OPINION
SINGLETON, Judge.
The state appeals the district court’s dismissal of misdemeanor charges against David Eluska. Eluska was charged with possessing illegally taken game in violation of 5 AAC 81.320(6)
and 5 AAC 81.140(a).
Eluska sought dismissal of the charges on the ground that 5 AAC 81.320(6) was unenforceable against him because he was a subsistence hunter and the regulation failed to adequately provide for subsistence hunting.
See
AS 16.05.255(b); AS 11.81.-220; AS 44.62.030.
Acting District Court Judge Roy H. Madsen found that the deer was taken to satisfy the subsistence needs of Eluska and his family and that the regulations which prohibited him from taking the deer failed to provide adequately for subsistence uses as required by the enabling statute. AS 16.05.255(b). Consequently he concluded that the regulation was invalid as applied to Eluska and dismissed the case. The state appeals, contending that (1) adequate regulations had been promulgated providing for subsistence use of game; (2) Eluska lacked standing to challenge state game regulations because his possession of game was unlawful even if taken for subsistence uses; and (3) Eluska lacked standing to challenge the state game laws because he had not exhausted his administrative remedies. (This last argument was first made during oral argument.) We agree with Judge Mad-sen’s conclusion that the state regulations applicable to Game Unit 8 do not on their face make adequate provision for subsistence hunting. We therefore recognize “subsistence use” as a defense to the charges brought against Eluska. In light of the substantial uncertainty regarding the proper resolution of the issues presented in this case at the time it was argued to the trial court, we have decided to remand the case to the trial court to give the parties an opportunity to litigate Eluska’s sub
sistence defense as we define it in this opinion.
DISCUSSION
In 1978 the legislature substantially-amended several fish and game statutes to reflect a policy favorable to subsistence hunting. The substantive changes were prefaced by the following statement of intent:
The legislature finds that there is a need to develop a statewide policy on the utilization, development and conservation of fish and game resources, and to recognize that those resources are not inexhaustible and that preferences must be established among beneficial users of the resources. The legislature further determines that it is in the public interest to clearly establish subsistence use as a priority use of Alaska’s fish and game resources and to recognize the needs, customs and traditions of Alaskan residents. The legislature further finds that beneficial use of those resources by all state residents should be carefully monitored and regulated, with as much input as possible from the affected users, so that the viability of fish and game resources is not threatened and so that resources are conserved in a manner consistent with the sustained-yield principle.
§ 1, Ch. 151, SLA 1978 (1978 Temporary and Special Acts and Resolutions).
Prior to the 1978 amendments, AS 16.05.-255 did not mention subsistence, but provided in part:
Regulations of the Board of Game,
(a) The Board of Game may make regulations it considers advisable in accordance with the Administrative Procedure Act (AS 44.62) for
(2)establishment of open and closed seasons and areas for the taking of game;
(3) establishment of the means and methods employed in the pursuit, capture and transport of game;
(4) setting quotas and bag limits on the taking of game....
The statute was amended in 1978 by adding a new subsection:
(b) The Board of Game shall adopt regulations in accordance with the Administrative Procedure Act (AS 44.62) permitting the taking of game for subsistence uses unless the board determines, in accordance with the Administrative Procedure Act, that adoption of the regulations will jeopardize or interfere with the maintenance of game resources on a sustained-yield basis. Whenever it is necessary to restrict the taking of game to assure the maintenance of game resources on a sustained-yield basis, or to assure the continuation of subsistence uses of such resources, subsistence use shall be the priority use. If further restriction is necessary, the board shall establish restrictions and limitations on and priorities for these consumptive uses on the basis of the following criteria:
(1) customary and direct dependence upon the resource as the mainstay of one’s livelihood;
(2) local residency; and
(3) availability of alternative resources.
On May 14, 1983, when the deer season in Game Unit 8 was completely closed, Eluska was found in possession of a freshly killed doe. He was prosecuted pursuant to 5 AAC 81.320(6) and 5 AAC 81.140(a). Eluska argued and the trial court found that application of 5 AAC 81.320(6) to Elus-ka would be inconsistent with the requirements of AS 16.05.255(b) because the regulations governing hunting in Game Unit 8 made no specific provision for subsistence use. Eluska argued that nothing short of regulations which expressly distinguish be
tween subsistence and sport hunting will satisfy section (b) of AS 16.05.255. On appeal, the state argues that the regulation need not expressly provide for subsistence uses and that the regulation in this case makes adequate provision for subsistence hunters. The clear language of the statute, the state continues, provides that the Board shall adopt regulations “permitting” the taking of game for subsistence uses, not that it must adopt special “subsistence regulations.” Thus, where a hunting season can accommodate hunting opportunities for all user groups without infringing upon the continuation of subsistence uses, that season is consistent with the state’s subsistence law and need not be specially designated as a “subsistence” season. It was incumbent upon Eluska, the state concludes, to show that a six-month season and a seven-deer limit was insufficient to meet “subsistence uses” before he could prevail on his motion to dismiss.
