State v. Jones

369 S.E.2d 822, 322 N.C. 585, 1988 N.C. LEXIS 475
Supreme Court of North Carolina·Decided June 30, 1988·No. 113A87·Published·Cited by 61 cases

Opinion

FRYE, Justice.

We find one issue dispositive in this case. Defendant argues that the admission into evidence of past acts of sexual misconduct by defendant, though arguably similar to those of the case sub judice, was improper under the North Carolina Rules of Evidence because the prior acts were so remote in time that their probative effect was outweighed by the prejudice visited upon him. We agree and accordingly order a new trial.

An exhaustive recitation of the circumstances surrounding this appeal is unnecessary to its disposition. In short, defendant was indicted and convicted of two counts of first degree rape and three counts of taking indecent liberties with a child. The State’s evidence tended to show that the crimes occurred over a period of time commencing December, 1982 through October, 1985. The victim in each of the assaults was defendant’s stepdaughter who was twelve years old when the assaultive episodes began. The evidence tended to show that defendant assaulted the child while she was left in his custody and while the child’s mother was out of the home working. At times, the sexual assaults were perpetrated by the defendant after threatening the young victim with a gun.

During the State’s presentation of evidence, Ms. Verona Ellis testified, over the objection of defendant, that she was sexually assaulted by defendant on numerous occasions some seven years before in much the same manner as the victim in the case sub judice. Subsequent voir dire examination disclosed that the alleged prior offenses began in 1970, when Ellis was eleven years old and living with her adult sister. Defendant apparently lived in the same household. Ellis further testified that at age fourteen she bore defendant’s child.

Based upon this evidence the trial court made the following findings of fact:

1. That the State has introduced evidence tending to show that the defendant, Charlie James Jones, was living in the *587 same home as [the victim] during the relevant periods . . . . That the defendant during previous periods lived in the home with Verona Ellis.
2. That while the defendant was living in the home with [the victim] she was 12, 13 and 14-years-old. While he lived in the home with Verona Ellis she was 11, 12, and 13-years-old.
3. That in both homes the defendant was an adult male in a position of authority when the girls . . . were 11, 12, and 13.
4. That the defendant had vaginal intercourse with both [the victim] and Verona Ellis in the afternoons and at night.
5. That in both instances the defendant was throughout those periods having normal sexual relations with adult women — during the episode with [the victim], with his wife, Brenda; and during the episode with Verona Ellis, with her sister ....
6. That in both cases the defendant used hand guns to physically threaten the girls to force submission to his sexual advances.

The trial court concluded “that the evidence of sexual relations with Verona Ellis tended to establish a state of mind or intent, a common scheme or plan, [and] a desire on the part of the defendant for vaginal intercourse with young girls and an unnatural lust on his part.” The trial judge therefore found the evidence admissible. His decision apparently was premised upon Rule 404(b) of the North Carolina Rules of Evidence. The trial judge made no findings concerning the seven year lapse of time between the prior assault against Ms. Ellis and the assault on the victim.

Defendant argues that the testimony of Verona Ellis concerning prior sexual assaults upon her by defendant was improperly admitted by the trial judge because the prior episode occurred some seven years before the assault for which defendant is now charged. Because of this lapse in time, defendant contends that the prior acts are so remote in time that the probative nature of the evidence is outweighed by its likely prejudicial effect. We find this contention meritorious.

*588 Rule 404(b) provides:

(b) Other crimes, wrongs, or acts — Evidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show he acted in conformity therewith. It may however be admissible for other purposes such as: proof of motive, opportunity, intent, preparation, identity or absence of mistake, entrapment or accident.

N.C.G.S. § 8C-1, Rule 404(b) (1986).

Accordingly, this Court has held that evidence of prior sex acts may have some relevance to the question of a defendant’s guilt of the crime charged if it tends to show a relevant state of mind such as intent, motive, plan, or opportunity. See State v. Boyd, 321 N.C. 574, 364 S.E. 2d 118 (1988); State v. Gordon, 316 N.C. 497, 342 S.E. 2d 509 (1986); State v. DeLeonardo, 315 N.C. 762, 340 S.E. 2d 350 (1986). Such evidence is not offensive to the general prohibition against character evidence because it is admitted not to prove defendant acted in conformity with conduct on another occasion but rather as circumstantial proof of defendant’s state of mind. See State v. Weaver, 318 N.C. 400, 348 S.E. 2d 791 (1986). Indeed, in interpreting Rule 404(b), we have stated that “evidence of other offenses is admissible so long as it is relevant to any fact or issue other than the character of the accused.” Id. at 403, 348 S.E. 2d at 793, quoting 1 Brandis on North Carolina Evidence § 91 (1982).

The trial judge concluded that the Ellis testimony was admissible to show a “common plan or scheme.” See State v. McClain, 240 N.C. 171, 81 S.E. 2d 364 (1954); N.C.G.S. § 8C-1, Rule 404(b) (1986). This exception to the general rule rests on the proposition that there may be some logical connection between two acts from which it can be said that proof of the one tends to establish the other. State v. McClain, 240 N.C. 171, 81 S.E. 2d 364. Nonetheless, the admissibility of evidence of a prior crime must be closely scrutinized since this type of evidence may put before the jury crimes or bad acts allegedly committed by the defendant for which he has neither been indicted nor convicted.

In assessing this particular type of evidence, this Court has noted:

*589 [p]roof that a defendant has been guilty of another crime equally heinous prompts to a ready acceptance of and belief in the prosecution’s theory that he is guilty of the crime charged. Its effect is to predispose the mind of the juror to believe the prisoner is guilty, and thus effectually to strip him of the presumption of innocence.

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State v. Jones, 369 S.E.2d 822, 322 N.C. 585, 1988 N.C. LEXIS 475 (N.C. 1988).

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