State v. Fernandes

12 A.3d 925, 300 Conn. 104, 2011 Conn. LEXIS 30
CourtSupreme Court of Connecticut
DecidedJanuary 5, 2011
DocketSC 18449
StatusPublished
Cited by14 cases

This text of 12 A.3d 925 (State v. Fernandes) is published on Counsel Stack Legal Research, covering Supreme Court of Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Fernandes, 12 A.3d 925, 300 Conn. 104, 2011 Conn. LEXIS 30 (Colo. 2011).

Opinions

Opinion

KATZ, J.

The state appeals, following our grant of its petition for certification, from the judgment of the Appellate Court reversing the trial court’s judgment, rendered after a jury trial, convicting the defendant, David A. Fernandes, Jr., of one count of assault in the second degree as an accessory, a class D felony, in violation of General Statutes §§ 53a-8 (a)1 and 53a-60 (a) (l)2 following the transfer of his case from the juvenile docket to the regular criminal docket of the Superior Court (criminal court)3 pursuant to General Statutes [107]*107(Rev. to 2005) § 46b-127 (b).4 The issue in this certified appeal is whether the failure to provide a hearing in the [108]*108juvenile court to afford the defendant an opportunity to contest his transfer violated the requirements of § 46b-127 (b) and due process.5 Because we agree with the state that the absence of a hearing in juvenile court did not violate statutory and due process requirements, we reverse the judgment of the Appellate Court.

The Appellate Court opinion recites the following facts and procedural history pertinent to the state’s appeal. “On September 12, 2005, the defendant was [109]*109issued a juvenile summons and complaint/promise to appear on a charge of conspiracy to commit assault in the second degree in violation of General Statutes §§ 53a-486 and 53a-60. The charge stemmed from an incident at the defendant’s school on September 1,2005. The defendant’s date of birth is April 4, 1990, making him fifteen years old at the time of the incident. The defendant appeared in [j]uvenile [c]ourt on September 16, 2005, with counsel, and probable cause for the charge was found. On the defendant’s November 11, 2005 appearance in [j]uvenile [c]ourt, the case was transferred to the criminal docket pursuant to . . . § 46b-127 (b). [No hearing was held in juvenile court to consider the propriety of the defendant’s transfer.]7

“The state, by substitute information, charged the defendant additionally with assault in the second degree as an accessory in violation of . . . §§ 53a-8 and 53a-60 (a) (1). The defendant’s jury trial [as an adult] commenced in April, 2007. The jury found the defendant guilty of assault in the second degree as an accessory, and found him not guilty of conspiracy to commit assault in the second degree. On June 1, 2007, the court sentenced the defendant to a total effective term of three years incarceration, execution suspended after one year, with three years [of] probation.” State v. Fernandes, 115 Conn. App. 180, 182-83, 971 A.2d 846 (2009).

[110]*110The defendant subsequently appealed from the judgment of conviction to the Appellate Court. The Appellate Court reversed the defendant’s conviction and remanded the case for unspecified further proceedings, concluding that “[d]ue process and § 46b-127 (b) require that the defendant be afforded a hearing in which the [j]uvenile [c]ourt judge considers argument from counsel as to whether a case should be transferred to adult criminal court.” Id., 188. This certified appeal followed.

On appeal, the state claims that there is no statutory or constitutional right to a hearing in the juvenile court to challenge whether to transfer a juvenile to criminal court, and that due process concerns are satisfied by procedures in the criminal court. Specifically, the state claims that the statute does not provide for any hearing, and that due process would require a hearing with respect to only those matters on which § 46b-127 (b) requires a court to make discretionary determinations. The state opines that, because the statute vests the juvenile court with authority to determine only whether the statutory predicates to transfer are satisfied — age, the offense charged, and probable cause — the defendant could have a due process right to a hearing regarding those determinations, but clearly would not have a right to a hearing to challenge the transfer if those statutory predicates were satisfied because the statute does not vest the juvenile court with any discretion to make such a determination.8 Conversely, the state [111]*111contends that, because § 46b-127 (b) does vest the criminal court with discretion to decide whether to retain or return a transferred juvenile file, a juvenile would be entitled to a due process right to a hearing before that court, and that a hearing addressing the appropriateness of such a transfer in juvenile court would be duplicative. In response, the defendant claims that he had a vested due process right to his juvenile status, and that he was deprived of that right without due process of law when he was denied the opportunity for a pretransfer hearing in juvenile court. Significantly, the defendant claims that only a pretransfer hearing in the juvenile court would satisfy due process. Indeed, he has expressly disavowed any claims regarding the proceedings before the criminal court. See footnote 19 of this opinion.

We conclude that § 46b-127 (b) does not entitle the defendant to a hearing in the juvenile court prior to the initiation of a transfer to contest the appropriateness of trying the juvenile as an adult. Nevertheless, we conclude that § 46b-127 (b) vests a juvenile potentially subject to transfer under that provision with a juvenile status that gives rise to a liberty interest. Accordingly, in keeping with the legislative directive vesting sole discretion over the transfer in the criminal court, we conclude that due process entitles such a juvenile to a hearing in criminal court prior to the finalization of his transfer. Therefore, the Appellate Court’s judgment predicated on a statutory and due process right to a hearing in the juvenile court must be reversed.

Whether the Appellate Court properly concluded that the defendant’s transfer did not comport with § 46b-127 (b) and with the requirements of due process is a question of law, over which we exercise plenary review. Ziotas v. Reardon Law Firm, P.C., 296 Conn. 679, 587, 997 A.2d 463 (2010). “Established wisdom counsels us to exercise self-restraint so as to eschew unnecessary [112]*112determinations of constitutional questions.” (Internal quotation marks omitted.) State v. Lemon, 248 Conn. 652, 663 n.15, 731 A.2d 271 (1999). Accordingly, we turn first to the question of whether § 46b-127 (b) required that the defendant have a hearing in the juvenile court prior to his transfer to the criminal court.

“When construing a statute, [o]ur fundamental objective is to ascertain and give effect to the apparent intent of the legislature. . . . [General Statutes] § l-2z directs us first to consider the text of the statute itself and its relationship to other statutes. If, after examining such text and considering such relationship, the meaning of such text is plain and unambiguous and does not yield absurd or unworkable results, extratextual evidence of the meaning of the statute shall not be considered.” (Internal quotation marks omitted.) Hartford/Windsor Healthcare Properties, LLC v. Hartford, 298 Conn. 191, 197, 3 A.3d 56 (2010).

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Bluebook (online)
12 A.3d 925, 300 Conn. 104, 2011 Conn. LEXIS 30, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-fernandes-conn-2011.