State of Rhode Island Department of Environmental Management v. Administrative Adjudication Division

60 A.3d 921, 2012 WL 6062560, 2012 R.I. LEXIS 144
CourtSupreme Court of Rhode Island
DecidedDecember 6, 2012
Docket2011-81-M.P.
StatusPublished
Cited by7 cases

This text of 60 A.3d 921 (State of Rhode Island Department of Environmental Management v. Administrative Adjudication Division) is published on Counsel Stack Legal Research, covering Supreme Court of Rhode Island primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State of Rhode Island Department of Environmental Management v. Administrative Adjudication Division, 60 A.3d 921, 2012 WL 6062560, 2012 R.I. LEXIS 144 (R.I. 2012).

Opinion

OPINION

Justice FLAHERTY, for the Court.

The discovery of a catch of flounder that exceeded the allowable limit by thirty-seven pounds has led to a dispute that eventually has wended its way to this Court. On May 22, 2007, the F/V Cracker Jac, owned by Daniel R. Barlow, was tied to the dock at the fishing pier at Point Judith in Narragansett. Two enforcement officers of the Rhode Island Department of Environmental Management (DEM) boarded the boat at a time when Barlow was not on board and said they discovered that the amount of summer flounder he had caught that day was more than was permitted under the applicable regulations. A notice of violation followed, and a trail of litigation ensued that now terminates in this Court.

Barlow seeks review by way of certiorari of a judgment of the Superior Court that reversed a hearing officer’s decision and reinstated DEM’s decision, which found Barlow ineligible to participate in its 2010 Summer Flounder Sector Allocation Pilot Program (pilot program). That agency determined that Barlow was ineligible to participate in the pilot program because of a previous consent agreement he had entered into with the department. The agreement reflected a settlement of the above-mentioned allegation that Barlow had violated a state marine fisheries regulation for catch limits. The DEM contended that the consent agreement was an administrative penalty that justified disqualifying Barlow from participating in the pilot program. On appeal from the Administrative Adjudication Division of DEM (AAD), a justice of the Superior Court agreed. Barlow then petitioned this Court for a writ of certiorari, which we granted on June 8, 2011.

This case came before the Supreme Court for oral argument on September 27, 2012, based on an order directing the parties to appear and show cause why the issues raised in this appeal should not summarily be decided. After hearing the arguments and examining the memoranda filed by the parties, we are of the opinion that cause has not been shown, and we proceed to decide the appeal at this time without further briefing or argument. For *923 the reasons set forth in this opinion, we quash the judgment of the Superior Court.

I

Facts and Travel

The facts underlying this controversy are not subject to significant dispute. On May 22, 2007, DEM law enforcement officers alleged that Barlow violated Rhode Island Marine Fisheries Regulation § 7.7.2-2 by landing 137 pounds of summer flounder, which exceeded the 100-pound limit. 1 DEM sent Barlow a notice of violation, informing him thereby that any and all of his commercial fishing licenses would be suspended for a period of thirty days because of the violation. Barlow appealed that order of suspension and requested a hearing before the AAD. In mid-December of 2008, without engaging in any adjudicative process, Barlow and DEM settled the matter, and they entered into a consent agreement, concurring that Barlow’s commercial fishing licenses would be suspended for a period of ten days, that he would be absolved of any liability arising from the alleged violation, and that if Barlow violated a fishing regulation in the future, DEM would impose a “first tier” penalty upon him, as if it were his first violation. Additionally, the parties agreed that the consent agreement “shall have the full force and effect of a final administrative adjudication, shall be deemed a final administrative decision * * * and shall be fully enforceable in the Superior Court.” 2

In 2010, Barlow applied to participate in DEM’s Summer Flounder Sector Allocation Pilot Program, that would have allowed a daily catch of between 500 and 1,500 pounds of summer flounder. That program would be lucrative for the fishermen, and Barlow expected to earn between $80,000 and $40,000 by engaging in it. However, in a letter dated June 15, 2010, DEM’s Division of Fish and Wildlife informed Barlow that he was ineligible to take part in the pilot program because he had been assessed an administrative penalty for violating a state marine fisheries regulation within the previous three years, referring to the 2008 consent agreement. Barlow appealed the denial of his application to the AAD; a hearing was held on September 8, 2010. The AAD reversed the decision of DEM’s Division of Fish and Wildlife, finding that the consent agreement was not an administrative penalty because it absolved Barlow of all liability arising from the alleged violation of May 22, 2007. The AAD directed DEM’s Division of Fish and Wildlife to allow Barlow to participate in the pilot program. The DEM then appealed the decision of the AAD to the Superior Court under the Administrative Procedures Act, G.L.1956 chapter 35 of title 42, and the court granted a stay of the AAD’s decision. A hearing was held on February 18, 2011.

The trial justice sustained the appeal of the agency. In his decision, the trial justice held that the AAD had erred when it concluded that the consent agreement was not an administrative penalty. In doing so, he reasoned that the consent agreement had the same legal effect as an order issued based on an administrative adjudication. He based that finding on language in the consent agreement that stated that it “shall have the full force and effect of a final administrative adjudication, shall be deemed a final administrative decision * * * and shall be fully enforceable in the Superior Court * * The trial justice *924 also held that the denial of Barlow’s application to participate in the pilot program was not an ex post facto law, nor did it result in an excessive penalty. Accordingly, he reinstated DEM’s decision denying Barlow’s application. Barlow then sought review in this Court.

II

Standard of Review

“This Court, in reviewing cases brought under the Administrative Procedures Act, G.L.1956 chapter 35 of title 42, is limited to reviewing questions of law.” Foster-Glocester Regional School Committee v. Board of Review, Department of Labor and Training, 854 A.2d 1008, 1012 (R.I.2004). “On certiorari, this Court will not weigh the evidence,” instead “we limit the scope of our review to the record as a whole to determine whether any legally competent evidence exists therein to support the trial court’s decision or whether the trial court committed error of law in reaching its decision.” Id. (quoting Rhode Island Temps, Inc. v. Department of Labor and Training, Board of Review, 749 A.2d 1121, 1124 (R.I.2000)). “This Court does not substitute its judgment for that of the agency concerning the credibility of witnesses or the weight of the evidence concerning questions of fact.” Id. (quoting Tierney v. Department of Human Services, 793 A.2d 210, 213 (R.I.2002)).

However, “[tjhis Court reviews questions of law, including those premised on contract interpretation, de novo.” Rodrigues v. DePasquale Building and Realty Co.,

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60 A.3d 921, 2012 WL 6062560, 2012 R.I. LEXIS 144, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-of-rhode-island-department-of-environmental-management-v-ri-2012.