State v. Caruso

613 P.2d 752, 289 Or. 315, 1980 Ore. LEXIS 935
CourtOregon Supreme Court
DecidedJune 24, 1980
DocketTC 78-26700 CA 14143 and SC 26704
StatusPublished
Cited by25 cases

This text of 613 P.2d 752 (State v. Caruso) is published on Counsel Stack Legal Research, covering Oregon Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Caruso, 613 P.2d 752, 289 Or. 315, 1980 Ore. LEXIS 935 (Or. 1980).

Opinions

[317]*317TANZER, J.

We accepted review of this criminal case in order to consider the extent to which ORS 135.037 requires pretrial omnibus hearings.1 Instead, after supplemental briefing, we conclude that ORS 138.060, which regulates the scope of state’s appeals in criminal cases, is dispositive.

Defendant was charged with driving under the influence of intoxicants in violation of ORS 487.540. The prosecutor moved for a pretrial hearing to determine the admissibility of a breath test result. The trial court refused to hear the matter prior to trial and called the case for trial. The prosecutor represented that the state could not procfeed to trial without a pretrial determination of the admissibility of its essential evidence, the breath test result. The trial court, on its own motion, dismissed the case. The state appealed, contending that the duty of the trial court to [318]*318provide a pretrial hearing is mandatory under ORS 135.037.2 The Court of Appeals reversed and remanded on the merits. We allowed defendant’s petition for review.

The state’s right to appeal is regulated by ORS 138.060, which provides:

"The state may take an appeal from the circuit court or the district court to the Court of Appeals from:
"(1) An order made prior to trial dismissing or setting aside the accusatory instrument;
"(2) An order arresting the judgment;
"(3) An order made prior to trial suppressing evidence; or
"(4) An order made prior to trial for the return or restoration of things seized.”

The order of dismissal appealed from in this case comes within the definition of subsection (1). In this respect, at least, the appeal is properly taken and we have jurisdiction of the case.

The trial court’s general authority to dismiss a charge, as it relates to this case, is provided for by ORS 135.755:

"The court may, either of [sic] its own motion or upon the application of the district attorney, and in furtherance of justice, order the proceedings to be dismissed; but in that case, the reasons of the dismissal shall be set forth in the order, which shall be entered in the journal.”3

The reason for the dismissal set forth in the order is the readiness of defendant for trial and the representation of the prosecutor that, without a pretrial omnibus hearing, the state was not prepared to go to trial. Although the state and the order speak of [319]*319unpreparedness for trial, there is no suggestion that the state could have become prepared by taking action such as finding a witness or waiting out a conflicting trial. Cf. State v. Sharp, 28 Or App 429, 559 P2d 930 (1977). Rather, the prosecutor’s action was implicitly a refusal to go to trial and an invitation for a dismissal. In that situation, the court had little choice but to dismiss the case "in the furtherance of justice” and the dismissal was proper.

The intention of the state in inviting dismissal was not simple obstinacy; it was to obtain appellate review of the preceding ruling denying a pretrial evidentiary ruling through an appeal from the order of dismissal. Although the state may appeal pursuant to ORS 138.060(1) from a pretrial order of dismissal, the dispositive question of this case is whether the scope of such an appeal includes orders which precede the order of dismissal appealed from. We hold that it does not.

The right of the prosecution to appeal is subject to limitations and considerations which do not apply to any other litigant, the foremost of which arise from the defendant’s protection against double jeopardy. In other appeal and review contexts, as a general rule, an aggrieved litigant may appeal from any final order. See, e.g., ORS 19.010, 419.561, 183.480(1). By contrast, ORS 138.060(1) and (2) list the specific final orders from which the state may appeal: pretrial dismissal and arrest of judgment.

A similar difference exists regarding scope of appeals. Other appellants, when appealing from an appealable order, may also obtain appellate review of all preceding or "intermediate” orders which inhere in the order appealed from. The general pattern of civil and criminal appeals, subject to exception, is that a litigant who is dissatisfied with a nonfinal order has no interlocutory appeal. Rather, he proceeds with the litigation until there is a final order and, if aggrieved by it, he appeals the final order and assigns as error the preceding rulings of which he complains.

[320]*320With particular regard to criminal procedure, ORS 138.040, which regulates the scope of appeal by a defendant after trial, provides an instructive comparison to the provision for state’s appeals. It provides:

"* * * Upon an appeal * * * any decision of the court in an intermediate order or proceeding may be reviewed. * * *”4

By contrast, ORS 138.060 contains no general reference to intermediate orders or proceedings. Because the state cannot appeal from an adverse judgment after jeopardy has attached, there is special provision for pretrial interlocutory appeals by the state. It is not a general provision. Rather, it applies only to those pretrial orders which the legislature deemed sufficiently significant to warrant the delay, expense, interruption and continuing restraint which result from such an exceptional procedure. Subsections (3) and (4) list the nonfinal orders from which an interlocutory appeal is allowed, i.e., pretrial orders for suppression and return. There is no suggestion implicit in ORS 138.060 that the legislature intended that the state could use an appeal from a proper dismissal as a conduit for appellate review of the correctness of other preceding orders. Cf. State v. Langlois, 287 Or 503, 600 P2d 872 (1979), State v. Koennecke, 274 Or 169, 174-75, 545 P2d 127 (1976).

Were we to assume for argument that the words of ORS 138.060

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Bluebook (online)
613 P.2d 752, 289 Or. 315, 1980 Ore. LEXIS 935, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-caruso-or-1980.