State v. English

367 So. 2d 815
CourtSupreme Court of Louisiana
DecidedJanuary 29, 1979
Docket62823
StatusPublished
Cited by68 cases

This text of 367 So. 2d 815 (State v. English) is published on Counsel Stack Legal Research, covering Supreme Court of Louisiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. English, 367 So. 2d 815 (La. 1979).

Opinion

367 So.2d 815 (1979)

STATE of Louisiana, Appellee,
v.
George Herbert ENGLISH, Appellant.

No. 62823.

Supreme Court of Louisiana.

January 29, 1979.
Rehearing Denied March 5, 1979.

*816 Kenneth Michael Wright, Rester, Van Norman & Wright, Max M. Morris, Lake Charles, for appellant.

William J. Guste, Jr., Atty. Gen., Barbara Rutledge, Asst. Atty. Gen., Frank T. Salter, Jr., Dist. Atty., Adam L. Ortego, Jr., Asst. Dist. Atty., for appellee.

TATE, Justice.[*]

The defendant English was indicted for first degree murder. La. R.S. 14:30 (1976). He is charged with the intentional killing of Roland Lampris on September 5, 1977. He pleaded not guilty and not guilty by reason of insanity. After trial by jury, he was found guilty as charged. After the post-verdict sentencing hearing, La.C.Cr.P. arts. 905.1-905.9 (1976), the jury unanimously recommended that the death penalty be imposed. The district court accordingly sentenced the defendant to death.

English now appeals his conviction, urging fifteen assignments of error. Some of these relate to the guilt-determination portion of the trial, and some relate to the sentencing portion. Since we find reversible merit in some of these latter assignments, requiring us to set aside the death sentence, we will discuss the latter first.

I. THE SENTENCING HEARING ASSIGNMENTS OF ERROR

The defendant's trial was conducted in accordance with the provisions of La.C.Cr.P. arts. 905.1-905.9 (1976), which provide for a bifurcated trial in capital cases. Initially, the jury is required only to make a determination as to the guilt or innocence of the defendant. If a verdict of guilty is returned, however, the same jury is required, during a second or sentencing phase of the trial, to recommend whether the defendant should be put to death or given a sentence of life imprisonment, without benefit of parole, probation, or suspension of sentence. This determination is to be made based upon a consideration by the jury of various statutory aggravating and mitigating circumstances, which are set forth in La.C. Cr.P. arts. 905.4 and 905.5.

At the conclusion of the sentencing hearing, the jury returned a unanimous recommendation that the defendant be sentenced to death. It based this recommendation upon its finding that the state had proven beyond a reasonable doubt (see La.C.Cr.P. art. 905.3) the existence of the following aggravating circumstances: (1) the offender was engaged in the perpetration of aggravated kidnapping; (2) the offender was previously convicted of an unrelated murder; (3) the offender knowingly created a risk of death or great bodily harm to more than one person; and (4) the offense was committed in an especially heinous, atrocious and cruel manner. See La.C.Cr.P. art. 905.4(a), (c), (d), and (g), respectively.

The post-verdict sentencing hearing shall be conducted in accordance with the rules of evidence and trial procedure applicable to the trial on the merits.[1] Thus, for instance, hearsay evidence is inadmissible in the same manner that it would be at the trial. Likewise, error in the instructions of the trial court to the sentencing jury requires reversal of the sentence, if prejudicial *817 to the convicted defendant in the jury's arriving at its sentencing recommendation.

In the present instance, the admission over defendant's objection of hearsay evidence (Assignment 13) was prejudicially erroneous and requires reversal of the sentence of death recommended by the jury and imposed by the trial court. We likewise note the trial court's arguably erroneous refusal to grant a special instruction as to a mitigating circumstance (Assignment 14).

Assignment 13

One of the aggravating circumstances successfully relied upon by the state in arguing for the death penalty is that English, the "offender was previously convicted of an unrelated murder," La.C.Cr.P. art. 905.4(c) (1976). While a soldier in Vietnam, in 1969 the defendant English was convicted before a court martial of the killing of a Vietnamese civilian and sentenced to twenty years imprisonment.

To prove the prior conviction, the state did not rely upon duly-authenticated records prepared by the Army. Instead, over defendant's objection the state proved the fact of this prior conviction by the testimony of the accused's parole officer, who testified that the federal parole records in his possession showed that the defendant had been convicted of murder in 1969 before a court of military justice.

The witness admitted that his information was merely based upon documents (of unknown nature) in the file concerning the accused, which had not been prepared by him and of which he had no personal knowledge concerning their preparation or contents.

The defendant vigorously and repeatedly objected to the proof of this prior conviction by the hearsay evidence of this officer.

Hearsay evidence is testimony in court, or written evidence, of an out-of-court statement offered to show the truth of the matter asserted therein and resting for its value upon the credibility of the out-of-court asserter. State v. Martin, 356 So.2d 1370 (La.1978); McCormick on Evidence, Section 246 (2d ed. 1972); Pugh, Louisiana Evidence Law, 387 et seq. (1974). The traditional exclusion of hearsay evidence is based upon considerations of unreliability and of potential unfairness to the accused to permit the introduction of out-of-court statements which cannot be tested by cross-examination of the out-of-court declarant. State v. Hudson, 361 So.2d 858 (La.1978); State v. Ford, 336 So.2d 817 (La.1976). See also Pugh, Louisiana Evidence Law 388-432 (1974).

In Louisiana criminal trials, hearsay evidence is inadmissible except under certain recognized exceptions. La. R.S. 15:434. In brief in this court, the state points out no exception permitting admissibility of this statement of a witness, based upon his examination of office records of unshown nature, to prove that the accused had been convicted of a murder in Vietnam in 1969. Even if the parole office record itself had tendered as proof of the fact noted in its contents, these records do not fall within the official records exception, permitting the officer entrusted with the duty to make and retain a record of the fact to certify its existence as reflected by his records, based upon his first-hand knowledge of such a record. See State v. Nicholas, 359 So.2d 965, esp. 969 (La.1978).[2]

The hearsay proof of the prior conviction for murder was thus erroneously admitted over objection. This evidence was inadmissible under the rules of evidence applicable to sentencing hearings, and it *818 was the chief evidence of this prior conviction.[3] Even though we (and the jury) might feel to be reliable a federal law enforcement officer's testimony that he had received information that the defendant had been convicted of an earlier killing, under the law of evidence this hearsay testimony is no more admissible to prove the earlier conviction than would be the equally hearsay report of a stranger or a neighbor that he had heard that the accused had been convicted of an earlier crime.

The improper admission into evidence of this hearsay evidence of the prior conviction was obviously prejudicial to the defendant in the proof of this aggravating circumstance which, if proved, entitled the jury to recommend the death penalty.

The prejudice is especially great under present circumstances: Under our independent review of the excessiveness of the death sentence directed by statute, La.C.

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Bluebook (online)
367 So. 2d 815, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-english-la-1979.