State v. Baker

893 N.E.2d 163, 119 Ohio St. 3d 197
Ohio Supreme Court·Decided July 9, 2008·No. No. 2007-1184·Published·Cited by 500 cases

Opinions

Lanzinger, J.

{¶ 1} This case was accepted as a certified conflict between the Ninth and Twelfth District Courts of Appeals to resolve what a judgment of conviction must include pursuant to Crim.R. 32(C) to become a final appealable order. See R.C. 2505.02, delineating final appealable orders. Two interrelated issues are included in this appeal, first, whether “the plea, the verdict or findings, and the sentence,” Crim.R. 32(C), must be contained in one document; and second, whether the judgment of conviction must include the plea entered at arraignment. We hold that the judgment of conviction is a single document that need not necessarily include the plea entered at arraignment.

I. Background

{¶ 2} Appellant, Jermaine Baker, was convicted after a jury trial of having weapons under disability and obstructing official business.1 The judgment of conviction, entered April 9, 2007, stated that “the Defendant was found GUILTY by a Jury Trial * * The judgment of conviction did not state that Baker had previously entered a not guilty plea at his arraignment on October 6, 2006, [198] although that fact was reflected in the October 12, 2006 journal entry of arraignment.

{¶ 3} Baker filed his notice of appeal on May 7, 2007. The state moved to dismiss the appeal for lack of a final order because the judgment of conviction did not contain appellant’s plea, citing State v. Miller, 9th Dist. No. 06CA0046-M, 2007-Ohio-1353, 2007 WL 879666, and State v. Taylor, 9th Dist. No. 06CA008964, 2007-Ohio-2038, 2007 WL 1238602, ¶ 10. The Ninth District Court of Appeals agreed and dismissed Baker’s appeal.

{¶ 4} Pursuant to App.R. 25, appellant filed a motion to certify a conflict between the districts, arguing that the Summit County Court of Appeals’ opinion is in conflict with State v. Postway, 12th Dist. No. CA2002-06-154, 2003-Ohio-2689, 2003 WL 21213409. In Postway, although the judgment entry of conviction stated that the defendant had been found guilty of robbery, it did not state that the defendant had pleaded guilty to that charge. Id. at ¶ 7. Another journalized entry stated that the defendant had pleaded guilty and that the court had accepted the plea. Id. The 12th District held that the two entries were “sufficient to meet the requirements of Crim.R.32(C).” Id. In so holding, the court cited the Ninth District’s earlier case of Wadsworth v. Morrison (Apr. 1, 1992), 9th Dist. No. 2047, 1992 WL 67601, that had been overruled in Miller, 2007-Ohio-1353, 2007 WL 879666, at ¶ 10. Postway’s conviction had been based upon a guilty plea. Postway, 2003-Ohio-2689, 2003 WL 21213409, at ¶ 2. Baker’s conviction resulted from a jury verdict.

{¶ 5} The Ninth District Court of Appeals certified a conflict to this court as follows: “Must the judgment of conviction contain the defendant’s plea, verdict or findings, and the sentence in one document to constitute a final, appealable order under R.C. 2505.02?” We accepted the certified question. State v. Baker, 114 Ohio St.3d 1505, 2007-Ohio-4285, 872 N.E.2d 948.

II. Analysis

{¶ 6} A court of appeals has no jurisdiction over orders that are not final and appealable. Section 3(B)(2), Article IV, Ohio Constitution (“Courts of appeals shall have such jurisdiction as may be provided by law to review and affirm, modify, or reverse judgments or final orders of the courts of record inferior to the court of appeals within the district * * * ”). See also R.C. 2953.02. We have previously determined that “in order to decide whether an order issued by a trial court in a criminal proceeding is a reviewable final order, appellate courts should apply the definitions of ‘final order’ contained in R.C. 2505.02.” State v. Muncie (2001), 91 Ohio St.3d 440, 444, 746 N.E.2d 1092, citing State ex rel. Leis v. Kraft (1984), 10 Ohio St.3d 34, 36, 10 OBR 237, 460 N.E.2d 1372. R.C. 2505.02(B) provides:

[199] {¶ 7} “An order is a final order that may be reviewed, affirmed, modified, or reversed, with or without retrial, when it is one of the following:

{¶ 8} “(1) An order that affects a substantial right in an action that in effect determines the action and prevents a judgment.”

{¶ 9} Undoubtedly, a judgment of conviction qualifies as an order that “affects a substantial right” and “determines the action and prevents a judgment” in favor of the defendant.

