State v. Alba

697 N.W.2d 295, 13 Neb. Ct. App. 519, 2005 Neb. App. LEXIS 103
CourtNebraska Court of Appeals
DecidedMay 10, 2005
DocketA-04-1125
StatusPublished
Cited by16 cases

This text of 697 N.W.2d 295 (State v. Alba) is published on Counsel Stack Legal Research, covering Nebraska Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Alba, 697 N.W.2d 295, 13 Neb. Ct. App. 519, 2005 Neb. App. LEXIS 103 (Neb. Ct. App. 2005).

Opinions

Sievers, Judge.

INTRODUCTION

Peter J. Alba appeals the sentencing order of the Douglas County District Court after his plea of nolo contendere to two counts of sexual assault of a child, first offense, for which he was sentenced to 5 to 10 years’ imprisonment on count I and 10 to 15 years’ imprisonment on count II, the sentences to run consecutively. The appeal centers on the fact that the State, defense counsel, and the judge treated the crimes in the plea bargain as Class II felonies when they in fact were lesser crimes, Class IV felonies. Alba asks that he be resentenced under the lesser penalties for Class IV felonies. The State argues that we should void the plea agreement, remand the cause, and essentially allow the prosecution to start over because the State did not get the benefit of its plea bargain. We hold that when there is a mistake of law in the plea agreement, the risk of such mistake falls on the [521]*521State. Thus, the plea agreement must be upheld, and Alba is entitled to be resentenced according to the law applicable to Class IV felonies, which is the correct gradation of the crimes in the plea agreement.

FACTUAL AND PROCEDURAL BACKGROUND

On October 28, 2003, Alba was charged by information with two counts of second-offense sexual assault of a child, Class IC felonies, pursuant to Neb. Rev. Stat. § 28-320.01(3) (Cum. Supp. 1996). Count I alleged that “on or about the 1st day of January, 1997,” Alba subjected B.A., “a person of less than fourteen years of age or younger, to sexual contact.” Count II alleged that “on or about the 1st day of January, 1997,” Alba subjected Z.A., “a person of less than fourteen years of age or younger, to sexual contact.”

On August 5, 2004, pursuant to a plea agreement, the State amended the information to allege each count as a first offense, which the State and the judge said made each count a Class II felony. The amended information expressly categorizes the crimes as Class II felonies. At the plea hearing, the trial judge, without objection from defense counsel or the State, advised Alba about the crimes and their penalties as though the crimes were Class II felonies, telling Alba that the crimes each carried a maximum prison sentence of 50 years and a minimum prison sentence of 1 year. Alba entered a plea of nolo contendere and was advised by the judge that he was pleading no contest to two Class II felonies, each of which carried a sentence as described above. A factual basis was entered, Alba’s pleas were accepted, and an order was entered on September 27, 2004, sentencing Alba to imprisonment for 5 to 10 years on count I and for 10 to 15 years on count II, the sentences to be served consecutively. Alba appeals the sentences to this court.

ASSIGNMENTS OF ERROR

Alba asserts that the trial court erred by imposing an excessive sentence on each count.

STANDARD OF REVIEW

Whether an appellate court is reviewing a sentence for its leniency or its excessiveness, a sentence imposed by a district [522]*522court that is within the statutorily prescribed limits will not be disturbed on appeal unless there appears to be an abuse of the trial court’s discretion. State v. Hamik, 262 Neb. 761, 635 N.W.2d 123 (2001). A judicial abuse of discretion exists only when the reasons or rulings of a trial judge are clearly untenable, unfairly depriving a litigant of a substantial right and denying a just result in matters submitted for disposition. Id.

ANALYSIS

Statutory Penalty in Effect at Time of Crime Controls.

Under § 28-320.01, first-offense sexual assault of a child at the time of the crime was a Class IV felony, but the statute was later amended to change first-offense sexual assault of a child to a Class IIIA felony. See 1997 Neb. Laws, L.B. 364 (operative date July 1, 1998). Alba contends that because the crimes set forth in the information were alleged to have occurred on or about January 1, 1997, the version of § 28-320.01 classifying first-offense sexual assault as a Class IV felony controls here.

We agree that the penalty provisions of § 28-320.01 in effect at the time of the alleged crimes set forth in the amended information, which provisions made first-offense sexual assault of a child a Class IV felony, are controlling, rather than the legislative amendment operative July 1, 1998, which made the crimes Class IIIA felonies. See State v. Gray, 259 Neb. 897, 612 N.W.2d 507 (2000) (law which creates or enhances penalties that did not exist when offense was committed is unenforceable ex post facto law).

Effect of Mistake in Plea Agreement.

Alba contends that his sentences are illegal because they are not authorized for the crimes to which he pled no contest as part of the plea agreement. Alba’s sentences were the result of a mistake in the proceedings by which the original charges were reduced from second- to first-offense sexual assault of a child, but the amended charges were wrongfully treated as Class II felonies — and treated as such by the State, the trial judge, and defense counsel. While the punishment for a Class II felony is 1 to 50 years’ imprisonment, no such sentence is authorized for a first-offense violation of § 28-320.01, which is what Alba pled to and was found guilty of. Thus, the sentences imposed were [523]*523illegal because they were not authorized under § 28-320.01 and because they exceed the 5-year maximum sentence authorized at the time of Alba’s crimes of first-offense sexual assault of a child. A sentence is illegal when it is not authorized by the judgment of conviction or when it is greater or less than the permissible statutory penalty for the crime. U.S. v. Greatwalker, 285 F.3d 727 (8th Cir. 2002). See, also, State v. Loiter, 255 Neb. 456, 586 N.W.2d 591 (1998) (sentence imposed was invalid in that maximum period of incarceration specified exceeded that which was authorized by statute), cert. denied 526 U.S. 1162, 119 S. Ct. 2056,144 L. Ed. 2d 222 (1999); State v. Hedglin, 192 Neb. 545, 222 N.W.2d 829 (1974) (minimum portion of sentence was void as being in excess of minimum authorized by statute). Accordingly, we must vacate Alba’s sentences.

However, because the sentences were the result of a plea agreement, we must determine whether such agreement must also be vacated, as the State contends, or whether the remedy is to order resentencing of Alba for the correct gradation of the crimes to which he pled. We note that Alba does not complain of any due process violation from the obvious mistake made by his defense counsel, the State, and the trial judge in classifying the crime as a Class II felony instead of a Class IV felony. While the trial judge was clearly remiss in his duty to correctly advise Alba about the applicable penalties, Alba does not assign such as error. See State v. Irish, 223 Neb. 814, 394 N.W.2d 879

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State v. Alba
697 N.W.2d 295 (Nebraska Court of Appeals, 2005)

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Bluebook (online)
697 N.W.2d 295, 13 Neb. Ct. App. 519, 2005 Neb. App. LEXIS 103, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-alba-nebctapp-2005.