State v. Coulter

652 P.2d 1219, 98 N.M. 768
CourtNew Mexico Court of Appeals
DecidedOctober 21, 1982
Docket5521
StatusPublished
Cited by44 cases

This text of 652 P.2d 1219 (State v. Coulter) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Coulter, 652 P.2d 1219, 98 N.M. 768 (N.M. Ct. App. 1982).

Opinion

OPINION

HENDLEY, Judge.

Convicted of two counts of forgery contrary to § 30-16-10, N.M.S.A. 1978, defendant appeals. We discuss only two issues, since we are reversing and remanding for a new trial.

The Thirteenth Juror

After the presentation of evidence was complete, the case was submitted and the jury retired to the jury room. After about ten minutes, the jury sent the judge a note requesting that the exhibits be delivered to the jury room. The court read the note to the parties and then commented to counsel that the court had just realized that the alternate was present with the jury. Defense counsel was asked whether he desired the whole jury be brought before the court or just the alternate. Defense counsel indicated that he saw no need to call in the whole jury. The alternate was summoned and excused by the court. Defense counsel did not request that the alternate be examined and made no motion for a mistrial. After the verdict, defendant moved for a new trial on the basis of the alternate’s presence in the jury room. The motion was denied.

Essentially, the problem of an alternate in the jury room during deliberations amounts to an unauthorized person in the jury room. New Mexico has no cases addressing the problem of “the thirteenth jur- or.” Rule 38(c) of the N.M.R.Crim.P., N.M. S.A. 1978 (1980 Repl.Pamph.), provides:

(c) Discharge; general rule. Except in felony cases in which the death penalty may be imposed an alternate juror who does not replace a regular juror shall be discharged before the jury retires to consider its verdict. (Emphasis added.)

The results in cases where the alternate is present in the jury room during deliberations fall into four categories: (1) fundamental error; (2) presumption of prejudice; (3) defendant must show prejudice; and (4) no abuse of discretion in sending the alternate into deliberations with the jury.

(1) Fundamental error. The majority of cases that address this issue hold that the presence of the alternate in the jury room during deliberations amounts to fundamental error and requires reversal. United States v. Chatman, 584 F.2d 1358 (4th Cir. 1978); United States v. Beasley, 464 F.2d 468 (10th Cir. 1972); United States v. Virginia Erection Corporation, 335 F.2d 868 (4th Cir.1964); Berry v. State, 298 So.2d 491 (Fla.Dist.Ct.App.1974); People v. King, 216 N.Y.S.2d 638, 13 A.D.2d 264 (N.Y.S.Ct.1961); Brigman v. State, 350 P.2d 321 (Okl.Cr.App.1960); Commonwealth v. Krick, 67 A.2d 746, 164 Pa.Super. 516 (1949). In none of these cases did the court attempt to determine whether or not defendant was prejudiced by the presence of the alternate in the jury room.

The rationales for holding that the presence of the alternate during deliberations constitutes fundamental error focus on the high regard for the need for privacy during deliberations, the unknown impact of the alternate upon the other jurors and the difficulty in ascertaining whether or not defendant was prejudiced.

(2) Presumption of prejudice. These cases hold that the alternate’s presence in the jury room during deliberations creates a presumption of prejudice which the State may attempt to overcome. State v. Cuzick, 85 Wash.2d 146, 530 P.2d 288 (1975); Johnson v. State, 235 Ga. 486, 220 S.E.2d 448 (1975); Bullock v. State, 150 Ga.App. 824, 258 S.E.2d 610 (1979).

In State v. Cuzick, supra, defendant did not object when the trial court chose to send the alternate into deliberations with instructions that he not participate in any way. Nonetheless, the Washington Supreme Court held that prejudice was presumed in such a case.

However many persons comprise a jury, there can be no question that it must reach its decision in private, free-from outside influence. This principle is of constitutional stature. United States v. Beasley, 464 F.2d 468 (10th Cir. 1972); United States v. Virginia Erection Corp., 335 F.2d 868 (4th Cir.1964); Brigman v. State, 350 P.2d 321 (Okl.Cr.1960). No one contends that the alternate juror fully participated in the jury’s discussions; we assume he followed, at least substantially, the court’s instructions not to do so. He was, then, essentially an outsider watching the other members of the panel reach their decision. His presence as one not obligated to express an opinion, not committed to the decision that was ultimately reached, not faced with the awful responsibility to decide, could not have gone unnoticed by the 12 formally empaneled jurors and may well have affected their willingness to speak and act freely. Such observation, even by one sworn to secrecy and silence, violates the cardinal requirement that juries must deliberate in private. United States v. Beasley, supra; People v. Bruneman, 4 Cal.App.2d 75, 40 P.2d 891 (1935); People v. Knapp, 42 Mich. 267, 3 N.W. 927 (1879); State v. Wroth, 15 Wash. 621, 47 P. 106 (1896).

It is worth noting that even though a less strict standard was applied in this case, the error was still not waivable, and defendant’s failure to object was not fatal.

In Johnson v. State, supra, the State overcame the presumption of prejudice caused by the alternate’s presence during deliberations by presenting affidavits from all jurors. In Bullock v. State, supra, the presumption of prejudice was not overcome by the jury foreman’s testimony that the alternate did not participate in deliberations or vote. Apparently, the court was concerned with the effect of the alternate’s presence on the jurors.

(3) Defendant must show prejudice. Two cases conclude that defendant must show that he was prejudiced by the alternate’s presence during jury deliberations in order to receive relief. Potter v. Perini, 545 F.2d 1048 (6th Cir.1976); United States v. Allison, 481 F.2d 468 (5th Cir.1973). Potter was an appeal from habeas proceedings in the federal district court. Petitioners sought relief from an Ohio conviction. The court noted that Ohio had no rule mandating the discharge of the alternate. The court also noted that defendant made no showing of participation by the alternate or that the alternate’s presence had any effect upon the jurors.

The holding in Allison, supra, appears to be limited to its facts.

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Bluebook (online)
652 P.2d 1219, 98 N.M. 768, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-coulter-nmctapp-1982.