State v. McGee

2002 NMCA 090, 51 P.3d 1191, 132 N.M. 537
CourtNew Mexico Court of Appeals
DecidedJune 25, 2002
Docket21,923
StatusPublished
Cited by16 cases

This text of 2002 NMCA 090 (State v. McGee) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. McGee, 2002 NMCA 090, 51 P.3d 1191, 132 N.M. 537 (N.M. Ct. App. 2002).

Opinion

OPINION

BOSSON, Chief Judge.

{1} We address an issue first discussed in State v. Hernandez, 1999-NMCA-105, ¶¶ 24-30, 127 N.M. 769, 987 P.2d 1156, as to when a court sitting without a jury may sua sponte convict the accused of an uncharged crime on the theory that it is a lesser included offense under the Meadors doctrine. See State v. Meadors, 121 N.M. 38, 908 P.2d 731 (1995). We conclude that the trial court committed reversible error in one of Defendant’s convictions, and we reverse that conviction. Because of other convictions not part of this appeal, we remand for re-sentencing. On an unrelated issue, we affirm the sufficiency of the evidence to convict Defendant for false imprisonment.

BACKGROUND

{2} Defendant and his wife, Becky (Victim), had a stormy relationship. On June 9, 1999, Defendant returned home from work and told Victim that he intended to quit his job. Victim was unhappy with Defendant’s decision and the couple argued until both fell asleep. Two days later the argument turned violent. Victim was assaulted and beaten in various ways and at various times. She was verbally threatened, and kept forcibly from leaving the house.

{3} After initially fleeing the police, Defendant was arrested. While he remained in jail awaiting trial, Defendant wrote letters to Victim that were made part of the record at trial. In those letters, Defendant informed Victim people were watching her every move, that he knew what she was doing and thinking at all times, and that she would never be free of him until one of them was dead. Victim testified that she considered the letters threatening and believed that Defendant would kill her if she testified against him at trial.

{4} The State charged Defendant with four counts based on Defendant’s violent conduct on June 11, the day of the incident: aggravated battery against a household member (Count I); false imprisonment (Count II); intimidation of a witness (Count III); and resisting, evading, or obstructing an officer (Count IV). Based on the threatening lettei’s Defendant subsequently wrote Victim from jail, the State charged Defendant with Count V: retaliation against a witness, a second degree felony.

{5} Following a bench trial, Defendant was convicted of aggravated battery against a household member and resisting, evading, or obstructing an officer, both misdemeanors. Defendant does not appeal either conviction. The court found Defendant not guilty of intimidation of a witness as alleged in Count III, based on the altercation between Defendant and Victim that took place on June 11 before Defendant’s arrest. The court convicted Defendant of false imprisonment (Count II), a fourth degree felony. He appeals from this conviction, arguing that there was insufficient evidence to support such a verdict.

{6} Regarding Count V (retaliation against a witness), the court determined at the conclusion of the evidence that the intent of Defendant’s jail-house letters was not to threaten retaliation against Victim for reporting him to the police, which is the operative crime set forth in the statute. See § 30-24-3(B). Instead, the court found that Defendant’s threats were intended to intimidate Victim from testifying against him at trial, which is a different crime set forth in a separate section of the same statute. See § 30-24-3(A)(2). Acting sua sponte and over Defendant’s objection, the court then convicted Defendant of the uncharged crime of intimidation of a witness, a third degree felony, on the basis that the new charge was a lesser included offense of retaliation. See § 30-24-3(C). Defendant appeals from this latter conviction, to which we now turn.

DISCUSSION

The Court Erroneously Convicted Defendant of the Uncharged Crime of Intimidating a Witness

{7} Defendant argues that the trial court erred in convicting him, sua sponte, of the uncharged crime of intimidating a witness. “Whether the trial court erred by convicting Defendant at a bench trial of an uncharged lesser offense is a question of law that we review de novo.” Hernandez, 1999-NMCA-105, ¶ 24, 127 N.M. 769, 987 P.2d 1156.

{8} At the outset, we look to Meadors, 121 N.M. 38, 908 P.2d 731 for guidance on this question. In Meadors, our Supreme Court adopted a modified “cognate approach” for determining when an uncharged crime can be submitted to the jury as a lesser included offense at the State’s request. Id. at 42-44, 908 P.2d at 735-37. The Court in Meadors, 121 N.M. at 44, 908 P.2d at 737, centered its analysis on the approach taken earlier in State v. DeMary, 99 N.M. 177, 655 P.2d 1021 (1982). See also Hernandez, 1999-NMCA-105, ¶¶ 24-30, 127 N.M. 769, 987 P.2d 1156 (discussing the Meadors analysis in detail).

{9} Meadors starts with the accepted proposition that a trial court, upon the State’s request, may consider an uncharged offense if the statutory elements of the lesser crime are a subset of the statutory elements of the charged crime, “such that it would be impossible ever to commit the greater offense without also committing the lesser offense.” Id., 121 N.M. at 42, 908 P.2d at 735. Simply put, a defendant is on constructive notice that he may have to defend against a lesser included, uncharged offense that satisfies the strict elements test.

{10} However, Meadors does not stop at a strict elements analysis. It expands the test to permit a trial court, at the State’s request, to consider an uncharged offense as lesser included if

(1) the defendant could not have committed the greater offense in the manner described in the charging document without also committing the lesser offense, and therefore notice of the greater offense necessarily incorporates notice of the lesser offense; (2) the evidence adduced at trial is sufficient to sustain a conviction on the lesser offense; and (3) the elements that distinguish the lesser and greater offenses are sufficiently in dispute such that a jury rationally could acquit on the greater offense and convict on the lesser.

Id. at 44, 908 P.2d at 737. Compared to the strict elements test, Meadors takes a flexible, fact-dependent, and less doctrinaire approach. The Meadors analysis looks to the elements of the respective offenses, not in the abstract, but as seen through the prism of the charging documents and the facts alleged therein. Notice to the accused is the lodestar. By designating an offense as lesser included “only if the defendant cannot commit the greater offense in the manner described in the charging document without also committing the lesser offense,” the Court helps ensure that “the defendant should be fully aware of the possible offenses for which he or she may face prosecution and should have ample opportunity to prepare a defense.” Id. at 45, 908 P.2d at 738; see also Hernandez, 1999-NMCA-105, ¶26, 127 N.M. 769, 987 P.2d 1156 (“The [Meadors] test aims to avoid the inflexibility of the strict elements test while providing notice to the defendant of the crime against which he must defend.”).

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Bluebook (online)
2002 NMCA 090, 51 P.3d 1191, 132 N.M. 537, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-mcgee-nmctapp-2002.