{¶ 10} In entering a final appealable order in a criminal case, the trial court must comply with Crim.R. 32(C), which states: “A judgment of conviction shall set forth the plea, the verdict or findings, and the sentence. If the defendant is found not guilty or for any other reason is entitled to be discharged, the court shall render judgment accordingly. The judge shall sign the judgment and the clerk shall enter it on the journal. A judgment is effective only when entered on the journal by the clerk.” Journalization of the judgment of conviction pursuant to Crim.R. 32(C) starts the 30-day appellate clock ticking. App.R. 4(A); see also State v. Tripodo (1977), 50 Ohio St.2d 124, 4 O.O.3d 280, 363 N.E.2d 719.

{¶ 11} We first observe that we are discussing a “judgment of conviction.” In State v. Tuomala, 104 Ohio St.3d 93, 2004-Ohio-6239, 818 N.E.2d 272, ¶ 14, we explored the meaning of the word “conviction”: “A ‘conviction’ is an ‘act or process of judicially finding someone guilty of a crime; the state of having been proved guilty.’ Black’s Law Dictionary (7th Ed.1999) 335. Thus, the ordinary meaning of ‘conviction,’ which refers exclusively to a finding of ‘guilt,’ is not only inconsistent with the notion that a defendant is not guilty (by reason of insanity or otherwise), it is antithetical to that notion. Indeed, the notion that a person is convicted by virtue of being found not guilty is an oxymoron (a ‘not guilty conviction’).”

{¶ 12} There are four ways that a defendant can be convicted of a criminal offense. A defendant may plead guilty either at the arraignment or after withdrawing an initial plea of not guilty or not guilty by reason of insanity. A defendant may enter a plea of no contest and be convicted upon a finding of guilt by the court. A defendant may be found guilty based upon a jury verdict. A defendant also may be found guilty by the court after a bench trial. Any one of these events leads to a sentence. A court cannot sentence a defendant who is found not guilty. See, e.g., Tuomala, 104 Ohio St.3d 93, 2004-Ohio-6239, 818 N.E.2d 272, ¶ 15 (a defendant found not guilty by reason of insanity is not sentenced but rather committed to a hospital). Furthermore, if a defendant maintains a not guilty plea throughout the litigation, the only way that this plea is overridden is through proof beyond a reasonable doubt leading to a guilty verdict during a jury trial or a finding of guilt by the court after a bench trial.

Free access — add to your briefcase to read the full text and ask questions with AI

State v. Baker, 893 N.E.2d 163, 119 Ohio St. 3d 197 (Ohio 2008).

893 N.E.2d 163 (State v. Baker) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

State v. Weaver
2025 Ohio 2256 (Ohio Court of Appeals, 2025)
State v. El-Amin
2023 Ohio 1597 (Ohio Court of Appeals, 2023)
State v. Bowshier
2023 Ohio 959 (Ohio Court of Appeals, 2023)
State v. Faulkner
2023 Ohio 971 (Ohio Court of Appeals, 2023)
State v. Chislton
2023 Ohio 523 (Ohio Court of Appeals, 2023)
State v. Smith
2023 Ohio 327 (Ohio Court of Appeals, 2023)
State v. Jones
2020 Ohio 5443 (Ohio Court of Appeals, 2020)
State ex rel. Haynie v. Rudduck (Slip Opinion)
2020 Ohio 2912 (Ohio Supreme Court, 2020)
State ex rel. Bonner v. Serrott (Slip Opinion)
2020 Ohio 1450 (Ohio Supreme Court, 2020)
State v. Stone
2020 Ohio 1407 (Ohio Court of Appeals, 2020)
State v. Figueroa
2020 Ohio 1328 (Ohio Court of Appeals, 2020)
State v. Craig (Slip Opinion)
2020 Ohio 455 (Ohio Supreme Court, 2020)
State v. Bates
2020 Ohio 267 (Ohio Court of Appeals, 2020)
State v. Mahmood
2019 Ohio 5041 (Ohio Court of Appeals, 2019)
Parma v. Greyssa
2019 Ohio 4576 (Ohio Court of Appeals, 2019)
State v. Hill
2019 Ohio 1606 (Ohio Court of Appeals, 2019)
Singfield v. Larose
2019 Ohio 1679 (Ohio Court of Appeals, 2019)
State v. Cranford
2019 Ohio 91 (Ohio Court of Appeals, 2019)
State ex rel. Daniels v. Russo (Slip Opinion)
2018 Ohio 5194 (Ohio Supreme Court, 2018)
State ex rel. Henley v. Langer (Slip Opinion)
2018 Ohio 5204 (Ohio Supreme Court, 2018)