State v. Baker

2007 VT 84, 934 A.2d 820, 182 Vt. 583, 2007 Vt. 84
CourtSupreme Court of Vermont
DecidedAugust 24, 2007
Docket06-358
StatusPublished
Cited by8 cases

This text of 2007 VT 84 (State v. Baker) is published on Counsel Stack Legal Research, covering Supreme Court of Vermont primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Baker, 2007 VT 84, 934 A.2d 820, 182 Vt. 583, 2007 Vt. 84 (Vt. 2007).

Opinion

934 A.2d 820 (2007)
2007 VT 84

STATE of Vermont
v.
Donald BAKER.

No. 06-358.

Supreme Court of Vermont.

August 24, 2007.

Present: REIBER, C.J., and DOOLEY, JOHNSON, SKOGLUND and BURGESS, JJ.

ENTRY ORDER

¶ 1. The State appeals the decision of the trial court to disqualify the prosecuting attorney and the entire Orleans County State's Attorney's Office (OCSA) based on the appearance of a conflict of interest. While in private practice, before becoming Deputy State's Attorney for Orleans County, Joseph Malgeri represented a co-defendant and State's witness in defendant's *821 case. The issue in this appeal is whether the deputy state's attorney was properly disqualified, under conflict-of-interest rules, because of the earlier representation. We find he was not and reverse.

¶ 2. On December 2, 2004, the Ammex duty-free store in Derby Line, Vermont was robbed. On December 9, 2004, following an investigation of the crime, the State charged defendant with kidnapping and grand larceny in violation of 13 V.S.A. § 2405(a)(1)(E) and 13 V.S.A. § 2501 respectively. More than a year later, the State charged a co-defendant with aiding in the commission of a felony and perjury in relation to that same robbery. The perjury charge resulted from false statements the co-defendant allegedly made during a deposition taken in the defendant's case. The State dismissed the perjury charge as part of a plea agreement resolving all pending charges against the co-defendant. The co-defendant became a chief witness in the prosecution of defendant.

¶ 3. Defense counsel learned on July 20, 2006 that Joseph Malgeri, the deputy state's attorney acting as lead prosecutor in this case, had previously represented the co-defendant on DUI and false-information-to-a-police-officer (FIPO) charges in 1995. Deputy State's Attorney Malgeri had no recollection of this prior representation and therefore did not disclose it.

¶ 4. Defendant subsequently filed a motion to disqualify Deputy State's Attorney Malgeri and the entire OCSA as prosecutors in his case, and the State opposed that motion. The co-defendant entered a waiver of any conflict of interest related to his prior representation by attorney Malgeri on August 8, 2006. The Orleans District Court ruled that the appearance of a conflict of interest was sufficient to warrant disqualification of Deputy State's Attorney Malgeri and, by extension, the whole OCSA office.

¶ 5. There is scarce Vermont case law dealing with a conflict of interest resulting from a prior representation of a co-defendant by the prosecuting attorney against a current defendant. Thus, the trial court examined case law from other jurisdictions in reaching its decision. The court acknowledged that most states find disqualification is not "automatic" in similar circumstances. It reasoned, though, that "`[g]iven the need to protect against the appearance of impropriety and the risk of prejudice attendant on abuse of confidence, however slight,'" Deputy State's Attorney Malgeri should be disqualified. (quoting People v. Tessitore, 178 A.D.2d 763, 577 N.Y.S.2d 680, 682 (1991)). The court then imputed the disqualification to the entire OCSA because various attorneys in the office had appeared in court during the course of the prosecution of both defendant's and the co-defendant's cases, which lasted more than six months.

¶ 6. "A motion to disqualify counsel is a matter that rests within the sound discretion of the trial court, and its ruling will not be disturbed absent an abuse of discretion." Stowell v. Bennett, 169 Vt. 630, 631, 739 A.2d 1210, 1211 (1999) (mem.). "[T]he decision will stand on appeal unless the requesting party shows that the court either failed to exercise its discretion altogether or exercised it for reasons that are clearly untenable or unreasonable." Herald Ass'n v. Dean, 174 Vt. 350, 359-60, 816 A.2d 469, 477-78 (2002) (citing Burlington Free Press v. Univ. of Vt., 172 Vt. 303, 307, 779 A.2d 60, 64 (2001)). When the appellant contends that the trial court erred in applying the law, the review is de novo. Alger v. Dep't of Labor & Indus., 2006 VT 115, ¶ 36, 181 Vt. ___, 917 A.2d 508.

*822 ¶ 7. "The precept that an attorney scrupulously avoid representing conflicting interests and hold inviolate the confidence and secrets entrusted to him by his client" applies equally to a prosecuting attorney as to an attorney in the private sector. State v. Miner, 128 Vt. 55, 61-62, 258 A.2d 815, 819(1969). In Vermont, attorney conflicts of interest are addressed by the Vermont Rules of Professional Conduct, which state, "[a] lawyer who has formerly represented a client in a matter shall not thereafter represent another person in the same or a substantially related matter in which that person's interests are materially adverse to the interests of the former client unless the former client consents after consultation." V.R.Pr.C. 1.9(a). This rule would preclude Deputy State's Attorney Malgeri from representing the State (another person) against the co-defendant "in the same or a substantially related matter." Id. (emphasis added). Here, though, Deputy State's Attorney Malgeri is representing the State against a person other than the co-defendant, and Rule 1.9 must be viewed with this important distinction in mind.

¶ 8. Although there are no Vermont cases which directly address the particular conflict-of-interest issue presented here, two cases are useful in establishing the current state of Vermont law. We applied the framework of Rule 1.9 in State v. Crepeault, in which the defendant in a sexual abuse case had previously been represented by the prosecuting attorney in a CHINS (child in need of care or supervision) proceeding. 167 Vt. 209, 704 A.2d 778 (1997). We held that where a prosecuting attorney becomes aware that she or an associate had previously represented a defendant in a substantially related matter, the attorney has a duty to disclose this relationship to the court and defense counsel. Id. at 218-19, 704 A.2d at 784. Two years later, we addressed the issue in a case in which an attorney represented the defendant in a criminal matter and then represented the plaintiff in a civil suit to regain possession of a mobile home from the same defendant several years later. Stowell, 169 Vt. at 630-31, 739 A.2d at 1210-11. The defendant moved to disqualify the attorney by arguing that, despite a lack of substantial relationship between the matters, the appearance of impropriety was sufficient to justify disqualification. Id. We rejected that argument, however, finding that "`the appearance of impropriety alone is simply too slender a reed on which to rest a disqualification order except in the rarest of cases.'" Id. at 632, 739 A.2d at 1212 (quoting Bergeron v. Mackler, 225 Conn. 391, 623 A.2d 489, 494 (1993)). We found that because the two matters were unrelated no presumption of confidential disclosure arose. Id.

¶ 9.

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Bluebook (online)
2007 VT 84, 934 A.2d 820, 182 Vt. 583, 2007 Vt. 84, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-baker-vt-2007.