State v. Gordon

276 N.E.2d 243, 28 Ohio St. 2d 45, 57 Ohio Op. 2d 180, 1971 Ohio LEXIS 415
CourtOhio Supreme Court
DecidedNovember 10, 1971
DocketNo. 71-264
StatusPublished
Cited by124 cases

This text of 276 N.E.2d 243 (State v. Gordon) is published on Counsel Stack Legal Research, covering Ohio Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Gordon, 276 N.E.2d 243, 28 Ohio St. 2d 45, 57 Ohio Op. 2d 180, 1971 Ohio LEXIS 415 (Ohio 1971).

Opinion

Herbert, J.

Before a greater punishment for a second or subsequent offense may be inflicted in this state, it is essential that the indictment or information aver that the [47]*47offense charged is a second or subsequent offense. Larney v. Cleveland (1878), 34 Ohio St. 599; Columbus v. Carson (1927), 23 Ohio App. 299, 155 N. E. 498; State v. Simpson (1969), 20 Ohio App. 2d 336, 254 N. E. 2d 23; State v. Gordon, supra (26 Ohio App. 2d 270, 272).

While the instant case presents no challenge to that proposition, the court below was unable to find “any requirement that the issue of prior conviction be submitted to the jury in a situation such as this, where the fact of a prior conviction for the identical type of offense is relevant only for the purpose of enhanced punishment for the subsequent offense and is not an element of the offense for which the accused is being tried.” State v. Gordon, supra, at page 272.

In Byler v. State (1927), 26 Ohio App. 329, 333, 157 N. E. 421, the court stated:

“It must and will, no doubt, be conceded that a former conviction enters into, is a part of, and one of the ele-, ments of, the alleged second offense.

“If that be true, then, to convict of a second offense, the first offense must be made out by that degree of evidence required by law. * * *”

In State v. Bowman (1962), 116 Ohio App. 285, 287, 187 N. E. 2d 627, it was noted that:

“ * * * A necessary element of the charge 1 of second offense] is that appellant has committed a second offense. There can be no second offense without a first offense. * * *

“* * * The prior conviction, being a necessary element of the charge, must, of course, be established by the evidence. * * *”

At page 337 in the opinion in State v. Simpson, supra, Judge Younger observed:

“ ‘Having previously been convicted’ is now a necessary element of the new offense and must be proved beyond a reasonable doubt by the state. This includes the question of identity. * * *

u * # #

“It is not sufficient that at the time of sentencing [48]*48the prosecutor should suggest to the court that this is a second offense and that enhanced punishment must be inflicted. That would make the prosecution for one offense with the penalty being imposed for another offense * *

An analogous situation was presented to this court in Blackburn v. State (1893), 50 Ohio St. 428, 36 N. E. 18. That case involved an interpretation of the Habitual Criminal Act of 1885 (82 Ohio Laws 236, 237), which, as an early predecessor of our current habitual criminal law, was silent on the question of the role of a jury. There, we said that “to authorize a sentence of imprisonment for life under that statute, the indictment should allege that the defendant had been previously twice convicted, sentenced and imprisoned, in some penal institution for felonies, describing each separately. In such case the grand jury, at the time it finds an indictment for the third felony, is authorized, if the evidence warrants it, to include in the indictment the facts that the accused bad been so convicted, sentenced and imprisoned; and if the trial jury, in their verdict, find these facts to be true, and also convict him of the third felony, the court, after passing sentence of imprisonment for a specific term, as prescribed by the statute, should proceed to sentence him to imprisonment for his natural life.” (Emphasis added.) Blackburn v. State, supra, at page 429.

We reach the same result here. The defendant faces a possible felony conviction for a second offense, while a first offense is punishable only as a misdemeanor. The state must be put to its proof regarding the identity of the accused in the prior offense and must demonstrate the fact of such prior offense beyond a reasonable doubt. The jury must then find that fact to be established and also convict the defendant of the second violation, in order for the court to impose the greater punishment.

There is a considerable body of case law from other jurisdictions that parallels our conclusion here.

“It is a general rule that on a charge of a ‘second or subsequent’ offense, the question of a prior conviction is [49]*49an essential element of the offense charged, and is an issue of fact to be determined by a jury. ’’ Sparkman v. State Prison Custodian (1944), 154 Fla. 688, 692, 18 So. 2d 772. See, also, State v. Fernandez (Fla. 1963), 156 So. 2d 400; State v. Aime (1923), 62 Utah 476, 220 P. 704; Winston v. State (1938), 186 Ga. 573, 198 S. E. 667; State v. Findling (1913), 123 Minn. 413, 144 N. W. 142; State v. Beaudoin (1932), 131 Me. 31, 158 A. 863; Cook v. Smith (1969), 303 F. Supp. 90; Massey v. United States (C. C. A. 8, 1922), 281 F. 293.

This is not to say that other views do not exist. In Dye v. Skeen (1950), 135 W. Va. 90, 62 S. E. 2d 681, for instance, it was held that it was a matter of law, not fact, whether defendant had been twice before convicted within the meaning of the West Virginia habitual criminal statute.

However, in Spencer v. Texas (1967), 385 U. S. 554, 560, 17 L. Ed. 2d 606, 87 S. Ct. 648, the United States Supreme Court stated:

“Nor is it contended that it is unconstitutional for the jury to assess the punishment to be meted out to a defendant in a capital or other criminal case, or to make findings as to whether there was or was not a prior conviction even though enhanced punishment is left to be imposed by the-judge. The states have always been given wide leeway in dividing responsibility between judge and jury in criminal eases. Hallinger v. Davis, 146 U. S. 314; Maxwell v. Dow, 176 U. S. 581; cf. Chandler v. Fretag, 348 U. S. 3; Giaccio v. Pennsylvania, 382 U. S. 399, 405, n 8.” (Emphasis added.)

Appellee has also urged that if the jury is to decide. the question of prior conviction, it should not.receive any allegation or evidence of the prior' conviction. until it has returned a verdict of guilty on the current charge. This, would provide defendants with a bifurcated trial. In discussing such trials, the United States Supreme Court has. said:

“* * * Two-part jury trials are rare in our jurispru[50]*50deuce; they have never been compelled by this court as a matter of constitutional law, or even as a matter of fedral procedure. With recidivism the major problem that it is, substantial changes in trial procedure in countless local courts around the country would be required were this court to sustain the contentions made by

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Bluebook (online)
276 N.E.2d 243, 28 Ohio St. 2d 45, 57 Ohio Op. 2d 180, 1971 Ohio LEXIS 415, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-gordon-ohio-1971.