Judgment rendered February 26, 2025. Application for rehearing may be filed within the delay allowed by Art. 922, La. C. Cr. P.
No. 56,080-KA
COURT OF APPEAL SECOND CIRCUIT STATE OF LOUISIANA
*****
STATE OF LOUISIANA Appellee
versus
MITCH BRATTON Appellant
Appealed from the Thirty-Seventh Judicial District Court for the Parish of Caldwell, Louisiana Trial Court No. 99,763
Honorable Jimmy C. Teat (Ad Hoc), Judge
CAMERON MURRAY & ASSOCIATES Counsel for Appellant By: H. Cameron Murray Clint R. Hanchey Jane Hogan
LIZ MURRILL Counsel for Appellee Attorney General
DARWIN C. MILLER MICHELLE ANDERSON THOMPSON IRENA ZAJICKOVA Assistant Attorneys General
Before PITMAN, THOMPSON, and ELLENDER, JJ. THOMPSON, J.
Following a lengthy trial, the elected chief of police for the Village of
Grayson in Caldwell Parish, Louisiana, was convicted by a unanimous jury
of multiple counts of malfeasance in office related to funds in and
accounting for a narcotics fund, felony theft of seized cash, and possession
of two controlled substances. During the investigation by Louisiana State
Police detectives, the police chief claimed that he was simply chaotically
disorganized and messy as the reason for the presence of drugs in his
vehicle, missing cash, and the absence of recordkeeping for years of narcotic
fund transactions. The jury rejected his explanation and found him guilty on
all counts. He now appeals those convictions and his subsequent sentences,
fines, and ordered restitution. For the reasons set forth in greater detail
below, we affirm his convictions, affirm in part and vacate in part his
sentences, and remand this matter with instructions.
FACTS AND PROCEDURAL HISTORY
On May 18, 2020, Mitch Bratton (“Bratton”), the chief of police of
the Village of Grayson, called the Louisiana State Police (“LSP”) about
suspicions that Rosetta Mercer (“Mercer”), the town clerk, was stealing
funds from the town. Detective Nicolas Blake of the LSP interviewed
Mercer and obtained a court order for bank records for Grayson’s narcotics
account. On June 4, 2020, LSP detectives, including Det. Blake, went to
Grayson to speak to Bratton and ask him to provide records related to
Grayson’s narcotics fund. Bratton told detectives that the documents could
be somewhere in his office or elsewhere in the town hall building.
Detectives were unable to locate any documents related to the narcotics fund
from the years 2016 through 2019, despite searching multiple areas of the building
and many different boxes.
Bratton told detectives that he knew how to keep records and that he
used the narcotics fund to perform investigations and pay informants in
Grayson. Near the end of the search by the detectives, a woman named
Francis Wooten (“Wooten”) arrived at the town hall to speak to Bratton
about a complaint. She told the detectives that Bratton had stolen $1,150
from her. Bratton told the detectives that he had arrested her husband, Jacob
Canada (“Canada”), and confiscated the $1,150 cash from him during the
arrest. When questioned about these funds, Bratton told the detectives that
the cash was missing and may have fallen out of his police vehicle.
LSP detectives then searched Bratton’s police vehicle and found a
suboxone strip, several tablets and partial tablets of Xanax, and a plastic
baggy in the cup holders. The suspected drugs were submitted to the crime
lab for analysis. The crime lab identified the drugs as buprenorphine and
flualprazolam, which is alprazolam and with a fluorine bonded to it.
alprazolam is also known as Xanax.
On August 18, 2020, Bratton was charged with one count of
malfeasance in office, two counts of theft, and one count of obstruction of
justice, to which he pleaded not guilty. On May 13, 2022, a grand jury
returned an indictment charging the defendant with malfeasance in office
(counts 1-6), unauthorized use of a movable (count 7), possession of
flualprazolam (count 8), and possession of buprenorphine (count 9), in
violation of La. R.S. 14:134(A)(1), 14:68(A), 40:966(C)(1)(a), and
40:968(C). The State later amended count 6 to theft, a violation of La. R.S.
14:67(A)(3) and amended Count 8 to possession of alprazolam, a violation 2 of La. R.S. 40:969(C). Bratton filed a motion to quash the first two counts
of malfeasance on the basis of prescription, which was denied by the trial
court.