Since there is nothing in the record indicating that there were insufficient deer in Game Unit 8 to meet all needs, including both sport hunting and subsistence uses, the state contends it was unnecessary for the Board to adopt any specific subsistence regulations, and therefore the trial court erred in finding that prosecution of Eluska under 5 AAC 81.320(6) and 5 AAC 81.140(a) was inconsistent with the enabling statute.
Free access — add to your briefcase to read the full text and ask questions with AI
OPINION
SINGLETON, Judge.
The state appeals the district court’s dismissal of misdemeanor charges against David Eluska. Eluska was charged with possessing illegally taken game in violation of 5 AAC 81.320(6)
and 5 AAC 81.140(a).
Eluska sought dismissal of the charges on the ground that 5 AAC 81.320(6) was unenforceable against him because he was a subsistence hunter and the regulation failed to adequately provide for subsistence hunting.
See
AS 16.05.255(b); AS 11.81.-220; AS 44.62.030.
Acting District Court Judge Roy H. Madsen found that the deer was taken to satisfy the subsistence needs of Eluska and his family and that the regulations which prohibited him from taking the deer failed to provide adequately for subsistence uses as required by the enabling statute. AS 16.05.255(b). Consequently he concluded that the regulation was invalid as applied to Eluska and dismissed the case. The state appeals, contending that (1) adequate regulations had been promulgated providing for subsistence use of game; (2) Eluska lacked standing to challenge state game regulations because his possession of game was unlawful even if taken for subsistence uses; and (3) Eluska lacked standing to challenge the state game laws because he had not exhausted his administrative remedies. (This last argument was first made during oral argument.) We agree with Judge Mad-sen’s conclusion that the state regulations applicable to Game Unit 8 do not on their face make adequate provision for subsistence hunting. We therefore recognize “subsistence use” as a defense to the charges brought against Eluska. In light of the substantial uncertainty regarding the proper resolution of the issues presented in this case at the time it was argued to the trial court, we have decided to remand the case to the trial court to give the parties an opportunity to litigate Eluska’s sub
sistence defense as we define it in this opinion.
DISCUSSION
In 1978 the legislature substantially-amended several fish and game statutes to reflect a policy favorable to subsistence hunting. The substantive changes were prefaced by the following statement of intent:
The legislature finds that there is a need to develop a statewide policy on the utilization, development and conservation of fish and game resources, and to recognize that those resources are not inexhaustible and that preferences must be established among beneficial users of the resources. The legislature further determines that it is in the public interest to clearly establish subsistence use as a priority use of Alaska’s fish and game resources and to recognize the needs, customs and traditions of Alaskan residents. The legislature further finds that beneficial use of those resources by all state residents should be carefully monitored and regulated, with as much input as possible from the affected users, so that the viability of fish and game resources is not threatened and so that resources are conserved in a manner consistent with the sustained-yield principle.
§ 1, Ch. 151, SLA 1978 (1978 Temporary and Special Acts and Resolutions).
Prior to the 1978 amendments, AS 16.05.-255 did not mention subsistence, but provided in part:
Regulations of the Board of Game,
(a) The Board of Game may make regulations it considers advisable in accordance with the Administrative Procedure Act (AS 44.62) for
(2)establishment of open and closed seasons and areas for the taking of game;
(3) establishment of the means and methods employed in the pursuit, capture and transport of game;
(4) setting quotas and bag limits on the taking of game....
