State v. Lee

439 S.E.2d 547, 335 N.C. 244, 1994 N.C. LEXIS 18
CourtSupreme Court of North Carolina
DecidedJanuary 28, 1994
Docket247A90
StatusPublished
Cited by143 cases

This text of 439 S.E.2d 547 (State v. Lee) is published on Counsel Stack Legal Research, covering Supreme Court of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Lee, 439 S.E.2d 547, 335 N.C. 244, 1994 N.C. LEXIS 18 (N.C. 1994).

Opinions

[261]*261WEBB, Justice.

Prior to trial, the defendant made an ex parte application for the appointment of a psychiatric expert. The trial court granted the defendant’s motion and ordered that certain funds be made available to the defendant for the employment of a mental health expert. The defendant contends that the trial court erroneously ordered, as a pre-condition to employing an expert, that the expert provide the State with a report of his evaluation of the defendant. We disagree.

The record reveals that the court’s provision of funds to hire an expert was unconditional. After stating that he would order that funds be made available to the defendant, the judge said:

I would also propose to provide in this Order, I’ll hear any objections either of you may have, that after you receive whatever reports you receive, if you intend to use any of these experts as a witness, that you at that time give the State notice, and comply with the rules of discovery with regard to that[.]

N.C.G.S. § 15A-905, which governs the State’s right of pretrial discovery in criminal cases, provides that the State is entitled to:

results or reports of physical or mental examinations or of tests, measurements or experiments made in connection with the case . . . which the defendant intends to introduce in evidence at the trial or which were prepared by a witness whom the defendant intends to call at the trial, when the results or reports relate to his testimony.

N.C:G.S. § 15A-905(b) (1988).

Thus, the record clearly shows that the court simply informed the defendant of the State’s discovery rights which would arise if the defendant intended to call the expert as a witness at trial. Because the record clearly shows that the trial court imposed no conditions on the defendant’s employment of an expert, this assignment of error is overruled.

Jury Selection

By his next assignment of error, the defendant contends that the trial court violated his state and federal constitutional rights by excusing prospective jurors, and conducting private [262]*262unrecorded bench conferences, outside of his presence. N.C. Const, art. I, § 23. When a trial court conducts private unrecorded conferences with prospective jurors, the trial court commits reversible error unless the State can show that the error was harmless beyond a reasonable doubt. State v. Smith, 326 N.C. 792, 392 S.E.2d 362 (1990); State v. Payne, 328 N.C. 377, 402 S.E.2d 582 (1991); State v. Hudson, 331 N.C. 122, 415 S.E.2d 732 (1992), cert. denied, — U.S. —, 122 L. Ed. 2d 136 (1993). The State may show, that the error was harmless beyond a reasonable doubt where the transcript reveals the substance of the trial court’s conversation with the juror, or where the trial judge reconstructs the substance of the conversation on the record. Id.

In the instant case, the defendant contends that prospective jurors Gragg, Holtzclaw and Dugger were excused outside his presence and that he was not present during a private conversation between the trial court and juror Hughes. The record shows that at the commencement of jury selection, the following transpired when the judge instructed the clerk to place twelve jurors in the jury box.

CLERK: Leonard Fisher, please take the back row seat in the corner, in the orange seat. Sherrill Johnson; Ronda Tatum; Roma Gragg, Your Honor I think that’s one you excused —
The COURT: Yes, sir, I have excused her for medical reasons.

Later during jury selection, the trial court instructed the clerk to call three more prospective jurors to the jury box. At that point the following transpired.

CLERK: Karen Holtzclaw take seat number one.
CLERK Taylor: Your Honor, she’s the one that called this morning and said she had the flu.
The COURT: Okay, lay her aside.

These recorded exchanges show that jurors Gragg and Holtzclaw sought, by private communication with the trial court, excusal from jury service. These exchanges reveal the substance of the communication between the court and the jurors. The trial court stated that juror Gragg was being excused for medical reasons and that juror Holtzclaw had informed the court, through Clerk Taylor, that she had the flu and that the court, therefore, excused her from service.

[263]*263The record on appeal, by stipulation of the parties, includes the affidavits of Clerk Taylor and juror Gragg which purport to describe the substance of the communications which led to the excusáis of jurors Gragg and Holtzclaw. Although these affidavits are unnecessary to show the substance of the communications, they do confirm that juror Gragg was excused due to her mother’s illness and impending surgery and that juror Holtzclaw was excused due to her own illness. These are proper grounds for the excusal of jurors. Thus, we hold that the defendant’s absence from the trial court’s communications with these jurors was harmless beyond a reasonable doubt.

The defendant next contends that his constitutional rights were violated by the excusal of juror Dugger following an unrecorded bench conference. The record shows that during the State’s voir dire examination of Mr. Dugger, he stated that he had been charged with a criminal offense in 1972 and that his son had been murdered in 1985. The State passed Mr. Dugger to the defense whereupon defense counsel requested to approach the bench. An unrecorded bench conference ensued during which all counsel were present. During this conference, the trial court asked Mr. Dugger to approach the bench and the conference continued. At the conclusion of the bench conference, defense counsel excused Mr. Dugger. The defendant now says that the excusal of this juror following the unrecorded bench conference, with all counsel present, violated his constitutional right to be present at all stages of his capital trial. We do not agree.

The record clearly reflects that the subject of the bench conference was the possibility of partiality on the part of Mr. Dugger. Furthermore, the trial judge’s unrecorded communication with Mr. Dugger was not the type of cloistered conversation resulting in the juror’s excusal by the trial judge that this Court has previously found to require a new trial. State v. Smith, 326 N.C. 792, 392 S.E.2d 362; State v. McCarver, 329 N.C. 259, 404 S.E.2d 821 (1991). Rather, both defense counsel were present at the conference and free to keep the defendant apprised of everything that transpired during the conference. Likewise, the defendant was actually present in the courtroom during the conference, was able to observe the context in which it arose, and remained free to inquire of his attorneys regarding its substance. Perhaps most significantly, defense counsel, not the trial judge, excused Mr. Dugger. For the foregoing reasons, this assignment of error is overruled.

[264]*264Finally, the defendant says the trial court committed reversible error by engaging in an unrecorded conversation with juror Hughes outside of the defendant’s presence. The record reveals that during the course of the sentencing proceeding the trial court stated:

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Cite This Page — Counsel Stack

Bluebook (online)
439 S.E.2d 547, 335 N.C. 244, 1994 N.C. LEXIS 18, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-lee-nc-1994.