On June 26, 2023, the jury trial began. The trial lasted until July 6,
2023, with numerous witnesses for the prosecution and defense:
LSP Detective Nicolas Blake was the first witness, who testified that
Bratton initially called his office to report concerns that Mercer was stealing
money. He testified that Bratton had no specific allegations or evidence that
Mercer was stealing money. He later met with Mercer and her attorney, and
she was not arrested for any crime. Det. Blake described receiving banking
records for Grayson, specifically for the narcotics account. Det. Blake
described that Bratton would request money for specific narcotics
investigations and the money would be transferred to him. Det. Blake
discussed photographs he had taken of Bratton’s office and described it as
messy and chaotic. When testifying about Bratton’s work area, Det. Blake
identified a brown paper bag with a broken seal on it. When questioned as
to what it was, he stated, “unsecure evidence.” Defense counsel then moved
for a mistrial pursuant to 404(B), and the motion for mistrial was denied by
the trial court.
Det. Blake further testified that Bratton directed them to several
different spots to search for records related to the narcotics fund, but they
found no documentation related to the narcotics fund from 2016 through
2019 and Bratton could produce no such records. Det. Blake described how
Wooten arrived at Bratton’s office as the detectives were searching. After a
conversation with her, the detectives also searched Bratton’s police vehicle.
The detectives discovered a Suboxone strip, partial tablets, and a baggy in 3 the cup holder of the police vehicle. The tablets found in the police unit had
been seized by Bratton on May 16, 2020 and were found by detectives on
June 4, 2020. The actual quantity of tablets originally seized by Bratton was
never determined. The suspected drugs were sent to the crime lab for
identification by the detectives with LSP as part of this investigation.
Det. Blake identified numerous checks from Citizen’s Progressive
Bank made out to Bratton from the narcotics account. Det. Blake clarified
that the areas searched were not the sole province of Bratton, but open to the
entire police department. He testified that he searched Bratton’s phone and
found no evidence of him working narcotics cases or speaking with
informants. He stated that he did not read the entirety of the phone record
but spent several hours searching using key words. Det. Blake stated that
Bratton had claimed he could not find certain documents because Mercer
had rearranged his office, but Mercer told Det. Blake that she had not moved
any of Bratton’s documents. Bratton testified that many other employees,
including Mercer and her husband, the assistant chief of police, had access
to the police records.
North Louisiana Crime Lab forensic chemist Leola Summerville was
next to testify at trial, and the trial court certified her as an expert in the field
of forensic chemistry. Regarding the drugs found in Bratton’s police unit,
she testified that the common name for alprazolam is Xanax. She analyzed
two tablets removed from Bratton’s police vehicle and the result was
flualprazolam, which is a fluorinated analog of alprazolam. Alprazolam is
the parent structure inside of flualprazolam, and flualprazolam cannot exist
without alprazolam. The Suboxone strip she tested that was removed from
Bratton’s vehicle contained buprenorphine. Regarding the notion the 4 Grayson Police Department was active in arresting and prosecuting drug
cases, she noted that only five cases had been submitted to the crime lab for
analysis since 2016 from Grayson’s police department.
Caldwell Parish Sheriff’s Department patrol deputy John Stott
testified that he went to assist Bratton on a call on May 16, 2020, along with
another deputy, Chuck Esters. Bratton had pulled over three men, and a set
of Suboxone strips was found and seized by Bratton. He testified that
Bratton chose to release the three suspects, rather than to charge them for
possession of the drugs found, but that Bratton retained the drugs he took
from the suspects. Apparently based on something discussed with the three
suspects, Bratton asked the deputies to follow him to Jacob Canada’s house.
Bratton made contact with Canada and patted him down. Bratton removed
Canada from the deputies’ sight for about 10 minutes, then returned and
arrested him. Deputy Esters did another patdown of Canada and pulled cash
out of Canada’s pocket.
Deputy Stott further testified that after the money was counted,
Bratton took the money, folded it, said “I’ll take that,” and put it in his
pocket. Deputy Stott testified that this was abnormal behavior. In his
experience, the money would be put in an evidence bag, labeled with the
case number, the amount, where it came from, who it came from, and the
amount of the cash. Deputy Esters transferred Canada to jail and was
followed by Bratton. He testified that Bratton stated on the police radio that
he would be taking the $1,150 dollars taken from Canada to log into the jail.
There was no record at trial that the cash had ever been logged into the jail.