The statute was amended in 1978 by adding a new subsection:
(b) The Board of Game shall adopt regulations in accordance with the Administrative Procedure Act (AS 44.62) permitting the taking of game for subsistence uses unless the board determines, in accordance with the Administrative Procedure Act, that adoption of the regulations will jeopardize or interfere with the maintenance of game resources on a sustained-yield basis. Whenever it is necessary to restrict the taking of game to assure the maintenance of game resources on a sustained-yield basis, or to assure the continuation of subsistence uses of such resources, subsistence use shall be the priority use. If further restriction is necessary, the board shall establish restrictions and limitations on and priorities for these consumptive uses on the basis of the following criteria:
(1) customary and direct dependence upon the resource as the mainstay of one’s livelihood;
(2) local residency; and
(3) availability of alternative resources.
On May 14, 1983, when the deer season in Game Unit 8 was completely closed, Eluska was found in possession of a freshly killed doe. He was prosecuted pursuant to 5 AAC 81.320(6) and 5 AAC 81.140(a). Eluska argued and the trial court found that application of 5 AAC 81.320(6) to Elus-ka would be inconsistent with the requirements of AS 16.05.255(b) because the regulations governing hunting in Game Unit 8 made no specific provision for subsistence use. Eluska argued that nothing short of regulations which expressly distinguish be
tween subsistence and sport hunting will satisfy section (b) of AS 16.05.255. On appeal, the state argues that the regulation need not expressly provide for subsistence uses and that the regulation in this case makes adequate provision for subsistence hunters. The clear language of the statute, the state continues, provides that the Board shall adopt regulations “permitting” the taking of game for subsistence uses, not that it must adopt special “subsistence regulations.” Thus, where a hunting season can accommodate hunting opportunities for all user groups without infringing upon the continuation of subsistence uses, that season is consistent with the state’s subsistence law and need not be specially designated as a “subsistence” season. It was incumbent upon Eluska, the state concludes, to show that a six-month season and a seven-deer limit was insufficient to meet “subsistence uses” before he could prevail on his motion to dismiss.
Since there is nothing in the record indicating that there were insufficient deer in Game Unit 8 to meet all needs, including both sport hunting and subsistence uses, the state contends it was unnecessary for the Board to adopt any specific subsistence regulations, and therefore the trial court erred in finding that prosecution of Eluska under 5 AAC 81.320(6) and 5 AAC 81.140(a) was inconsistent with the enabling statute.
We believe that the parties’ reliance on AS 44.62.030 obscures rather than illuminates the present controversy. The regulations in question are similar to regulations which were passed before the enactment of AS 16.05.255(b) and were apparently enacted under the authority granted in AS 16.-05.255(a). They are clearly not inconsistent with the first subsection of the statute. Given the substantial burden that a party challenging an administrative regulation on inconsistency grounds must sustain, we are satisfied that Eluska has not proved that 5 AAC 81.320(6) and 5 AAC 81.140(a) are on their face necessarily inconsistent with the statutory requirements of subsection (a), since, as the state points out, it is at least conceivable that sufficient deer existed on Kodiak Island to meet all subsistence needs despite the bag limits, seasons and other restrictions set by the regulations.
But cf. Madison v. Alaska Department of Fish and Game,
696 P.2d 168, 172 n. 9, (Alaska 1985) (holding Board of Fisheries regulations defining subsistence fisheries inconsistent with AS 16.05.940(22), (23), and 16.-05.251(b), which define “subsistence fishing” and “subsistence uses,” and require the Board to adopt regulations permitting subsistence fishing).
This conclusion does not resolve the case, however, because we agree with the trial court that a proper resolution of this case requires consideration of AS 16.05.255(b) as well as AS 16.05.255(a). We must determine what the 1978 legislative enactment required the Board to do and then determine whether the Board properly carried out the legislative mandate. Finally, if the Board has not followed the legislative directive, we must determine what effect its failure would have on Eluska’s prosecution. Having considered the record and the parties’ arguments, we conclude that by enacting subsection (b) of AS 16.05.255, the legislature required the Board of Game to
adopt specific regulations “permitting”
the taking of game for subsistence uses. No such regulations were adopted governing Game Unit 8. Consequently, we are required to recognize a “subsistence” defense to prosecutions under regulations adopted in accordance with AS 16.05.255(a) in order to carry out the legislative intent.
I. Legislative Mandate
We believe the Board’s duty to publish regulations pursuant to AS 16.05.255(b) to have been mandatory.
See Sisters of Providence in Washington, Inc. v. Department of Health and Social Services,
648 P.2d 970, 977-78 (Alaska 1982);
Mukluk Freight Lines, Inc. v. Nabors Alaska Drilling, Inc.,
516 P.2d 408 (Alaska 1978);
United States Smelting, Refining and Mining Company v. Local Boundary Commission,
489 P.2d 140 (Alaska 1971). Our conclusion that the legislature intended a mandatory responsibility is based on two factors. First, the legislature uses the word “shall” which is mandatory language.
