Commonwealth v. Clinton

CourtMassachusetts Supreme Judicial Court
DecidedApril 27, 2023
DocketSJC 13335
StatusPublished

This text of Commonwealth v. Clinton (Commonwealth v. Clinton) is published on Counsel Stack Legal Research, covering Massachusetts Supreme Judicial Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Clinton, (Mass. 2023).

Opinion

NOTICE: All slip opinions and orders are subject to formal revision and are superseded by the advance sheets and bound volumes of the Official Reports. If you find a typographical error or other formal error, please notify the Reporter of Decisions, Supreme Judicial Court, John Adams Courthouse, 1 Pemberton Square, Suite 2500, Boston, MA, 02108-1750; (617) 557- 1030; SJCReporter@sjc.state.ma.us

SJC-13335

COMMONWEALTH vs. DAVID CLINTON (and nine companion cases1).

Hampden. January 4, 2023. - April 27, 2023.

Present: Budd, C.J., Gaziano, Lowy, Cypher, Kafker, Wendlandt, & Georges, JJ.

Grand Jury. Practice, Criminal, Grand jury proceedings, Indictment. Probable Cause. Evidence, Grand jury proceedings. Wanton or Reckless Conduct. Veteran. Nursing Home. Statute, Construction. Words, "Caretaker," "Create a substantial likelihood of harm."

Indictments found and returned in the Superior Court Department on September 24, 2020.

Motions to dismiss were heard by Edward J. McDonough, Jr., J.

The Supreme Judicial Court granted an application for direct appellate review.

Anna E. Lumelsky, Assistant Attorney General (Kevin Lownds, Assistant Attorney General, also present) for the Commonwealth. Jeffrey J. Pyle (John F.X. Lawler & James W. Lawson also present) for David Clinton.

1 Four against David Clinton, and five against Bennett Walsh. 2

William M. Bennett (Meredith G. Fierro also present) for Bennett Walsh. The following submitted briefs for amici curiae: Judith M. Flynn for Long Term Care Community Coalition & others. Nina Loewenstein, of New York, & Tatum A. Pritchard for Disability Law Center. Anna Richardson for Veterans Legal Services.

WENDLANDT, J. The grand jury indicted the defendants,

Bennett Walsh and David Clinton, the superintendent and medical

director of the Soldiers' Home in Holyoke (Soldiers' Home),

respectively, for elder neglect in violation of G. L. c. 265,

§ 13K (d 1/2) (elder neglect statute), in connection with their

alleged failure to provide treatment or services to the veterans

there housed. The grand jury heard testimony that, seventeen

days after the Governor declared a state of emergency in the

Commonwealth because of the COVID-19 pandemic, these decision

makers directed their staff to consolidate two floors of elderly

veterans, some of whom had dementia, onto one floor. Forty-two

disabled veterans, five of whom were named in the indictments

(named veterans), were crowded into a locked space designed to

house at most twenty-five patients. As one witness told the

grand jury, there were "bodies on top of bodies." "[T]ightly

packed together and sick," and "coughing on top of each other,"

the veterans at this State-run facility were left in their

"johnnies," were placed in beds less than two feet apart, and

were deprived of adequate hydration and food. The grand jury 3

heard that some veterans were nonresponsive; others lay

listless, mouths agape. Those with COVID-19 symptoms

intermingled with those without. Record-keeping was abysmal.

It was, as one witness told the grand jury, "like a war zone."

Three days after the decision to consolidate, as many as ten

veterans had died from COVID-19.

The grand jury also heard that the consolidation ran

against known infection control protocols. Medical best

practices at the time recommended isolation of patients who were

symptomatic from those who were not. Indeed, we were all being

told in the nascent days of the pandemic to remain at a

prescribed "social distance" from each other.

And the grand jury were told that this tragedy could have

been avoided; the defendants were presented with options that

comported with expert advice and infection control guidelines.

Clinton, who absented himself from the Soldiers' Home for his

own health, was told by the chief operating officer of a nearby

hospital that the hospital stood ready, willing, and able to

assist. The grand jury heard that Walsh received calls from the

same hospital official, but he did not return the calls; and he

had daily telephone calls with the Secretary of the Department

of Veterans' Services (DVS) to discuss the Soldiers' Home's

COVID-19 response, yet he hid the mounting staffing crisis and

emergence of COVID-19 symptoms within the Soldiers' Home from 4

the secretary. Instead, the defendants chose silently to

consolidate this vulnerable population together without adequate

space or sufficient staffing to care for them. Because these

facts and other information presented to the grand jury

constituted probable cause to believe that the defendants

violated the elder neglect statute, the Superior Court judge

erred in dismissing the indictments.

Of course, sometimes bad things happen for no discernable

reason, and no one is to blame. At any subsequent trial,

prosecutors will need to prove their case. We conclude only

that they will have the opportunity to do so.2

1. Background. We recite the facts presented to the grand

jury in the light most favorable to the Commonwealth, see

Commonwealth v. Washington W., 462 Mass. 204, 210 (2012),

reserving some details for subsequent discussion.

a. The Soldiers' Home. At all relevant times, the

Soldiers' Home was a State-run facility for eligible veterans3 in

Holyoke, with a long-term care unit and independent living

2 We acknowledge the amicus briefs submitted by the Disability Law Center; the Long Term Care Community Coalition, Dignity Alliance Massachusetts, and the Disability Policy Consortium; and Veterans Legal Services.

3 To be eligible, veterans must have served 180 days of military service; have served ninety days of military service, one of which was during wartime; have received a purple heart; or have a service-related disability. 5

spaces. The long-term care unit housed veterans needing

assistance with activities of daily life, and provided nursing,

medication management, and other services.

In March 2020, about 226 veterans lived in the long-term

care unit, which was divided among five care centers.4 "Care

Center 1," which was originally split between two floors ("1

North" and "2 North"), housed patients with memory issues,

principally dementia, and was locked from the outside.5 In

March 2020, there were forty to fifty veterans in Care Center 1.

At all relevant times, Walsh was the Soldiers' Home

superintendent, the "administrative head of the home," a

position he had held since 2016. G. L. c. 6, § 71, repealed by

St. 2022, c. 144, § 4. See G. L. c. 115A, § 14, inserted by

St. 2022, c. 144, § 66.6 As superintendent, he was vested with

the statutory authority to appoint and remove the medical

director of the Soldiers' Home. G. L. c. 6, § 71. See G. L.

c. 115A, § 14 (c). Clinton, who was the medical director,

"ha[d] responsibility for medical, surgical[,] and outpatient

4 Soldiers' Home staff were hired for particular care centers, for example, Care Center 1, but would at times be asked to "float," i.e., work temporarily in other care centers.

5 Veterans in Care Center 1 were typically housed four to a room.

6 Effective March 1, 2023, G. L. c. 6, § 71, was repealed and replaced by G. L. c. 115A, § 14. Our disposition would be the same with respect to the new statutory language. 6

facilities," as well as for "mak[ing] recommendations to the

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