STATE OF NEW JERSEY VS. DAWAN INGRAM (14-03-0827, ESSEX COUNTY AND STATEWIDE)

CourtNew Jersey Superior Court Appellate Division
DecidedApril 1, 2021
DocketA-0592-20
StatusUnpublished

This text of STATE OF NEW JERSEY VS. DAWAN INGRAM (14-03-0827, ESSEX COUNTY AND STATEWIDE) (STATE OF NEW JERSEY VS. DAWAN INGRAM (14-03-0827, ESSEX COUNTY AND STATEWIDE)) is published on Counsel Stack Legal Research, covering New Jersey Superior Court Appellate Division primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
STATE OF NEW JERSEY VS. DAWAN INGRAM (14-03-0827, ESSEX COUNTY AND STATEWIDE), (N.J. Ct. App. 2021).

Opinion

NOT FOR PUBLICATION WITHOUT THE APPROVAL OF THE APPELLATE DIVISION This opinion shall not "constitute precedent or be binding upon any court." Although it is posted on the internet, this opinion is binding only on the parties in the case and its use in other cases is limited. R. 1:36-3.

SUPERIOR COURT OF NEW JERSEY APPELLATE DIVISION DOCKET NO. A-0592-20

STATE OF NEW JERSEY,

Plaintiff-Appellant,

v.

DAWAN INGRAM,

Defendant-Respondent. ________________________

Argued March 16, 2021 – Decided April 1, 2021

Before Judges Haas and Natali.

On appeal from an interlocutory order of the Superior Court of New Jersey, Law Division, Essex County, Indictment No. 14-03-0827.

Frank J. Ducoat, Special Deputy Attorney General/Acting Assistant Prosecutor, argued the cause for appellant (Theodore N. Stephens II, Acting Essex County Prosecutor, attorney; Frank J. Ducoat, of counsel and on the brief).

Alison Perrone, First Assistant Deputy Public Defender, argued the cause for respondent (Joseph E. Krakora, Public Defender, attorney; Alison Perrone, of counsel and on the brief). PER CURIAM

By leave granted, the State appeals from the Law Division's September

28, 2020 order, which denied its motion to disqualify Andrew Burroughs, Esq.,

an attorney assigned by the Office of the Public Defender (OPD), from

representing defendant in connection with his petition for post-conviction relief

(PCR). The State asserted that Burroughs was barred from serving as

defendant's designated attorney under RPC 1.9(a) because Burroughs had

previously worked as an assistant prosecutor on the case that led to the same

convictions from which he was now seeking PCR on defendant's behalf.

After considering this contention in light of the record and the applicable

law, we agree that RPC 1.9(a) clearly prohibits Burroughs from representing

defendant on his PCR petition. Therefore, we reverse the September 28, 2020

order and remand for further proceedings.

I.

By way of background, RPC 1.9(a) addresses a lawyer's duties to former

clients and states:

A lawyer who has represented a client in a matter shall not thereafter represent another client in the same or a substantially related matter in which that client's interests are materially adverse to the interests of the

A-0592-20 2 former client unless the former client gives informed consent confirmed in writing. [1]

As our Supreme Court stated in its seminal decision interpreting this Rule:

In clear language, RPC 1.9(a) begins with a prohibition that precludes an attorney from engaging in the representation of an adverse client in the same matter unless the former client consents in writing. RPC 1.9(a). Therefore, if the prior and subsequent matters are indeed the same, the representation, absent written consent of the former client, is prohibited.

[Twenty-First Century Rail Corp. v. N.J. Transit Corp., 210 N.J. 264, 275-76 (2012).]

In strictly interpreting the terms of this Rule, the Supreme Court also stated:

We recognize that a client's right to be represented by counsel of [his] choosing is an important one to be both cherished and protected. We also reiterate, however, that the right is not unfettered, but is one that can only be appropriately exercised in careful compliance with the [Rules of Professional Conduct] that govern attorneys and that serve to protect the legitimate interests of their former clients. In particular, the clear proscription included in RPC 1.9(a) against undertaking representation, in the same matter, of a client whose interests are materially adverse to a previously-represented client requires that the motion to disqualify be granted.

[Id. at 279 (emphasis added).]

1 RPC 1.9(d) further provides that "[a] public entity cannot consent to a representation otherwise prohibited by this Rule." A-0592-20 3 II.

The facts underlying Burroughs' past work with the State on the trial that

resulted in defendant's convictions, and his subsequent attempt to serve as

defendant's PCR attorney in a challenge to those convictions, are not in dispute.

We address each stage of the litigation in turn.

A.

In March 2014, an Essex County grand jury charged defendant in a three-

count indictment with first-degree murder, N.J.S.A. 2C:11-3(a)(1) and (2);

second-degree unlawful possession of a weapon, N.J.S.A. 2C:39-5(b); and

second-degree possession of a weapon for an unlawful purpose, N.J.S.A. 2C:39-

4(a). State v. Ingram, No. A-0463-16 (App. Div. Apr. 12, 2019) (slip op. at 1,

5), certif. denied, 240 N.J. 12 (2019).

Defendant was tried before a jury in a trial that took much of the month

of June 2016 to complete. Sometime before the proceedings began on the

morning of June 22, 2016, which was the day before the State rested its case in

chief, the trial judge received a telephone call from Juror No. 1. The juror

explained that the county prosecutor's office had executed a search warrant at

her home earlier that morning in connection with a criminal investigation of her

A-0592-20 4 adult son. When no one immediately answered the door at the juror's house, the

officers "ma[d]e [a] forceful entry" of the residence.

When the attorneys for both sides later arrived in court, the judge advised

them of the call and stated that "[t]he police were kind enough to drop [the juror]

off and she is now downstairs." After some discussion, the judge and the parties

agreed they should question the juror.

The judge called Juror No. 1 to the courtroom. After asking the juror to

confirm the nature of the search warrant that had been executed at her home, the

judge inquired as to whether the fact that the State "is the person [sic] bringing

[that] matter forward, would . . . in any way, interfere with your ability to be fair

and impartial in this case." The juror replied, "[n]o."

Roger Imhof, Esq., the assistant prosecutor for the State, then asked the

juror if she would "be able to focus on the trial" as the result of what had

happened that morning. The juror answered, "I honestly don't know." The juror

also explained that the matter involving her son would "[p]robably" be

"weighing on her mind . . . ." In response to questions posed by defendant's

attorney, the juror stated that although the incident with her son would not

"impact upon [her] ability to be fair and impartial in this case[,]" she "honestly

A-0592-20 5 [did not] know" whether it would "impede [her] ability to concentrate on what's

going on" during the trial.

The judge asked Juror No. 1 to leave the courtroom. At that point, Imhof

expressed concern that the juror would be too distracted by her son's case to

concentrate on the issues involved in defendant's trial. At the same time, he

acknowledged that the juror stated she could be "fair and impartial to the State."

As an alternative to excusing the juror for cause, Imhof suggested that the judge

immediately designate Juror No. 1 as the alternate juror rather than waiting to

make that determination at the end of the trial.2 That way, according to the

prosecutor, the parties would not have to worry if the juror would be distracted

since she would only serve on the jury during its deliberations if one of the

remaining jurors needed to be excused. If that occurred, Imhof proposed that

the court and parties voir dire the juror again to ensure she had paid attention to

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Bluebook (online)
STATE OF NEW JERSEY VS. DAWAN INGRAM (14-03-0827, ESSEX COUNTY AND STATEWIDE), Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-of-new-jersey-vs-dawan-ingram-14-03-0827-essex-county-and-njsuperctappdiv-2021.