State v. Frank

2001 NMCA 026, 24 P.3d 338, 130 N.M. 306
CourtNew Mexico Court of Appeals
DecidedMarch 28, 2001
Docket20,376
StatusPublished
Cited by10 cases

This text of 2001 NMCA 026 (State v. Frank) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Frank, 2001 NMCA 026, 24 P.3d 338, 130 N.M. 306 (N.M. Ct. App. 2001).

Opinions

OPINION

PICKARD, Judge.

{1} This case requires us to review and clarify the current case law interpreting the definition of “dependent Indian community” contained in 18 U.S.C. § 1151(b) (1994), for the purpose of determining whether the State has jurisdiction over this Navajo Defendant. The United States Court of Appeals for the Tenth Circuit established a two-step analysis to determine what constitutes a “dependent Indian community.” See Pittsburg & Midway Coal Mining Co. v. Watchman, 52 F.3d 1531 (10th Cir.1995). We adopted that analysis in a prior opinion in this case. See State v. Frank, 1997-NMCA-093, ¶ 2, 123 N.M. 734, 945 P.2d 464. However, that analysis was recently called into question when the United States Supreme Court interpreted the meaning of 18 U.S.C, § 1151(b) for the first time since its inception and established a somewhat different test to determine jurisdiction in what is argued to be Indian country. See Alaska v. Native Village of Venetie Tribal Gov’t, 522 U.S. 520, 118 S.Ct. 948, 140 L.Ed.2d 30 (1998) (hereinafter Venetie).

{2} Since that time, the Tenth Circuit has twice interpreted the Venetie analysis, first in United States v. Roberts, 185 F.3d 1125 (10th Cir.1999), and then in HRI, Inc. v. Environmental Protection Agency, 198 F.3d 1224, 1248 (10th Cir.2000). We now adopt the Tenth Circuit’s analysis of the threshold issue of defining the appropriate “community of reference” as established in Watchman, adopted in Frank, and reiterated in HRI. We then require application of the United States Supreme Court’s two-factor test for determining the meaning of “dependent Indian community” established in Venetie, which modifies the second step of the Watchman analysis. We hold that the district court, in failing to analyze the community of reference issue, applied incorrect criteria in determining jurisdiction in this ease. We reverse and remand for additional findings of fact and conclusions of law consistent with this decision.

ISSUES

{3} Defendant makes three claims on appeal: (1) the district court did not follow the mandate of this Court in the first appeal of the case because it did not use the two-step analysis ordered in Frank; (2) the district court’s findings of fact are insufficient for it to have analyzed the jurisdiction issue under Venetie as applied in the Tenth Circuit; and (3) the area in question is a “dependent Indian community” as defined by 18 U.S.C. § 1151, as a matter of law.

FACTS AND PROCEDURAL HISTORY

{4} Defendant appeals his convictions of six counts of vehicular homicide stemming from an accident that occurred on Highway 44, a state road that traverses northwestern New Mexico. The following facts are uncontested. Highway 44 runs through an area known as the checkerboard, so-called because of its pattern of land owned or administered by the federal government, the Navajo Nation, Navajo allottees, the state, and private non-Indians. The accident occurred on land owned by the federal government and administered by the Bureau of Land Management (BLM). Though the situs of the accident is not within the boundaries of the Navajo Reservation, it is within a political subdivision of the Navajo Nation known as the Nageezi Chapter. Defendant, a registered member of the Navajo Nation, moved for the charges to be dismissed for lack of state court jurisdiction, arguing that the area in question was a dependent Indian community as defined by 18 U.S.C. § 1151(b). The district court denied his motion. Defendant then pleaded guilty to the charges, pursuant to North Carolina v. Alford, 400 U.S. 25, 91 S.Ct. 160, 27 L.Ed.2d 162 (1970), and reserved his right to appeal on the jurisdiction issue. On appeal, this Court held that the district court applied incorrect criteria in determining whether the accident occurred in Indian country as defined in 18 U.S.C. § 1151(b). See Frank, 123 N.M. 734, 945 P.2d 464, 1997-NMCA-093, ¶ 2. We remanded the case to the district court for additional findings and conclusions and instructed it to apply the two-step analysis set out in Watchman. See id. On remand, the district court again made findings of fact and conclusions of law, determining that the area in question is not a dependent Indian community under 18 U.S.C. § 1151(b). Defendant now appeals from this second district court decision.

DISCUSSION

Issue One: The Mandate of This Court on Remand.

{5} Defendant is correct in arguing that the general rule is that the lower court’s duty on remand is to comply with the mandate of the appellate court and to follow the order without variation. See Vinton Eppsco Inc. v. Showe Homes, Inc., 97 N.M. 225, 226, 638 P.2d 1070, 1071 (1981). However, the general rule does not apply in this case because new law was announced in the interval between our remand and the district court’s re-hearing of the ease. See Venetie, 522 U.S. at 527, 118 S.Ct. 948 (noting that this decision was the first occasion for the Supreme Coui’t to interpret the term “dependent Indian communities” since 18 U.S.C. § 1151(b) was enacted in 1948, rejecting the six-factor test established by the Ninth Circuit, and establishing a new two-factor test to determine what constitutes a dependent Indian community under 18 U.S.C. § 1151(b)). Defendant does not cite any authority that discusses a lower court’s mandate in the event of intervening new law, so we need not address Defendant’s direct claims. See Fernandez v. Farmers Ins. Co., 115 N.M. 622, 627, 857 P.2d 22, 27 (1993) (stating the general rule is that cases are not authority for propositions not considered).

{6} Here, the district court did not follow our mandate because it concluded that the United States Supreme Court’s decision in Venetie, announced subsequent to the remand, superseded previous law. The district court is correct, because the Supreme Court has held that when it applies a rule of federal law to the parties before it, it is a controlling interpretation of federal law and must be given full retroactive effect in all cases still open on review, even if the events predated the announcement of the rule. See Harper v. Virginia Dep’t of Taxation, 509 U.S.

Related

State v. Steven B.
2015 NMSC 020 (New Mexico Supreme Court, 2015)
State v. Davis
New Mexico Court of Appeals, 2012
State v. Frank
2002 NMSC 026 (New Mexico Supreme Court, 2002)
State v. Erickson K.
2002 NMCA 058 (New Mexico Court of Appeals, 2002)
State v. Gage
2002 NMCA 018 (New Mexico Court of Appeals, 2001)
State v. Frank
2001 NMCA 026 (New Mexico Court of Appeals, 2001)

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Bluebook (online)
2001 NMCA 026, 24 P.3d 338, 130 N.M. 306, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-frank-nmctapp-2001.