State v. Herrera

2004 NMCA 015, 84 P.3d 696, 135 N.M. 79
CourtNew Mexico Court of Appeals
DecidedDecember 4, 2003
Docket22,416
StatusPublished
Cited by17 cases

This text of 2004 NMCA 015 (State v. Herrera) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Herrera, 2004 NMCA 015, 84 P.3d 696, 135 N.M. 79 (N.M. Ct. App. 2003).

Opinion

OPINION

WECHSLER, Chief Judge.

{1} In this appeal, Defendant Joseph Herrera argues that the district court was constitutionally required to make specific findings justifying its substitution of videotaped testimony for face-to-face confrontation, even though Defendant never objected to the substitution. Because Defendant waived his confrontation clause claim by failing to raise the confrontation issue at trial and because there is no fundamental error, we affirm.

Pertinent Procedural Background

{2} Defendant was indicted on six counts of criminal sexual contact of a minor, in violation of NMSA 1978, § 30-9-13(a)(l) (2001). Four counts arose from contact with Defendant’s grandson. The State dropped two of these counts for lack of evidence, and the court declared a mistrial on the other two counts after trial. Defendant was convicted on the remaining two counts involving his granddaughter (Granddaughter).

{3} The evidence before the jury at trial included two separate videotapes, both showing Defendant’s two grandchildren describing an incident at Defendant’s house. Defendant moved the admission of the earlier videotape (interview tape), which was taken during an interview with the children at a rape crisis center “safe house” shortly after the alleged incident. This appeal involves the admission into evidence of the later videotape of Granddaughter’s deposition (deposition tape). The State moved prior to trial to take the videotaped deposition of the children. The State’s motion stated that neither child could testify in open court “without suffering unreasonable or unnecessary mental or emotional anguish and/or harm” and that the deposition tape would “eliminate a personal encounter of the alleged victims with ... [Defendant” while preserving Defendant’s right to confrontation under the Sixth Amendment. The State later moved for admission of the deposition tape at trial. At no time did the district court make a determination of the justification for substituting the deposition tape for a face-to-face encounter in court, and Defendant did not request such a determination.

{4} Defendant now challenges, for the first time on appeal, the district court’s admission of the deposition tape without making findings of fact or otherwise weighing his confrontation right against the potential harm that would result from a face-to-face encounter. He argues that the deposition tape deprived him of his constitutional right to confrontation. He asserts that Granddaughter did not appear to suffer unreasonable or unnecessary mental or emotional anguish during the taking of the deposition tape. Granddaughter, upon seeing Defendant who was present behind a one-way mirror during her deposition, said “Hi, [Gjrandpa.” In addition, Granddaughter’s mother testified that Granddaughter “still loved her grandfather and felt that he did no wrong.”

Standard of Review

{5} As a general rule, when a defendant argues that the admission of evidence violates the right to confront a witness, we review de novo the district court’s decision to admit the evidence when the argument has been preserved. See State v. Lopez, 2000-NMSC-003, ¶¶ 10-12,128 N.M. 410, 993 P.2d 727 (noting that “[wjhen a defendant alerts the trial court to a confrontation issue with a proper objection, he or she raises a question of law”). However, in this case, Defendant did not object to admission of the deposition tape and thereby failed to raise his constitutional argument. Thus, Defendant did not preserve the arguments he makes on appeal. See DeFillippo v. Neil, 2002-NMCA-085, ¶ 12, 132 N.M. 529, 51 P.3d 1183 (discussing the dual purposes of preservation rule as alerting the trial court to error and affording opponents the opportunity to counter objections). We therefore do not apply our constitutional standard of review, “harmless beyond a reasonable doubt,” but review only for fundamental error. Lopez, 2000-NMSC-003, ¶ 20, 128 N.M. 410, 993 P.2d 727 (internal quotation marks and citation omitted).

{6} “Parties alleging fundamental error must demonstrate the existence of circumstances that ‘shock the conscience’ or implicate a fundamental unfairness within the system that would undermine judicial integrity if left unchecked.” State v. Cunningham, 2000-NMSC-009, ¶ 21, 128 N.M. 711, 998 P.2d 176. We apply the doctrine of fundamental error “sparingly, to prevent a miscarriage of justice, and not to excuse the failure to make proper objections in the court below .... only if the defendant’s innocence appears indisputable or if the question of his [or her] guilt is so doubtful that it would shock the conscience to permit the conviction to stand.” State v. Reyes, 2002-NMSC-024, ¶ 42, 132 N.M. 576, 52 P.3d 948 (internal quotation marks and citation omitted). Neither the procedural circumstances nor the facts support the conclusion that fundamental error occurred in this case.

Waiver of Confrontation Right

{7} By statute and court rule, a district court may allow a videotaped deposition of a child under the age of sixteen who is the alleged victim in the prosecution of criminal sexual penetration or criminal sexual contact of a minor. NMSA 1978, § 30-9-17 (1978); Rule 5-504(A) NMRA 2003. The court may thereafter allow the deposition to be admitted in evidence at trial. Id. As a foundation for allowing the videotaped deposition, the district court must be satisfied that “the child may be unable to testify without suffering unreasonable and unnecessary mental or emotional harm,” Rule 5-504(A), and make findings that justify the videotaped deposition instead of a face-to-face confrontation at trial. State v. Fairweather, 116 N.M. 456, 463, 863 P.2d 1077, 1084 (1993). In addition, the court must follow certain procedural safeguards prescribed by Rule 5-504(B). A judge must preside over the deposition, the defendant must be present and represented by counsel or waive counsel, and the defendant must be given an adequate opportunity to cross-examine the child, subject to such protection of the child as the judge deems necessary. Rule 5-504(B)(2)(3). When a court follows these procedures, a defendant’s confrontation right under the Sixth Amendment to the United States Constitution is satisfied. Fairweather, 116 N.M. at 463, 863 P.2d at 1084; State v. Ruiz, 2001-NMCA-097, ¶ 41, 131 N.M. 241, 34 P.3d 630; State v. Benny E., 110 N.M. 237, 242, 794 P.2d 380, 385 (Ct.App.1990); State v. Tafoya, 108 N.M. 1, 3-4, 765 P.2d 1183, 1185-86 (Ct.App.1988).

{8} However, a defendant can waive fundamental rights, including constitutional rights. State v. Singleton, 2001 NMCA 054, ¶ 11, 130 N.M. 583, 28 P.3d 1124. In addressing the waiver of a defendant’s right to be present during jury selection, our Supreme Court has stated that “ ‘[a] waiver is ordinarily an intentional relinquishment or abandonment of a known right or privilege’ which must be made in a knowing and voluntary manner.” State v. Padilla, 2002-NMSC-016, ¶ 18, 132 N.M. 247, 46 P.3d 1247 (quoting Johnson v. Zerbst, 304 U.S. 458, 464, 58 S.Ct. 1019, 82 L.Ed. 1461 (1938)). It has recognized that a voluntary waiver may include an implied waiver by conduct. Padilla, 2002-NMSC-016, ¶ 14, 132 N.M.

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Bluebook (online)
2004 NMCA 015, 84 P.3d 696, 135 N.M. 79, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-herrera-nmctapp-2003.