Rashay Jacob Canada, Canada’s son, testified how he gave his father
$450 dollars of his Covid stimulus money and how it was confiscated by the 5 police. He testified his money has not been returned to him. Francis
Wooten, Canada’s wife, testified that she gave her husband $700 of her
Covid stimulus money to hold and to use to pay bills and the rent. It was
also confiscated by Bratton. She testified that she told Bratton that the
money he took from Canada was her and her son’s Covid stimulus money.
She stated that the money was for the payment of rent and other bills, and
because she did not have the money, she got kicked out of her home.
Wooten testified that she called Bratton every day after Canada’s arrest,
seeking her money, but never got a call back. She went to the police station
and encountered the LSP detectives. She testified that the charges were
eventually dismissed against her husband but that the money was never
returned to her.
Caldwell Parish Sheriff’s Office Chief Deputy Jack McKeithen
testified that as chief deputy he acts as the custodian of records for the
sheriff’s office. He testified regarding the radio transmission made by
Bratton stating that he would take the $1,150 and log it into the jail.
David Ryan Vercher testified that he is a certified public accountant
and was qualified by the trial court as an expert in accounting with a
specialization in the arena of governmental auditing. Vercher was the
auditor of the Village of Grayson but had never specifically examined the
narcotics fund. He testified that municipalities are required to maintain
records for auditing purposes. He stated that Louisiana law requires elected
public officials and department heads within a municipality, including the
elected chief of police, to maintain and exercise diligence in maintaining
records for a minimum of three years. Examples of such records would be
documentation related to money transactions or nonmonetary assets. 6 Vercher clarified that while the municipality had a duty to maintain records,
the chief of police also had a legislative duty to maintain records.
Grayson Mayor Melissa Bratton testified that she was elected mayor
of Grayson in 2019 and that Bratton is her husband’s cousin. She testified
that Grayson operated the narcotics fund from 2016 through 2019, but the
fund was terminated in 2019 because Grayson could not afford it anymore.
She stated that Bratton was the person receiving funds from the narcotics
fund but that she never saw any documentation related to how the money
was being spent. She testified that Bratton told her he used the money to
pay informants. She admitted that she never asked for actual documentation
related to the fund.
Louisiana State Police Detective Sergeant Albert Paxton testified that
he aided LSP Det. Blake with the search for records in Bratton’s offices. He
described the various locations Bratton suggested that they may be able to
find records related to the narcotics fund and testified that Bratton suggested
the cash from Canada may have fallen out of his patrol vehicle. Det. Paxton
felt that Bratton was not being honest or forthcoming regarding his answers
to the whereabouts of the narcotics fund records. He testified that Bratton
told him that “he wasn’t good with records, and he half-assed his records,”
later stating, “I don’t do a very good job.”
After the State rested its case, the defense called Caldwell Parish
Sheriff Clay Bennett, who testified that the Sheriff’s office did not conduct
narcotics investigations with Grayson police. He stated that they do have a
working relationship and there may have been times that they exchanged
information regarding narcotics investigations.
7 Jacob Canada testified regarding the cash confiscated by Bratton,
noting that the $1,150 belonged to his wife and child, clarifying the amount
taken from him by Bratton. Ron Schleuter was qualified as an expert in law
enforcement and narcotics investigation by the trial court and testified that
there is no requirement for officers to place seized evidence into evidence
bags, as long as the officer keeps the evidence secure and can attest that it
was in a secure and safe location. On cross-examination, he testified, after
being shown a photograph of Bratton’s police vehicle, that he would not
recommend securing evidence in such a place and it would violate his
department’s policy. He testified that it was unacceptable for money to fall
out of a police vehicle.
Chris Navarro testified that he worked as an informant for Grayson
police and was paid $250 by Bratton many times to set up drug transactions.
Teresa Roberts, the current town clerk, testified that Mercer’s personnel
records were missing and that it is her job to maintain records for Grayson.
Louis Champagne was the chief public defender for Caldwell Parish and
received subsidies from Grayson. He testified that while Mercer was the
clerk, the payments to his office were late and that he received no payments
from August of 2019 through 2020 from her. Savannah Meredith testified
that she worked with Mercer and saw Mercer taking documents from
Bratton’s office in an effort to clean it up in 2019. Glenn Guillory testified
that Mercer converted a storage room into her office and was often moving
files around to various locations. Michael Head testified that he was a
maintenance man for Grayson and was once instructed to take five boxes to
the dumpster by Mercer, some of which were labeled as “Grayson Police
Department.” 8 On June 30, 2023, the State dismissed count 5 (malfeasance in office)
and count 6 (unauthorized use of a movable). Trial proceeded on the
remaining counts. On July 6, 2023, a unanimous jury found Bratton guilty
on all remaining counts.
