State v. Carbajal

2002 NMSC 019, 48 P.3d 64, 132 N.M. 326
CourtNew Mexico Supreme Court
DecidedMay 29, 2002
Docket26,829
StatusPublished
Cited by13 cases

This text of 2002 NMSC 019 (State v. Carbajal) is published on Counsel Stack Legal Research, covering New Mexico Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Carbajal, 2002 NMSC 019, 48 P.3d 64, 132 N.M. 326 (N.M. 2002).

Opinions

OPINION

MINZNER, Justice.

{1} Defendant Victor Carbajal was charged with one count of forgery, contrary to NMSA 1978, § 30-16-10(A) (1963), and one count of receiving stolen property, contrary to NMSA 1978, § 30-16-11 (1987). The trial court dismissed both counts, and the State appealed. Defendant now appeals from that portion of the Court of Appeals opinion reversing the trial court’s dismissal of the forgery charge. State v. Carbajal, 2001-NMCA-015, ¶¶4-8, 130 N.M. 284, 24 P.3d 316. We granted Defendant’s petition for a writ of certiorari because we perceived a conflict among some of the opinions of the Court of Appeals and because a conviction for forgery under these facts presents a significant question of law under the due process clause of the Federal and State Constitutions. See Rule 12-502(C)(4)(b), (c) NMRA 2002. We note jurisdiction under NMSA 1978, § 34-5-14(B) (1972).

{2} We conclude that under the facts of this ease, Defendant did not commit the crime of forgery as contemplated by the legislature; consequently, we reverse the portion of the Court of Appeals opinion that concludes otherwise and affirm the trial court’s order.

{3} Defendant filed a pre-trial motion to dismiss pursuant to Rule 5-601 NMRA 2002 and State v. Foulenfont, 119 N.M. 788, 895 P.2d 1329 (Ct.App.1995). In that motion Defendant and the State stipulated to the following facts, upon which this appeal is based:

1. On July 16, 1998 Defendant entered Famous Sam’s sports bar in Albuquerque, NM at 1001 Central N.W.
2. Upon entering!!,] Mr. Carbajal, along with another individual!!,] ordered a pitcher of beer from Kristin R. Tubb, a waitress at Famous Sam’s.
3. Ms. Tubb returned with the pitcher and requested $6.75 from Mr. Carbajal.
4. Mr. Carbajal produced a Traveler’s Check (# RH111-724-274) and signed his own name, Victor Carbajal, on the area designated “pay to the order of’ and gave it to Ms. Tubb ...
5. Ms. Tubb states that she asked for his license for verification.. [His signature] appeared to be the same as the signature on his license----
6. Ms. Tubb states that he made no other markings on the check, neither front nor backside____
7. The signature of H.T. Jost II appeared on the top line.
8. Henry Jost reported this and other checks lost on July 15,1998.
9. A second [traveler’s check] was found on the person of Mr. Carbajal.

This appeal raises the question of whether the forgery statute can be interpreted to cover these stipulated facts. As a question of statutory interpretation, we review it de novo. State v. Herrera, 2001-NMCA-007, ¶ 6, 130 N.M. 85, 18 P.3d 326.

{4} Forgery consists of “falsely making or altering any signature to, or any part of, any wilting purporting to have any legal efficacy with intent to injure or defraud.” Section 30-16-10(A). Our Uniform Jury Instructions have identified from our case law four different theories of the crime: (1) making a false writing, (2) making a false signature, (3) making a false endorsement, and (4) changing “a genuine [document] so that its effect was different from the original.” UJI 14-1643 NMRA 2002. The parties agree that only the fourth theory is potentially applicable to this case.

{5} This fourth theory derives from State v. Cowley, 79 N.M. 49, 439 P.2d 567 (Ct.App.1968). In that case, the defendant added entries to an invoice from a credit card purchase after the customer had signed it, and changed the total charge from $2.95 to $22.95. In deciding that this constituted forgery the Court of Appeals stated, “[I]t appears to be clear from the language of the statute that the unauthorized alteration of a genuine instrument, of the kind contemplated by the statute, with the requisite fraudulent intent, is forgery....” Id. at 51, 439 P.2d at 569.

{6} We believe that subsequent cases have refined the inquiry, but left the rationale of the fourth theory unclear when the document that is alleged to have been fraudulently altered is a negotiable instrument such as a check. First, in State v. Smith, 95 N.M. 432, 622 P.2d 1052 (Ct.App.1981), the Court of Appeals held that the defendant committed forgery when, in order to purchase goods, he presented to a merchant a once-stolen check that was completed except for the payee line. The merchant, acting as the defendant’s agent, put his company’s name on the payee line. Adding the name in the blank payee line changed what was once bearer paper, an instrument negotiable by transfer alone, see NMSA 1978, § 55-3-109 cmt. 1 (1992), into order paper, an instrument payable to an identified person that cannot be negotiated without that person’s endorsement, see id. In this way, “the defendant altered a writing purporting to have legal efficacy with an intent to defraud,” Smith, 95 N.M. at 433, 622 P.2d at 1053.

{7} Next in this line of cases is State v. Deutsch, 103 N.M. 752, 713 P.2d 1008 (Ct.App.1985), which makes no mention of Smith. In that case, the Court of Appeals held that it was not forgery for the defendant to endorse checks, with his genuine signature, made to a company for which he no longer had the authority to sign because it was in trusteeship. The court reasoned that a genuine signature without authorization is not forgery under the statute: “it is not sufficient for the writing to tell a lie, the writing itself must be a lie.” Id. at 760, 713 P.2d at 1016. Thus, this was not a false endorsement, but rather an endorsement without authorization, which did not support a conviction for forgery.

{8} Both the trial court and the Court of Appeals perceived a tension between Deutsch and Smith. In each case the defendant added language to a check in order to fraudulently draw on it. In each the addition was, in some sense, genuine; the defendant’s signature in Deutsch was genuine, as was the company’s name in Smith. However, in Smith the alteration supported the charge of forgery, whereas in Deutsch it did not.

{9} Finally, in the recent case of Herrera, 2001-NMCA-007, 130 N.M. 85, 18 P.3d 326, the Court of Appeals held that it was not forgery for the defendant to add “to [defendant’s name]” to the payee line of a signed check made out to “Cash” and to endorse it with his true signature. The court reasoned that, because the signatures were genuine, the defendant could only have committed forgery by altering a genuine document. In Herrera, altering meant changing the legal effect of the cheek. Because a check made out to “cash” is bearer paper, the court reasoned that defendant would have committed forgery if his addition changed the instrument to order paper. The Court of Appeals concluded that he did not change the instrument because the Uniform Commercial Code makes bearer language prevail when both bearer and order language are present. Id. ¶ 18; Section 55-3-109 cmt. 2.

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State v. Carbajal
2002 NMSC 019 (New Mexico Supreme Court, 2002)

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Bluebook (online)
2002 NMSC 019, 48 P.3d 64, 132 N.M. 326, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-carbajal-nm-2002.