State v. Martinez

673 P.2d 509, 100 N.M. 532
CourtNew Mexico Court of Appeals
DecidedNovember 23, 1983
Docket7213
StatusPublished
Cited by10 cases

This text of 673 P.2d 509 (State v. Martinez) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Martinez, 673 P.2d 509, 100 N.M. 532 (N.M. Ct. App. 1983).

Opinion

OPINION

WALTERS, Chief Judge.

The question presented by this appeal is the extent to which disqualification under the Code of Professional Responsibility, NMSA 1978, Code of Professional Responsibility, Rules 1-101 through 9-102 (Repl.Pamp.1982 and Cum.Supp.1982), reaches. Defendant appeals his conviction as an habitual offender. Issues other than the one stated are abandoned because they have not been briefed. State v. Vogenthaler, 89 N.M. 150, 548 P.2d 112 (Ct.App.1976).

Vaughn prosecuted defendant on one of his prior convictions. Vaughn then entered a partnership with Hunt. Hunt thereafter represented defendant briefly on the habitual charges, but that representation terminated and Mathis was appointed as defendant’s counsel. In the meantime, Hunt moved and commenced sharing office space with Mathis. Mathis thereupon moved to withdraw as counsel, alleging the appearance of impropriety or potential conflict of interest in continued representation of defendant. Defendant concurred in the motion as being in his best interests. The court denied the motion.

The State assumes the court was not required to disqualify Mathis:

The state is unable to find any provision in the Code of Professional Responsibility which would even suggest that Mr. Mathis, through Mr. Hunt, might have a conflict or give an appearance of impropriety stemming from Mr. Vaughn’s earlier prosecution of the defendant. The fact that Mr. Hunt once associated with Mr. Vaughn and at a later time was sharing office space with Mr. Mathis, simply does not establish an overlap of interest leading to a conflict or an impropriety.

(From the Answer Brief.) No authority is cited for this argument by the State. It does concede, however, that Mr. Vaughn would be disqualified from representing defendant. See NMSA 1978, Code of Professional Responsibility, Rule 9-101(B) (Repl. Pamp.1982). Rule 5-105(D) of the Code (Cum.Supp.1983), provides:

If a lawyer is required to decline employment or to withdraw from employment under Rule 5-105, no partner or associate of his or his firm may accept or continue such employment.

The State also concedes that Hunt, while associated with Vaughn, may have been disqualified under Rule 5-105(D).

According to the case law, however, Hunt’s disqualification would extend beyond the date of the dissolution of the Vaughn and Hunt partnership. In Laskey Bros. of W.Va., Inc. v. Warner Bros. Pictures, Inc., 224 F.2d 824, 826-27 (2d Cir. 1955), cert. denied, 350 U.S. 932, 76 S.Ct. 300, 100 L.Ed. 814 (1956), it was said:

And once a partner is thus vicariously disqualified for a particular case, the subsequent dissolution of the partnership cannot cure his ineligibility to act as counsel in that case.

Thus, under Laskey, whether or not Hunt remained with Vaughn, he would be disqualified from acting as defendant’s counsel.

The question is whether Hunt’s taint infected Mathis once Hunt and Mathis began to share office space. Some authorities treat office-sharing as the type of association contemplated by Rule 5-105(D). ABA Formal Opinion 104 (1934); ABA Informal Opinion 995 (1967). See also the Missouri and Wisconsin opinions reported in Maru, 1980 Supplement to the Digest of Bar Association Ethics Opinions, Nos. 11,784 and 13,-222. We do not propose to express New Mexico’s position on office-sharing, but note that the literal wording of Rule 5-105(D) could be interpreted to say that Mathis is so infected. If Hunt be required to withdraw under Laskey, then Mathis, as his associate, would also be required to withdraw.

We have been unable to find and we are not cited to any cases requiring vicarious disqualification twice-removed from the original source of disqualification. In Laskey, the harsh rule of disqualification was only applied to the first level of removal. At the second level, associates would only be disqualified to the extent that there was proof that they actually received confidential information. In other words, receipt of such information would not be imputed to them, “lest the chain of disqualification become endless.” Laskey at 827. American Can Co. v. Citrus Feed Co., 436 F.2d 1125, 1129 (5th Cir.1971), says:

[N]ew partners of a vicariously disqualified partner, to whom knowledge has been imputed during a former partnership, are not necessarily disqualified: they need show only that the vicariously disqualified partner’s knowledge was imputed, not actual. [Citing Laskey.]
[R]esort to so drastic a measure [as automatic disqualification] would not only be unwise, but would also set disturbing precedent. * * * [imputation and consequent disqualification could continue ad infinitum. It is not surprising, then, that the courts have carefully limited their travels in this area.
* * * * * *
Carriage of this imputation-on-an-imputation to its logical terminus could lead to extreme results in no way required to maintain public confidence in the bar.

These cases establish that the burden is on the lawyer seeking to remain in the case to show that knowledge was merely imputed, not actual. Here, there was no showing one way or the other. Defendant contends that the case must be reversed and remanded for a new trial.

The need for disqualification arises from two concepts: the first deals with confidences and possible disclosure thereof, with which Canon 4 is concerned; the second deals with loyalty and exercising independent judgment, and relates to Canon 5. Additionally, Canon 9 encouraging lawyers to avoid even the appearance of impropriety must be considered. All of these concepts are for the benefit of the former or first client — in this case, the State, by whom Vaughn was employed. Any breach of confidence by Vaughn should redound to defendant’s benefit. Thus, breach of confidence would not appear to be the concern in the instant case.

Undivided loyalty is owed to current clients. See United Nuclear Corp. v. General Atomic Co., 96 N.M. 155, 243, 629 P.2d 231, 319 (1980). Once a client becomes a former client, however, a lawyer is not barred forevermore from taking positions adverse to that client. If this were not so, a prosecutor could never enter private practice as a defense attorney. Thus, neither is loyalty to the current client the issue here.

Substantial relationship is the test under Canon 4 relating to confidences. Id. No such similar test is applied under Canon 5; rather, the disciplinary rules under Canon 5, and particularly Rule 5-105 on which defendant relies, seem to cover only current multiple employment. See Rules 5-105(A) and (B); Radish v. Commodity Futures Trading Comm’n, 548 F.Supp. 1030, 1034 (N.D.Ill.1982); City of Hoquiam v.

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Bluebook (online)
673 P.2d 509, 100 N.M. 532, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-martinez-nmctapp-1983.