See
1A C. Sands,
Sutherland Statutory Construction
§ 25.04 (4th ed. 1972); 2A C. Sands,
Sutherland Statutory Construction
§ 57.03 (4th ed. 1973). Second, the language of the statute, construed in light of its legislative history, demonstrates a legislative intention to have the Board of Game pass meaningful subsistence regulations. While the statute does not specifically state whether the regulations must be separate and clearly distinguishable from the regulations adopted pursuant to AS 16.05.255(a), it does require that provision for subsistence hunting must be made somewhere in the regulations.
When Chapter 151, SLA 1978 was being considered in the legislature, the Special
Committee on Subsistence issued a letter of intent which provided in part:
This bill is intended to provide a coordinated plan for clarifying what subsistence use of fish and game is and for documenting subsistence uses so that they can be integrated into fish and game management planning. This bill also provides a legislative framework for the State’s policy of recognizing subsistence as the priority use of fish and game.
Sections six and seven:
These two sections, [AS 16.05.251(b) and .255(b) ] which are virtually identical for the Boards of Fisheries and the Board of Game, are intended to statutorily set out the priority given to subsistence use of fish and game resources. While there are presently regulations for subsistence fishing, there is no mechanism for the promulgation of subsistence hunting regulations except with the creation of subsistence hunting areas pursuant to AS 16.05.257. Section seven would allow for these regulations so that subsistence hunting could be distinguished by separate regulations from sports hunting. Further, these sections set forth a priority of users if restrictions are needed because of the unavailability of resources. The priority list is an attempt to insure that those with the most dependence upon the fish and game resources are the last to be restricted.
If there is a need to restrict the taking of fish or game in order to avoid damaging the fish stocks or game populations, or in order to assure that subsistence users may continue to take fish or game, it is the intent of the Committee that sports or commercial use be restricted before subsistence use. If these restrictions are inadequate, restriction of subsistence use as well is authorized based upon the dependence on the resource, the local residence of the subsistence users, and the availability of alternate resources. It is the intent of the Committee that decisions and determinations by the Board of Fisheries and the Board of Game will be subject to complete public scrutiny and that reasons will be given for any action or any failure to act.
Letter of Intent, Special Committee on Subsistence, 2 House Journal 1154,1155 (1978).
The Committee’s letter is entitled to substantial weight in determining the legislative intent in enacting the statutes.
See Madison,
696 P.2d at 174-175; 2A C. Sands,
Sutherland Statutory Construction
§ 48.07 (4th ed. 1973). It indicates that the legislature intended the statute to change the existing system which did not provide a mechanism for establishing separate subsistence regulations.
II. Board’s Inaction
The Board of Game has not promulgated a specific regulation governing subsistence hunting in Game Unit 8, nor has it made specific provisions for a subsistence defense or exception to prosecutions under regulations adopted pursuant to AS 16.05.-255(a). The time that has elapsed from 1978 to the present has provided more than adequate opportunity for the Board to carry out its statutory responsibility. Consequently, we conclude that the Board has failed to carry out its responsibilities and, under the authority of
United States Smelting,
489 P.2d at 141-42, dismissal of Eluska’s prosecution might have been justified. We believe the supreme court’s comments regarding the Local Boundary Commission in
United States Smelting
are particularly appropriate to this situation:
In our view the Local Boundary Commission has had sufficient time to discover sensible principles pertaining to the changing of local boundaries. Permitting continued failure on the commission’s part to promulgate standards for changing local boundary lines can no longer be justified by the need for further experience. Since under AS 44.19.-260(a) the legislature required the commission to develop standards in order to recommend boundary changes, and the commission had not developed standards prior to the Nome annexation proceedings, we hold that the commission lacked the power to recommend the Nome
boundary changes in question. To do otherwise would be to condone the commission’s nonobservance of a valid legislative prerequisite to the exercise of the commission’s discretion in matters of local boundary changes.
