State v. Martinez

2021 UT 38, 493 P.3d 674
CourtUtah Supreme Court
DecidedJuly 29, 2021
DocketCase No. 20191053
StatusPublished

This text of 2021 UT 38 (State v. Martinez) is published on Counsel Stack Legal Research, covering Utah Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Martinez, 2021 UT 38, 493 P.3d 674 (Utah 2021).

Opinion

2021 UT 38

IN THE

SUPREME COURT OF THE STATE OF UTAH

STATE OF UTAH, Respondent, v. SAUL MARTINEZ, Petitioner.

No. 20191053 Heard April 14, 2021 Filed July 29, 2021

On Certiorari to the Utah Court of Appeals

Third District, Salt Lake The Honorable Richard D. McKelvie No. 151907946

Attorneys: Sean D. Reyes, Att’y Gen., Nathan Anderson, David A. Simpson, Ass’t Solic. Gens., Tony F. Graf, Salt Lake City, for respondent Nathalie S. Skibine, Lacey Cole Singleton, Salt Lake City, for petitioner

ASSOCIATE CHIEF JUSTICE LEE authored the opinion of the Court, in which CHIEF JUSTICE DURRANT, JUSTICE HIMONAS, JUSTICE PEARCE, and JUSTICE PETERSEN joined.

ASSOCIATE CHIEF JUSTICE LEE, opinion of the Court: ¶1 Saul Martinez was convicted of both felony discharge of a firearm and attempted murder. He moved to vacate the felony discharge counts under the doctrine of merger, asserting that the two sets of charges arose out of the “same acts” (gunshots fired at a man he believed to be having an affair with his wife) and were thus subject to merger under Utah Code section 76-1-402(1). The State opposed the motion. It noted that the merger doctrine is subject to an exception where there is “an explicit indication of legislative intent” to provide for conviction of two crimes that would otherwise merge. See State v. Bond, 2015 UT 88, ¶ 70, 361 STATE v. MARTINEZ Opinion of the Court

P.3d 104 (citation omitted). And it asserted that the legislature had provided such an indication in Utah Code section 76-5-203(5)(a), a provision expressly foreclosing merger for any “predicate offense described in” the murder statute “that constitutes a separate offense.” The State claimed that felony discharge is a separate offense “described in” subsection (1) of the murder statute as a “predicate offense.” See UTAH CODE § 76-5-203(1)(v), (5)(a). And it accordingly contended that Martinez was subject to conviction and sentencing on both sets of criminal charges. ¶2 The district court denied the motion. It acknowledged that the “evidentiary underpinnings” of the two sets of crimes were “the same.” And it noted that the motion raised important questions of statutory interpretation. But it upheld the State’s view and concluded that it could address the concerns regarding evidentiary overlap as a matter of sentencing—and did so by imposing sentences that were to run concurrently. ¶3 The court of appeals affirmed. See State v. Martinez, 2019 UT App 166, 452 P.3d 496. It held that the legislature had “explicitly indicated its intent” to preclude merger of the crimes at issue in this case. Id. ¶ 21. And in so doing it rejected two separate arguments advanced by Martinez for avoiding the application of Utah Code section 76-5-203(5)(a) to this case—(1) that the statute is limited to “murder charges premised on a felony-murder theory,” id. ¶ 22; and (2) that it “does not apply to attempt crimes,” id. ¶ 23. ¶4 On the first point, the court of appeals concluded that felony discharge qualifies as a “predicate offense” described in subsection (1) of the murder statute even where such offense does not function as a necessary element of murder—as it would with a charge of felony murder. Id. ¶¶ 22–23. On the second point, the court asserted that “both murder and attempted murder are evaluated using the same statutory elements.” Id. ¶ 23. And on that basis it held that “the prohibition against a predicate offense merging with murder also prevents that offense from merging with attempted murder.” Id. ¶5 We granted Martinez’s petition for certiorari in recognition of the significant questions of statutory interpretation presented. And we review the decision of the court of appeals for correctness, without affording any deference to its analysis. Estate of Faucheaux v. City of Provo, 2019 UT 41, ¶ 9, 449 P.3d 112.

2 Cite as: 2021 UT 38 Opinion of the Court

¶6 We agree with the court of appeals’ analysis on the first point but disagree with its disposition of the second. And we reverse on that basis. We first hold that section 203(5)(a) encompasses any offense that is “described in” subsection (1) of the murder statute. Like the court of appeals, we conclude that this provision is not directed to “predicate offenses” that serve as necessary elements of felony murder. That application is covered separately by section 76-5-203(5)(b)—a provision that speaks to merger where a murder conviction is “based on” a predicate offense described in subsection (1). And on these and other grounds we find that the legislature has given an explicit indication of its intent to foreclose merger for any offense (like felony discharge) that is “described in” the statutory list of offenses. ¶7 We reach a different conclusion, however, with respect to the statute’s application to the crime of attempted murder. We agree with the court of appeals that there is some overlap between the crimes of murder and attempted murder. But we also note that the overlap is incomplete—the crime of attempted murder is established on the basis of disparate elements, and is treated distinctly for purposes of sentencing. The latter point is particularly significant given that the effect of the doctrine of merger is ultimately a matter of sentencing. And we accordingly conclude that the legislature has not explicitly stated its intent to foreclose the general rules of merger as applied to the crime of attempted murder. I ¶8 “A defendant may be prosecuted in a single criminal action for all separate offenses arising out of a single criminal episode.” UTAH CODE § 76-1-402(1). The code puts limits on punishment for multiple crimes arising out of such an episode, however. When “the same act of a defendant . . . establish[es] offenses which may be punished in different ways under different provisions” of the code, “the act shall be punishable under only one such provision.” Id. This is sometimes referred to as the principle of “same act” merger. ¶9 “A defendant may be convicted of an offense included in the offense charged but may not be convicted of both the offense charged and the included offense.” Id. § 76-1-402(3). But again the code imposes limits. A defendant “may not be convicted of both the offense charged and the included offense” where an offense is “included” when (a) “[i]t is established by proof of the same or

3 STATE v. MARTINEZ Opinion of the Court

less than all the facts required to establish the commission of the offense charged”; (b) “[i]t constitutes an attempt, solicitation, conspiracy, or form of preparation to commit the offense charged or an offense otherwise included therein”; or (c) “[i]t is specifically designated by a statute as a lesser included offense.” Id. This is sometimes referred to as “included offense” merger. ¶10 These are the general rules of statutory merger. Yet these rules themselves are subject to specific legislative exceptions. The legislature may “exempt an offense from operation of the merger doctrine” by indicating its intent to provide for multiple criminal punishments for multiple crimes arising out of a single act, or for a greater offense and included offense. State v. Smith, 2005 UT 57, ¶ 11, 122 P.3d 615. And the courts credit such exemptions as a matter of statutory interpretation. We look to “the plain language and structure of the statute defining the offense” in question. Id. Under our case law, however, it is “[o]nly when . . . an explicit indication of legislative intent is present in the specific offense statute will we consider it appropriate to exempt that statute from operation of the general merger requirements” in section 76-1-402. Id. ¶11 The question presented is thus whether the legislature explicitly provided for multiple criminal punishments for the crimes at issue. Martinez was convicted and sentenced on charges of felony discharge and attempted murder.

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Cite This Page — Counsel Stack

Bluebook (online)
2021 UT 38, 493 P.3d 674, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-martinez-utah-2021.