State v. Kitzman

920 P.2d 134, 323 Or. 589, 1996 Ore. LEXIS 68
CourtOregon Supreme Court
DecidedJuly 18, 1996
DocketCC 922182; CA A77967; SC S41724, S41793
StatusPublished
Cited by41 cases

This text of 920 P.2d 134 (State v. Kitzman) is published on Counsel Stack Legal Research, covering Oregon Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Kitzman, 920 P.2d 134, 323 Or. 589, 1996 Ore. LEXIS 68 (Or. 1996).

Opinions

[592]*5926RABER, J.

A jury convicted defendant of 14 counts of rape,1 sexual abuse,2 and unlawful sexual penetration,3 involving three children: M, who is defendant’s son, and L and L2, who are the daughters of a woman with whom defendant was romantically involved. At the time of trial, M was six, L was eight, and L2 was three; the events leading to the convictions had occurred several months earlier. The Court of Appeals affirmed the convictions for crimes involving L, but reversed the convictions for crimes involving M and L2. State v. Kitz-man, 129 Or App 520, 532, 879 P2d 1326 (1994). On review, we reverse all the convictions and remand the case to the trial court for further proceedings.

I. FACTS AND PROCEDURAL BACKGROUND

In June 1991, defendant and Ms. Gordon began a romantic relationship. By August 1991, defendant and Gordon were regularly spending almost every night together, at either defendant’s or Gordon’s home, with the three children (M, L, and L2) present.

By January 1992, the relationship between defendant and Gordon had ended. After the relationship ended, L told her mother that defendant had sexually molested her. L also stated that she had seen defendant sexually molesting [593]*593M. Shortly thereafter, M and L2 made statements to family members that implicated defendant in sexual molestation of them as well. Those allegations were reported to law enforcement officers. Defendant was indicted on five counts of first degree rape and three counts of first degree sexual abuse of L, two counts each of first degree sexual abuse and first degree unlawful sexual penetration of M, and one count each of first degree sexual abuse and first degree unlawful sexual penetration of L2.

Before trial, the trial court held a hearing, pursuant to OEC 803(18a)(b) (1991),4 to determine whether M and L2 were competent and available to testify at defendant’s trial.5 The court ruled that, under the statute, defendant was not permitted to be present at the hearing while the children were testifying, nor was he allowed to examine the children at that hearing. Defendant was excluded from the hearing while the court conducted a brief examination of each child to determine whether each was available to testify at trial. During those examinations, defendant’s counsel was present, but defendant was not, and defense counsel was not allowed to examine the children. Defendant, through counsel, was present for the remainder of the pretrial availability hearing, when other witnesses testified as to the children’s statements and the circumstances in which they were made. Defendant’s counsel was permitted to examine those witnesses.

The court ruled that L2 was unavailable to testify because of her young age and an inability to communicate in a court setting. The court ruled that M was unavailable to testify, because he would be likely to suffer lasting and severe emotional trauma from testifying. The court held that M’s and L2’s out-of-court statements were admissible under OEC 803(18a)(b) (1991), because they were corroborated and because they contained sufficient indicia of reliability. Before trial, the court also denied defendant’s motion to dismiss the charges or, in the alternative, to exclude evidence, on the [594]*594ground that the evidence was obtained in violation of ORS 418.747 (1991).6

L testified at trial. M and L2 did not testify. Numerous out-of-court statements made by M and L2 to Gordon, to Gordon’s husband, to defendant’s ex-wife, to L’s grandmother, to a teacher, to a therapist, and to a detective were admitted in evidence under OEC 803(18a)(b) (1991).

Defendant was convicted on all counts. He appealed. The Court of Appeals held that OEC 803(18a)(b) (1991) did not require the trial court to exclude defendant from the examination of the children at the pretrial availability hearing, because such an application of OEC 803(18a)(b) (1991) would violate defendant’s right to confront his accusers under the Confrontation Clauses of Article I, section 11, of the Oregon Constitution,7 and the Sixth Amendment to the United States Constitution.8 Kitzman, 129 Or App at 524-27. That court held that the trial court’s interpretation and application of OEC 803(18a)(b) (1991) required reversal of the convictions involving M and L2. Id. at 527. The Court of Appeals rejected defendant’s argument that “the convictions relating to L are inextricably intertwined with M’s and L2’s statements, which were admitted as a result of the hearing under OEC 803(18a)(b),” and that, therefore, L’s convictions should be reversed as well. Ibid. The court also rejected defendant’s argument that the trial court should have granted defendant’s pretrial motion to dismiss the indictment or, in the alternative, to exclude evidence concerning [595]*595interviews conducted with L, because those interviews were conducted in violation of ORS 418.747 (1991). Id. at 530-31.

Both defendant and the state petitioned this court for review, and we allowed both petitions. The state argues that the Court of Appeals erred when it held that the trial court’s interpretation and application of OEC 803(18a)(b) (1991) would violate defendant’s rights under the Confrontation Clauses of the state and federal constitutions. Defendant contends that the Court of Appeals erred by not reversing defendant’s convictions as to L, for two reasons. First, defendant argues that, because interviews of the children were conducted in violation of ORS 418.747 (1991), the hearsay statements by L2 and M made at those interviews should not have been admitted at trial. Defendant then reasons that, because those statements were an important part of the state’s case concerning defendant’s alleged crimes against L, when those statements are properly excluded, defendant’s convictions as to L cannot stand. Second, defendant argues generally that the convictions relating to L are inextricably intertwined with the hearsay statements of L2 and M and, therefore, that if defendant’s convictions as to L2 and M must be reversed, so too must his convictions as to L.

II. SUBCONSTITUTIONAL ISSUES

We begin our analysis with defendant’s subconsti-tutional arguments. See State v. Esplín, 314 Or 296, 300, 839 P2d 211 (1992) (stating that this court addresses subconsti-tutional claims before constitutional claims, and then state constitutional claims before federal constitutional claims).

A. ORS 418.747 (1991)

Defendant’s first subconstitutional argument is that the trial court erred by not dismissing the charges or, in the alternative, by not excluding evidence because of an alleged violation of ORS 418.747 (1991).9 Defendant argues that M,

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Cite This Page — Counsel Stack

Bluebook (online)
920 P.2d 134, 323 Or. 589, 1996 Ore. LEXIS 68, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-kitzman-or-1996.