489 P.2d at 142 (footnotes omitted).
III. “Subsistence” Defense
We decline to affirm the dismissal of the prosecution, however, because we believe the statute interpreted in light of its legislative history suggests an alternate remedy which adequately balances the rights of Eluska and those similarly situated to engage in subsistence hunting and the state’s legitimate interest in protecting the fish and game resources of the state. In the absence of specific regulations governing subsistence hunting applicable to Game Unit 8, we hold that Eluska was entitled to rely on a “subsistence” defense to prosecution under regulations implementing AS 16.05.255(a). We are guided in this decision by our supreme court’s decision in
Frank v. State,
604 P.2d 1068 (Alaska 1979). Frank was convicted for illegally taking and transporting a moose. He defended on the ground that the moose was necessary for a funeral potlatch which was an expression of religious belief and that prosecution operated to abridge his freedom of religion. The supreme court agreed and ordered dismissal of the complaint. Having found that the use of moo-semeat in funeral potlatches was a necessary requirement of Frank’s religious beliefs and having concluded that the state failed to prove a countervailing public policy, the court adopted the exemption in question. While Eluska’s rights are based on a statutory protection of subsistence hunting, rather than a constitutional protection of religious freedom, we believe the same approach is in order.
In the absence of appropriate regulations,
we believe that the best way to accommodate Eluska’s statutory right to subsistence hunting and the state’s right to reasonably protect the state’s game resources is to judicially recognize a defense for subsistence hunting. We therefore hold that when the trial court concludes, as a matter of law, that hunting occurs in an area in which the state has not adopted regulations pursuant to AS 16.05.255(b) providing for subsistence uses and recognizing the subsistence priority, conduct which would otherwise be a violation of a regulation adopted pursuant to AS 16.05.-255(a) restricting hunting is justified as a “subsistence use” if the person whose conduct is alleged to have constituted hunting in violation of the regulation believed he or she was taking the game for subsistence uses
{see
AS 16.05.940(23)) and was not aware of and did not consciously disregard a substantial and unjustifiable risk that his or her taking was not a subsistence use of the game taken. (See AS 11.81.900(a)(3) defining the mental state “recklessly.”) We use the term “defense” as it is defined in the revised criminal code, AS 11.81.-900(b)(15): /
“defense”, other than an affirmative defense, means that
(A) some evidence must be admitted which places in issue the defense; and
(B) the state then has the burden of disproving the existence of the defense beyond a reasonable doubt.
In order to permit a pretrial dismissal of charges where appropriate
and
avoid delay in presenting such a defense, we will require a party intending to rely upon a subsistence defense to make a preliminary showing a reasonable time before trial. In a pretrial order the court may establish procedures, including time limits, for raising the defense. Failure to give notice of the defense before trial or in the manner prescribed in the pretrial order may, unless excused for good cause, result in the forfeiture of the defense.
See
Alaska R.Crim.P. 12(b)(3), 12(e), and 16(f)(3).
See also Davis v. United States,
411 U.S. 233, 93 S.Ct. 1577, 36 L.Ed.2d 216 (1973).
A defendant desiring a pretrial dismissal of the prosecution may make a preliminary showing which should consist of some evidence, which may be in affidavit form, that he believed in good faith that, under all of the circumstances which he understood to exist, his hunting constituted a subsistence use of the animal or animals taken.
The statute only requires the state to provide for subsistence hunting. If the state has enacted regulations making adequate provision for subsistence hunting
then the defense we have recognized would not exist. Consequently, if the defendant has made his preliminary showing, then the state should be given an opportunity to establish, if possible, either that the regulations which defendant allegedly violated did not in fact “restrict” the taking of game, AS 16.05.255(b), because,
e.g.,
it was a regulation of time, place and manner that did not significantly impact or impair subsistence use or, alternatively, that any restriction on subsistence use recognized subsistence priority and was intended to protect sustained yield. We interpret the term “restriction” to mean any significant impairment of subsistence uses. AS 16.05.-255(b).
If, after hearing the evidence, the court is satisfied that a reasonable jury could not find guilt beyond reasonable doubt,
i.e.,
there must be a reasonable doubt where the defendant’s taking constituted a subsistence use, the prosecution should be dismissed. If reasonable men and women could differ, the defense should be submitted to the trier of fact with appropriate instructions setting out the statutory definition of subsistence use,
the requisite
mens rea,
and the appropriate burden of proof. AS 11.81.900(b)(15)(B).
Since the issues presented by the defense of subsistence involve mixed questions of fact and law which have not been addressed by the trial court, it is necessary for us to remand this case for further proceedings.
This case is REMANDED to the superior court for trial of Eluska’s subsistence defense.