State v. KORTH AND STEELE

2002 SD 101, 650 N.W.2d 528, 2002 S.D. LEXIS 120
CourtSouth Dakota Supreme Court
DecidedAugust 14, 2002
DocketNone
StatusPublished
Cited by20 cases

This text of 2002 SD 101 (State v. KORTH AND STEELE) is published on Counsel Stack Legal Research, covering South Dakota Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. KORTH AND STEELE, 2002 SD 101, 650 N.W.2d 528, 2002 S.D. LEXIS 120 (S.D. 2002).

Opinions

AMUNDSON, Justice.

[¶ 1.] Motions to withdraw were filed by court appointed attorneys based on the belief that their clients’ appeals were frivolous. This Court ordered the attorneys to brief the issue of whether an adequate Anders brief is a necessary condition to allow counsel to withdraw.1

FACTS

[¶ 2.] The State and Steele’s appointed counsel both argue that the Anders procedure, whereby a motion to withdraw and a brief stating potential appealable issues, is appropriate, and should remain in place. Korth’s appointed counsel, however, proposes that this Court no longer consider Anders-type withdrawal motions.

STANDARD OF REVIEW

[¶ 3.] We are presented with a question of law in the case at hand, which we examine de novo. State v. Sheehy, 2001 SD 130, ¶ 6, 636 N.W.2d 451, 452 (citations omitted).

DECISION

[¶ 4.] In this case, the State and Steele’s counsel request that this Court retain the Anders procedure that is currently in place. Much of the argument supporting current procedure stems from our Rules of Professional Conduct, specifi[530]*530cally Rule 3.1 in SDCL chapter 15-18, which states:

A lawyer shall not bring or defend a proceeding or assert or controvert an issue therein, unless there is a basis for doing so that is not frivolous which includes a good faith argument for an extension, modification or reversal of existing law. A lawyer of the defendant in a criminal proceeding, or the respondent in a proceeding that could result in incarceration, may nevertheless so defend the proceeding as to require that every element of the case be established,

(emphasis added). The State asserts that following the current procedure is the best way to avoid violations of the ethical rules set out for attorneys. Korth’s counsel, however, asserts that the Anders procedure should be eliminated.2

[¶ 5.] To address this issue, it is important to understand the historical progeny on which our decision will be based. The initial underlying principles for Anders procedures began with Gideon v. Wainwright, 372 U.S. 335, 83 S.Ct. 792, 9 L.Ed.2d 799 (1963), where the United States Supreme Court declared that under the Fourteenth Amendment, the right to counsel in criminal cases extends in all states. Then, in 1956, the U.S. Supreme Court reviewed the decision of the Illinois Supreme Court, which required an indigent defendant to purchase the trial transcript necessary to obtain appellate review. Griffin v. Illinois, 351 U.S. 12, 14, 76 S.Ct. 585, 588, 100 L.Ed. 891 (1956). Because the indigent individual could not afford the transcript, the court, in essence, denied him his right to appeal. Id. In Griffin, the Supreme Court emphasized equality among all criminal defendants, wealthy or poor, and held that “[destitute defendants must be afforded as adequate appellate review as defendants who have money enough to buy transcripts.” Id., 351 U.S. at 19, 76 S.Ct. at 591, 100 L.Ed. 891.

[¶ 6.] Next, in Douglas v. People of State of California, 372 U.S. 353, 83 S.Ct. 814, 9 L.Ed.2d 811 (1963), this country’s highest court addressed the right to appellate counsel, and stated the following:

There is lacking that equality demanded by the Fourteenth Amendment where the rich man, who appeals as of right, enjoys the benefit of counsel’s examination into the record, research of the law, and marshalling of arguments on his behalf, while the indigent, already burdened by preliminary determination that his case is without merit, is forced to shift for himself. The indigent, where the record is unclear or the errors are hidden, has only the right to a meaningless ritual, while the rich man has a meaningful appeal.

Id. 372 U.S. at 357-58, 83 S.Ct. at 817, 9 L.Ed.2d 811. The Supreme Court held that there is a right to counsel on appeal, not just at the trial level. Again, emphasizing the right to equal protection of the law, the Supreme Court said that without ensuring indigent defendants representa[531]*531tion on appeal, there is “discrimination ... between cases where the rich man can require the court to listen to argument of counsel before deciding on the merits, but a poor man cannot.” Id., 372 U.S. at 357, 83 S.Ct. at 817, 9 L.Ed.2d 811.3

[¶ 7.] Then, after indigent defendants had been ensured the right to receive necessary transcripts and adequate counsel to represent them on appeal, the issue of how an attorney must proceed if there is nothing non-frivolous in the record to support an appeal arose. In 1967, the decision that truly prompted the dispute at hand was put into law, Anders v. State of California, 386 U.S. 738, 87 S.Ct. 1396, 18 L.Ed.2d 493. This Court has previously discussed Anders and the protections that should be provided indigent defendants on appeal. See Sweeney v. Leapley, 487 N.W.2d 617, 619 (S.D.1992) (finding the Anders procedure should be followed when counsel feels there is no merit to habeas actions). An-ders states that if counsel appointed to represent an indigent defendant finds a case

wholly frivolous, after a conscientious examination of it, he should so advise the court and request permission to withdraw. That request, must, however, be accompanied by a brief referring to anything in the record that might arguably support the appeal. A copy of counsel’s brief should be furnished the indigent and time allowed him to raise any points that he chooses; the court— not counsel — then proceeds, after a full examination of all the proceedings, to decide whether the case is wholly frivolous. If it so finds it may grant counsel’s request to withdraw and dismiss the appeal insofar as federal requirements are concerned, or proceed to a decision on the merits, if state law so requires. On the other hand, if it finds any of the legal points arguable on the merits (and therefore not frivolous) it must, prior to decision, afford the indigent the assistance of counsel to argue the appeal.
This requirement would not force appointed counsel to brief his case against his client but should merely afford the latter the advocacy which a nonindigent defendant is able to obtain. It would also induce the court to pursue all the more vigorously its own review because of the references not only to the record, but also to the legal authorities as furnished it by counsel.... This procedure will assure penniless defendants the same rights and opportunities on appeal — as nearly as is practical — as are enjoyed by those persons who are in a similar situation but who are able to afford the retention of private counsel.

Id. at 619 (quoting Anders, 386 U.S. at 744-45, 87 S.Ct. at 1400, 18 L.Ed.2d at 498-99). See also Loop v. Solem, 398 N.W.2d 140, 143 (S.D.1986) (discussing the Anders procedure).

[¶ 8.] After Anders was in effect, the U.S.

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State v. KORTH AND STEELE
2002 SD 101 (South Dakota Supreme Court, 2002)

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Bluebook (online)
2002 SD 101, 650 N.W.2d 528, 2002 S.D. LEXIS 120, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-korth-and-steele-sd-2002.