State v. Roman

1998 NMCA 132, 964 P.2d 852, 125 N.M. 688
CourtNew Mexico Court of Appeals
DecidedJuly 27, 1998
Docket18312
StatusPublished
Cited by51 cases

This text of 1998 NMCA 132 (State v. Roman) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Roman, 1998 NMCA 132, 964 P.2d 852, 125 N.M. 688 (N.M. Ct. App. 1998).

Opinion

OPINION

ALARID, Judge.

{1} At the conclusion of Defendant Victor Roman’s testimony in defense of the charges in an eight-count criminal information, the State moved to amend the criminal information to add a new charge of shooting at a dwelling or occupied building, contrary to NMSA 1978, § 30-3-8(A) (1993). Defendant asserts that this addition of a new charge at the close of Defendant’s case was prejudicial and violated his right to be informed of the charge against him. We agree.

FACTS AND PROCEDURAL HISTORY

{2} On December 12, 1995, Defendant drove to the Shady Grove Trailer Park in Silver City, New Mexico, and began shooting at a mobile home. Defendant killed a dog owned by the occupants. Defendant testified that he did this in reaction to harassment by a gang known as the “China Town Locos.” Defendant was charged by criminal information with attempted first degree murder, two counts of assault with intent to kill, aggravated burglary, tampering with evidence, injury to animals and escape from a police officer. Defendant was also charged in a separate cause, CR-96-04, with aggravated assault and negligent use of a deadly weapon.

{3} At trial, in Cause No. CR-95-65, Defendant testified that he had had several encounters with the gang. He described how the gang members shot at him, threatened his girlfriend, and physically attacked him. After the gang threatened the lives of Defendant and his girlfriend, Defendant went to the mobile home of one of the gang members. The State presented witnesses who testified that Defendant approached the mobile home, shot the dog, and then entered the house while shooting. Defendant stated that when he arrived at the home he encountered and shot the gang member’s dog four or five times and then began shooting at the home. Defendant shot at the home two or three times. He testified that he never entered the house and did not know anyone was inside the mobile home at the time of the shooting. After he began shooting, he heard someone call out “they’re not here.” Upon hearing this voice, Defendant stopped shooting and left the mobile home park.

{4} After Defendant’s testimony, the defense rested. Subsequently, the State moved to amend the charges against Defendant to include shooting at an occupied dwelling, based on Defendant’s testimony that he shot at the mobile home from the outside. Defendant objected to this amendment of the criminal information as improper and impermissible. Defendant argued that to amend the information in such a manner would create substantial prejudice and violate due process. Defendant asserted that there was insufficient notice of the crime the State charged him with and that Defendant has a substantial right to be notified of the charges.

{5} The State argued that under Rule 5-204 NMRA 1998 the trial judge could amend to conform the information to the evidence prior to submission of the case to the jury. Further, the State argued that the original charges gave Defendant sufficient notice and therefore the additional charge being added at that time was of no surprise to Defendant.

{6} After listening to the arguments, the trial court granted the motion to amend the criminal information to include the charge of shooting at an occupied dwelling. Defendant then took exception to the amendment of the information. The jury convicted Defendant of injury to animals, escape from a police officer, and shooting at an occupied dwelling. On January 16, 1997, Defendant plead guilty in Cause No. CR-96-04 to the charges of aggravated assault and negligent use of a deadly weapon. The trial court consolidated both causes for sentencing.

DISCUSSION

{7} Defendant raises five points on appeal. He asserts that the addition of the new charge: (1) was prejudicial and reversible error; (2) violated his right to be informed of the charge against him; (3) violated his right to a preliminary hearing; (4) violated his right to a grand jury; and (5) violated his right to a proper indictment.

1. Standard of Review

{8} We are reviewing the trial court’s interpretation and application of Rule 5-204. Interpretation and application of the law are subject to a de novo review. See State v. Lopez, 1996-NMCA-101, ¶ 13, 122 N.M. 459, 926 P.2d 784 (“Review of questions of law is de novo.”); State v. Rowell, 1995-NMSC-086, ¶ 8, 121 N.M. 111, 908 P.2d 1379 (questions of law reviewed de novo).

2. Rule 5-204

{9} The State argues that under Rule 5-204 the trial court can amend the criminal information at any time prior to sentencing. Rule 5-204(A) allows a court to amend an information prior to sentencing but does not allow the court to amend if there is an additional or different offense charged. Thus, the trial court did not have the authority to amend the criminal information under Rule 5-204(A). Under Rule 5-204(C) the court “may at any time allow the indictment or information to be amended in respect to any variance to conform to the evidence.” The State argues that this provision is broad enough to allow the amendment which occurred here. We do not agree that Rule 5-204(C) can be used to impose an entirely new charge against a defendant after the close of testimony.

3. Amendment to an Information vs. Amended Information

{10} Several cases discuss various results when a conviction does not match the criminal information. For example, in State v. Villa, 85 N.M. 537, 539, 514 P.2d 56, 58 (Ct.App.1973) we held that it was improper for the trial court to convict defendant of an offense “without charging him with that offense.” We made clear the trial court cannot amend subsequent to a jury verdict in order to make the information match or validate the defendant’s convictions. Reversible error was also found when the trial court instructed the jury with a crime different from that in the indictment. State v. Trivitt, 89 N.M. 162, 168-69, 548 P.2d 442, 448-49 (1976).

{11} On the other hand, we have held that it is permissible to amend an information to conform to evidence introduced in support of the charge made in the information. State v. Marquez, 1998-NMCA-010, ¶ 20-21, 124 N.M. 409, 951 P.2d 1070. We have also affirmed the amendment of an information to include lesser included offenses. State v. Gallegos, 109 N.M. 55, 66, 781 P.2d 783, 794 (Ct.App.1989) (defendant has notice of lesser included offenses if greater offense is charged in the indictment). The issue before this Court is what happens when the information is amended to add a different or new charge just before the case is given to the jury.

{12} One means to analyze the above cases and the one before us is through the distinction between an “amendment to an information” and an “amended information.” An “amendment to an information” occurs when an otherwise adequate information is supplemented. State v. Benally, 99 N.M.

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Cite This Page — Counsel Stack

Bluebook (online)
1998 NMCA 132, 964 P.2d 852, 125 N.M. 688, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-roman-nmctapp-1998.