State v. Gumm

653 N.E.2d 253, 73 Ohio St. 3d 413
Ohio Supreme Court·Decided August 30, 1995·No. No. 94-756·Published·Cited by 465 cases

Opinion

Moyer, C.J.

Appellant has raised twenty-two propositions of law. We have reviewed each and, for the reasons stated below, we find that none justifies reversal of appellant’s conviction of the crimes of aggravated murder, kidnapping and attempted rape of ten-year-old Aaron Raines. In addition, we have fulfilled [416] our responsibilities to independently review the record, weigh the mitigating factors against the aggravating circumstances, and examine the appropriateness and proportionality of a sentence of death in this case. Upon full review of the record we affirm appellant’s convictions and death sentence.

I

Allegation of Improper Consideration of “Nature and Circumstances” Evidence

Gumm argues that his death sentence should be reversed based on prosecutorial misconduct. Specifically Gumm complains of the following statements made by prosecutors in the penalty phase closing argument: “What are the aggravating circumstances in this case? All facts and all the circumstances and all the evidence that surrounded that episode back on May the 11th of this year. The age of the victim. How he died. Where he died. Why he died. The motive that was in the minds of the two men that took him into the building. How he was murdered. How he was left. All of these factors should be put on that scale and weighed by you, and on the other side of that scale you should put whatever mitigating factors you heard in the case today.”

Later, in rebuttal, the prosecution continued: “And I’m going to speak a little bit about the aggravating circumstances at this point. He was ten years old. He weighed eighty-five pounds, and according to the defendant, he barely came above his waist. We know he was afraid of high places. He was absolutely terrified of the dark. * * *

“And can you think of anything more terrifying for a boy who is afraid of the dark, after all that’s happened to him, than to be forcibly taken down into that pitch black basement?

“Just imagine what was going through his mind. How many times did he beg them to stop? How many times did he say a little prayer for help? And down in the basement we know it wasn’t quick, and it wasn’t easy either.

“How long did it take before he lost consciousness? And when he did, what were his last thoughts? Was he still asking this man to set him free? Or at that point was he begging to just let him die? Those are the aggravating circumstances on this case.”

This court is thus once again faced with contentions of error in a capital case based on lower courts having considered, or allowing the jury to consider, or allowing the prosecutor to argue, or including in its sentencing opinion, “nonstatutory aggravating circumstances” in connection with the determination of whether a sentence of death should be imposed. In light of the inclusion of such an argument in nearly every capital case recently presented to this court, we find it [417] appropriate to review the law, both constitutional and statutory, which governs the resolution of such contentions.

A

Constitutional Considerations

Proof of an “aggravating circumstance” is constitutionally required by the Eighth Amendment to the United States Constitution before a convicted murderer may be sentenced to death. Tuilaepa v. California (1994), 512 U.S. -, -, 114 S.Ct. 2630, 2634-2635, 129 L.Ed.2d 750, 759. Statutes defining felony-murder as an aggravating circumstance do not violate these Eighth Amendment standards, at least as to a defendant who is found to have himself killed, attempted to kill, or intended to kill, or who possesses a culpable mental state of reckless indifference to human life. Enmund v. Florida (1982), 458 U.S. 782, 102 S.Ct. 3368, 73 L.Ed.2d 1140; Tison v. Arizona (1987), 481 U.S. 137, 107 S.Ct. 1676, 95 L.Ed.2d 127.

In Ohio, a capital defendant is tried and sentenced in a two-stage process. During the first phase (commonly referred to as the “guilt phase”) the state must prove the defendant guilty beyond a reasonable doubt of the crime of aggravated murder, and must also prove the defendant guilty of at least one statutorily defined “aggravating circumstance” as set forth in R.C. 2929.04(A)(1) through (8). At the point in time at which the factfinder (either a jury or three-judge panel) finds the defendant guilty of both aggravated murder and an R.C. 2929.04(A) specification, the defendant has become “death-eligible,” and a second phase of the proceedings (the “mitigation” or “penalty” or “sentencing” or “selection” phase) begins. R.C. 2929.03(C)(2) and (D)(1).

During this latter phase, the Eighth Amendment does not preclude consideration of the facts and circumstances surrounding the murder. To the contrary, the United States Supreme Court has consistently recognized that the determination as to the imposition of a death sentence should hinge on “an individualized determination” based on “the character of the individual and the circumstances of the crime.” (Emphasis added in part.) Zant v. Stephens (1983), 462 U.S. 862, 879, 103 S.Ct. 2733, 2744, 77 L.Ed.2d 235, 251. See, also, Woodson v. North Carolina (1976), 428 U.S. 280, 304, 96 S.Ct. 2978, 2991, 49 L.Ed.2d 944, 961 (“consideration of * * * the circumstances of the particular offense [is] a constitutionally indispensable part of the process of inflicting the penalty of death.” [Emphasis added.]). See, also, Tuilaepa, supra, 512 U.S. at -, 114 S.Ct. at 2637, 129 L.Ed.2d at 762 (“The circumstances of the crime are a traditional subject for consideration by the sentencer, and an instruction to consider the circumstances is neither vague nor otherwise improper under our Eighth Amendment jurisprudence” [emphasis added].). As a matter of Eighth Amendment [418] requirements, “ ‘[o]nce the jury finds that the defendant falls within the legislatively defined category of persons eligible for the death penalty, * * * the jury then is free to consider a myriad of factors to determine whether death is the appropriate punishment’ [and] may be given ‘unbridled discretion in determining whether the death penalty should be imposed * * ” Id. at -, 114 S.Ct. at 2639, 129 L.Ed.2d at 764, quoting California v. Ramos (1983), 463 U.S. 992, 1008, 103 S.Ct. 3446, 3457, 77 L.Ed.2d 1171, 1185, and Zant, supra, 462 U.S. at 875, 103 S.Ct. at 2742, 77 L.Ed.2d at 243.

Pursuant to this precedent, we reject Gumm’s contention that he was denied rights guaranteed him by the United States Constitution in that the prosecutor argued and the jury was permitted to consider the nature and circumstances of the murder of Aaron Raines in determining whether to recommend a sentence of death.

B

Statutory Considerations

Our conclusion that consideration of the nature and circumstances surrounding a capital defendant’s crime is permissible under the United States Constitution does not conclude our inquiry, in that the imposition of a death sentence in Ohio is further governed by statute.

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State v. Gumm, 653 N.E.2d 253, 73 Ohio St. 3d 413 (Ohio 1995).

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