State v. Orona

589 P.2d 1041, 92 N.M. 450
CourtNew Mexico Supreme Court
DecidedJanuary 25, 1979
Docket11799
StatusPublished
Cited by60 cases

This text of 589 P.2d 1041 (State v. Orona) is published on Counsel Stack Legal Research, covering New Mexico Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Orona, 589 P.2d 1041, 92 N.M. 450 (N.M. 1979).

Opinion

OPINION

PAYNE, Justice.

Defendant was convicted of the first-degree felony of criminal sexual penetration of a person under thirteen years of age and of criminal sexual penetration in the third-degree. Defendant appeals both convictions alleging that various errors committed during the course of the proceedings deprived him of his right to a fair trial.

We address three of these contentions: (1) The trial court’s order prohibiting defense counsel from interviewing the State’s main witnesses; (2) the prosecutor’s leading questions to the complaining witness; and (3) the trial judge’s communications with the jury outside the presence of defendant and his counsel.

I.

Defendant contends that the trial court committed reversible error in ordering defense counsel not to interview the complaining witness and her older sister. The sisters were the State’s main witnesses. Defendant argues that this order prevented investigation and preparation of a defense, and denied him his right to effective assistance of counsel.

Prior to trial, the State filed a motion to revoke defendant’s bond on the ground that defendant had been contacting the older sister. Evidence was presented that defendant attempted to persuade the older sister not to testify against him. The trial judge denied the motion to revoke bond and ordered that neither defendant, nor his attorneys, could contact either sister. The court also denied a defense request to depose the sisters. The court did allow copies of the witnesses’ grand jury testimony to be made available to defense counsel in order to assist defendant in the preparation of his case.

N.M.R.Crim.P. 27(b), N.M.S.A.1978 provides that a defendant is entitled to a list of the names and addresses of all witnesses which the district attorney intends to call at trial and any statements made by these witnesses. The State contends that having provided defense counsel with this information, along with the sisters’ grand jury testimony and the deposition of the complaining witness, defendant was entitled to nothing more. The State contends that the trial court did not err in ordering defense counsel not to contact either sister. We do not accept this argument.

In Gregory v. United States, 125 U.S.App.D.C. 140, 369 F.2d 185 (1966) the prosecutor instructed the government’s witnesses not to discuss the case with defense counsel outside of his presence. In construing a federal statute which required the submission of a list of the names and addresses of the government’s prospective witnesses, the court stated that the purpose of such discovery was to assist defense counsel in the preparation of a defense by providing the opportunity to interview the government’s witnesses. The court stated:

Witnesses, particularly eye witnesses, to a crime are the property of neither the prosecution nor the defense. Both sides have an equal right, and should have an equal opportunity, to interview them. Here the defendant was denied that opportunity which . . elemental fairness and due process required that he have ....
. . . [TJhere seems to be no reason why defense counsel should not have an equal opportunity to determine, through interviews with the witnesses, what they know about the case and what they will testify to. In fact, Canon 39 of the Canons of Professional Ethics makes explicit the propriety of such conduct: “A lawyer may properly interview any witness or prospective witness for the opposing side in any civil or criminal action without the consent of opposing counsel or party.” Canon 10 of the Code of Trial Conduct of the American College of Trial Lawyers is an almost verbatim provision.

Id. 125 U.S.App.D.C. at 143, 369 F.2d 188 at 188. See also United States v. Vole, 435 F.2d 774 (7th Cir. 1970).

The State contends that Gregory is inapposite authority because in this case the judge on his own ordered defense counsel to refrain from contacting the sisters, whereas in Gregory the prosecutor prevented interviews of government witnesses. We see no basis for such a distinction. Regardless of who prevents the interviews, the effect may be to deprive defendant of his right to prepare a defense.

The State argues that defendant has failed to show that he was prejudiced by this particular order. No more prejudice need be shown than that the trial court’s order may have, made a potential avenue of defense unavailable to the defendant. As the court said in Gregory:

It is not suggested here that there was any direct suppression of evidence. But there was unquestionably a suppression of the means by which the defense could obtain evidence. The defense could not know what the eye witnesses to the events in suit were to testify to or how firm they were in their testimony unless defense counsel was provided a fair opportunity for interview.

125 U.S.App.D.C. at 144. 369 F.2d at 189.

Furthermore, the United States Supreme Court has pointed out:

[ It is not] realistic to assume that the trial court’s judgment as to the utility of material for impeachment or other legitimate purposes, however conscientiously made, would exhaust the possibilities. In our adversary system, it is enough for judges to judge. The determination of what may be useful to the defense can properly and effectively be made only by an advocate. (Footnote omitted.)

Dennis v. United States, 384 U.S. 855, 874-75, 86 S.Ct. 1840, 1851, 16 L.Ed.2d 973 (1966).

We do not hold that the defendant has an absolute and unlimited right of access to the State’s prospective witnesses. This is not a case in which there are compelling justifications for totally limiting defendant’s access to the witnesses against him. Although there may have been good reason to limit access by the defendant himself, there does not appear to have been any justification for the court’s absolute prohibition against any contact by defense counsel. Although defendant had been in contact with one of the sisters, we cannot impute his motives, whatever they may have been, to his attorneys. Furthermore, as the court stated in Gregory:

Tampering with witnesses and subornation of perjury are real dangers .... But there are ways to avert this danger without denying defense counsel access to eye witnesses to the events in suit . Defense counsel are officers of the court. And defense counsel are not exempted from prosecution under the statutes denouncing the crimes of obstruction of justice and subornation of perjury.

125 U.S.App.D.C. at 143, 369 F.2d at 188.

The State contends that defendant’s conduct in contacting the older sister amounted to a waiver of any right he had to further contact with either girl.

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Bluebook (online)
589 P.2d 1041, 92 N.M. 450, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-orona-nm-1979.