State v. Boone Retirement Center, Inc.

26 S.W.3d 265, 2000 Mo. App. LEXIS 1006, 2000 WL 818925
CourtMissouri Court of Appeals
DecidedJune 27, 2000
DocketWD 56396, WD 56409
StatusPublished
Cited by20 cases

This text of 26 S.W.3d 265 (State v. Boone Retirement Center, Inc.) is published on Counsel Stack Legal Research, covering Missouri Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Boone Retirement Center, Inc., 26 S.W.3d 265, 2000 Mo. App. LEXIS 1006, 2000 WL 818925 (Mo. Ct. App. 2000).

Opinion

PER CURIAM.

Boone County Retirement Center, Inc. (BRC) and Patrick D. Rackers (Rackers) appeal their convictions, respectively, of two counts each of the class D felony of neglect of a nursing home resident pursuant to § 198.070.il. 2 BRC is a not-for- *268 profit corporation operating a nursing home in Boone County, Missouri, and Rackers was, at all relevant times, the administrator of the nursing home. BRC admitted both private pay and Medicaid residents. BRC and Rackers were originally charged by a 36-eount indictment (18 counts against each) of neglect under § 198.070.11, and making a false representation to receive a health care payment, under § 191.905.1. The charges arose from a hotline investigation conducted by the Missouri Division of Aging (DOA) in September of 1995. The investigation resulted in the issuance of numerous state and federal regulatory citations for such issues as prevention and quality of care for pressure sores, nutrition and nursing care. Two residents, Eva Sapp and Mary Johnson, died in September 1995. Allegedly, bed sores, or pressure sores, and complications contributed to the deaths.

On September 9, 1997, by leave of court, the state filed an Information in Lieu of Indictment (Information) charging 25 counts against each defendant. There were eight counts against each defendant for “neglect” and 34 counts of false representation to receive a Medicaid payment. After trial by jury, each defendant was convicted of two counts of neglect dealing with Sapp and Johnson. Rackers and BRC were acquitted of all the other charges, including charges related to pressure sores of other nursing home residents. Their motions for new trial were denied and they were sentenced. 3 They now appeal.

Both contend that (1) there was insufficient evidence to convict; (2) the trial court erred in allowing the filing of the Information in Lieu of Indictment because it charged new and distinct offenses; (3) the Information did not sufficiently inform them of the basis of the neglect charges; and (4) the trial court erred in allowing expert testimony by a witness not qualified to render such opinions. BRC raises two separate grounds claiming the indictment and information should have been dismissed for failure to identify the “high managerial agents” upon whom corporate criminal liability was based and because BRC was statutorily immune under § 198.012 as a quasi-governmental body.

Information in Lieu of Indictment

The defendants first argue that the trial court erred in allowing the information to be filed because it charged new and distinct offenses although brought under the same criminal statutory sections. The Indictment contained the following charging language against BRC and Rackers in Count 1:

Defendant Patrick D. Rackers knowingly neglected Eva Sapp, a resident of a facility as defined in Section 198.006(6), RSMo by failing to provide reasonable and necessary services, items and supplies to prevent and treat decubitus ulcers which presented a danger to the health, safety and welfare of said Eva Sapp, and Patrick D. Rackers engaged in the conduct constituting this offense as a high managerial agent of the defendant Boone County Retirement Center, Inc. and acted within the scope of his employment and in behalf of the defendant corporation.
Count VII made the same neglect charge as to resident Mary Johnson. 4

The Standard of Review

Whether to allow the amendment of an information or substitution of an information in lieu of an indictment rests within the discretion of the trial court. Rule 23.08 provides in relevant part:

*269 Any information may be amended or substituted for an indictment at any time before verdict or finding if no additional or different offense is charged and if a defendant’s substantial rights are not thereby prejudiced.

Our standard of review on appeal is for abuse of discretion. State v. Endicott, 881 S.W.2d 661, 663 (Mo.App.1994). An amendment or substitution is not permissible if it charges a different offense. State v. Messa, 914 S.W.2d 53, 54 (Mo.App.1996). Amendment or substitution is also prohibited if the defense would be prejudiced. Id. The test of prejudice is whether the planned defense to the original charge would still be available after the amendment. Id. at 54-55.

Rackers and BRC have common and also separate arguments about the Information in Lieu of Indictment. Both contend that the Information charged different offenses. Both charging instruments alleged a failure to supply the two residents “services, items and supplies.” The original Indictment modified those terms by the phrase “that were necessary to prevent and treat decubitus ulcers.” The Information does not contain the reference to decubitus ulcers and both defendants complain that as a result, the charges were broadly expanded resulting in the allegation of new or different offenses. They claim prejudice because the DOA investigation included complaints not related to individual patients and involved general nursing home conditions not related to the treatment of decubitus ulcers. The state argues in response that both documents charge neglect under § 198.070.11, set forth the statutory elements of neglect, and that the reference to decubitus ulcers was mere surplusage. As a result, the state argues, there was no new or different offense charged in the Information.

Neither Rackers nor BRC point to any case holding that an amendment or substitution involving the same statutory section constitutes the charging of a new offense. The charges against the defendants, both before and after the substitution, charged neglect of the same nursing residents under the same statutory section. We do not believe that the Information charged a new or different offense against either defendant by deleting the reference to treatment of decubitus ulcers. We must still consider whether defendants were prejudiced by the amendment.

They do not set forth what defense would have been available to them under the original indictment but was eliminated by the information; nor do they identify what change occurred in the evidence available to them after the information was filed. The state’s response to their request for bills of particulars alleged neglect only by failure to provide services and supplies necessary to prevent and treat decubitus ulcers. We agree with the state that in this instance the amendment made no real change in the theory they prosecuted. The defense was that Rack-ers and BRC acted appropriately in providing care to the two nursing home residents. There was no error in permitting the elimination of the reference to decubi-tus ulcers.

BRC separately argues that the Information in Lieu of Indictment contained other changes with respect to the charges against it and that it was prejudicial error to have allowed its filing. The standard of review is the same as discussed above.

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Cite This Page — Counsel Stack

Bluebook (online)
26 S.W.3d 265, 2000 Mo. App. LEXIS 1006, 2000 WL 818925, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-boone-retirement-center-inc-moctapp-2000.