess, J.

¶ 1. The Windsor County State’s Attorney filed this interlocutory collateral final order appeal seeking review on the question of whether 13 V.S.A. § 4815(g)(1) violates the Vermont Constitution’s separation-of-powers provision by divesting the trial court of the authority to order an inpatient mental health evaluation of a potentially incompetent defendant. The Attorney General intervened on behalf of the State, arguing that the appeal was improvidently granted, and that the statute is constitutional. We conclude that there is no justiciable claim because the necessity of an inpatient evaluation and the constitutionality of the statute were not decided below. Therefore, we dismiss the appeal.

¶ 2. The issue raised in this appeal involves the statutory provisions concerning mental health evaluations for criminal defendants. The trial court may order a psychiatrist to evaluate a defendant’s competency to stand trial if the defendant or the State raises the issue, or if the court “believes that there is doubt as to the defendant’s mental competency to be tried for the alleged offense.” 13 V.S.A. § 4814(a)(2), (a)(4). The statute directs that the examination shall take place “in the least restrictive [200] environment deemed sufficient to complete the examination and prevent unnecessary pre-trial detention and substantial threat of physical violence to any person, including a defendant.” Id. § 4815(a). The possible locations for an examination include a jail, correctional center, the state hospital, or in another setting if ordered by the court. Id. § 4815(b).

¶ 3. When a motion for examination is made “the court shall order a mental health screening to be completed by a designated mental health professional while the defendant is still at the court.” Id. § 4815(d). Based on the screener’s recommendation and “the facts and circumstances surrounding the charge and observations, of the defendant in court,” the court may then order an examination. Id. § 4815(f). The statute directs, however, that “[t]he court shall not order an inpatient examination unless the designated mental health professional determines that the defendant is a person in need of treatment as defined in 18 V.S.A. § 7101(17).” Id. § 4815(g)(1). It is this directive restricting the court from ordering an inpatient evaluation without a screener’s determination that the defendant is a person in need of treatment that is at issue in this case.

¶ 4. The underlying facts leading to this appeal are not disputed. In January 2011, M.W. was arraigned on several different charges and concerns arose about his competency to stand trial. The court ordered an outpatient competency evaluation, and the forensic psychiatrist reported in March 2011 that defendant had a possible psychotic disorder. In April 2011, defendant was arrested for trespass while on conditions of release. At arraignment for that charge, the issue of defendant’s competency again arose due to his prior court proceedings. In accordance with the statute, defendant was screened by a mental health professional. The screener determined that defendant suffered from dementia, which the screener described as a medical condition and not a mental illness. Based on this determination, the screener concluded that defendant was not a person in need of treatment. In response to the court’s questions, the screener confirmed that he had read the psychiatrist’s March 2011 forensic report, but maintained his opinion that defendant was not a person in need of treatment as defined by the statute because defendant had a medical rather than mental health condition.

¶ 5. Despite the screener’s determination, the state’s attorney initially requested that the court refer defendant for an inpatient [201] evaluation. After consulting the statute, the state’s attorney then clarified that § 4815(g)(1) precluded an inpatient examination when the screener found the defendant was not a person in need of treatment. The state’s attorney explained his impression that the statute

on its face would suggest that the screener gets to control the decision whether the hospital is available . . . I will tell you that from the State’s perspective, when that was passed, it violated separation of powers. And the State continues to believe it violates separation of powers and usurps this Court’s authority to make a determination about the appropriate location for the evaluation. And we would stand by our request that [M.W.] be evaluated at the hospital.

Defendant’s attorney expressed no opinion on the issue because defendant was seeking alternative counsel.

¶ 6. The court noted that the language of § 4815(g)(1) precluded the court from sending M.W. to the state hospital, but, ultimately, avoided the prosecutor’s challenge to the statute by ordering no evaluation at all. Instead, the court imposed bail and conditions of release. Due to his inability to make bail, defendant was held in jail. At a later hearing on April 19, 2011, the court found defendant was incompetent based on the expert evaluation from March 2011. In August 2011, the court found M.W. was a person in need of treatment and M.W. was transferred to the state hospital.

¶ 7. On April 11, 2011, the state’s attorney filed a motion to appeal under the collateral final order rule. V.R.A.P. 5.1. The prosecutor characterized the issue for appeal as whether the court erred in concluding it could not send defendant to the state hospital for purposes of a competency evaluation under § 4815(g)(1) which, the prosecutor contended, violates separation of powers. The court granted the request to appeal. The Department of Mental Health filed a motion to reconsider, arguing there was no basis for a collateral order appeal because the court determined no disputed question since a request for an evaluation could be renewed at any time during the proceedings. Also, the Department argued that the initial denial of the State’s requested inpatient evaluation had no ultimate bearing on the case because a couple of weeks later the court found defendant incompetent [202] and he was moved from custody of the Department of Corrections to the state hospital to await a hospitalization hearing. The court denied the motion to reconsider and again granted permission to appeal “whether 13 V.S.A. § 4815(g)(1) violates the separation of powers by divesting the court of the authority to send a criminal defendant to the State Hospital over the objection of the screener.”

¶ 8. On appeal, the state’s attorney maintains that § 4815(g)(1) violates the Vermont Constitution’s separation-of-powers provision. See Vt. Const, ch. II, § 5 (setting forth distinct legislative, executive, and judicial branches of government); In re D.L., 164 Vt. 223, 229, 669 A.2d 1172, 1176-77 (1995) (listing factors for determining when judicial power has been “unconstitutionally usurped or expanded”). The Attorney General has intervened and argues that the appeal should be dismissed as improvidently granted or moot. As to the merits, the Attorney General argues that there is no separation-of-powers violation because § 4815(g)(1) is merely a restriction on the location of an examination and does not unconstitutionally usurp the court’s authority to order an examination.

Free access — add to your briefcase to read the full text and ask questions with AI

State v. M.W., 2012 VT 66, 57 A.3d 696, 192 Vt. 198, 2012 WL 3139695, 2012 Vt. LEXIS 60 (Vt. 2012).

2012 VT 66 (State v. M.W.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Michael Sinquell-Gainey and David Vaz
2022 VT 19 (Supreme Court of Vermont, 2022)
State v. Kory L. George
2022 VT 21 (Supreme Court of Vermont, 2022)
State v. Michael Sinquell-Gainey & David Vaz
2022 VT 19 (Supreme Court of Vermont, 2022)
Grayck v. Scott
Vermont Superior Court, 2021
Skaskiw and Vermont Volunteer Services for Animals Humane Society
2014 VT 133 (Supreme Court of Vermont, 2014)
Dernier v. Mortgage Network, Inc.
2013 VT 96 (Supreme Court of Vermont, 2013)
State v. M.W.
Supreme Court of Vermont, 2012