On September 21, 2023, the trial court conducted a sentencing hearing
wherein Wooten gave a victim impact statement and Bratton presented
several witnesses to testify as to his character. After reviewing the
testimony and presentence investigation report, the trial court sentenced
Bratton as follows:
1. Count 1, Malfeasance in Office: three years at hard labor and a $1,000 fine.
2. Count 2, Malfeasance in Office: three years at hard labor with a $1,000 fine.
3. Count 3, Malfeasance in Office: three years at hard labor with a $1,000 fine.
4. Count 4, Malfeasance in Office: three years at hard labor with a $1,000 fine.
5. Count 7, Felony Theft: three years at hard labor and a $1,000 fine.
6. Count 8, Possession of Alprazolam: three years at hard labor with a $1,000 fine.
7. Count 9, Possession of Buprenorphine: sentenced to three years at hard labor with a $1,000 fine.
As noted above, counts 5 and 6 were dismissed by the State during trial.
The trial court ordered that the prison sentences were to run concurrently,
with two years suspended. The fines were ordered to run consecutively, and
credit was given for time served. Bratton was ordered to pay restitution in
the amount of $1,150 to Wooten.
Bratton filed a motion to reconsider sentence, which was denied. This
appeal followed. 9 DISCUSSION
Bratton asserts five assignments of error, which will each be
addressed below.
First Assignment of Error: The evidence is legally insufficient to sustain Mitch Bratton’s convictions.
Bratton first contends that the State failed to provide sufficient
evidence to convict him of all charges. The standard of appellate review for
a sufficiency of the evidence claim is whether, after viewing the case in a
light most favorable to the prosecution, any rational trier of fact could have
found the essential elements of the crime proven beyond a reasonable doubt.
Jackson v. Virginia, 443 U.S. 307, 99 S. Ct. 2781, 61 L. Ed. 2d 560 (1979);
State v. Tate, 01-1658 (La. 5/20/03), 851 So. 2d 921, cert. denied, 541 U.S.
905, 124 S. Ct. 1604, 158 L. Ed. 2d 248 (2004); State v. Steines, 51,698 (La.
App. 2 Cir. 11/15/17), 245 So. 3d 224. This standard, now legislatively
embodied in La. C. Cr. P. art. 821, does not provide the appellate court with
a vehicle to substitute its own appreciation of the evidence for that of the
fact finder. Steines, supra.
The appellate court does not assess the credibility of witnesses or
reweigh the evidence. State v. Smith, 94-3116 (La. 10/16/95), 661 So. 2d
442; Steines, supra. A reviewing court affords great deference to a jury’s
decision to accept or reject the testimony of a witness in whole or in part.
State v. Copeland, 52,742 (La. App. 2 Cir. 9/25/19), 280 So. 3d 848, writ
denied, 19-01646 (La. 9/27/21), 324 So. 3d 89. We will address each of
Bratton’s convictions below.
10 Malfeasance Convictions
Bratton first contends that the State failed to provide sufficient
evidence to convict him on each of the four counts of malfeasance.
Malfeasance in office occurs when any public officer and public employee
shall intentionally refuse or fail to perform any duty lawfully required of
him, as such officer or employee; or intentionally perform any such duty in
an unlawful manner. La. R.S. 14:134(A)(1)-(2).
Under this statute, the State must prove the existence of a law or
statute imposing an affirmative duty on the defendant as a public officer and
that the defendant intentionally refused or failed to perform that duty or
intentionally performed that duty in an unlawful manner. State v.
Thompson, 15-0886 (La. 9/18/17), 233 So. 3d 529. The duty must be one
expressly imposed by law on the public officer because the officer is entitled
to know exactly what conduct is expected of him in his official capacity and
what conduct will expose him to criminal charges. Id. Intent is an essential
element of the offense. As a state of mind, specific intent need not be
proved as a fact but may be inferred from the circumstances of the
transaction and the actions of the defendant. Id.
At all relevant times herein, La. R.S. 44:412(A)1 stated:
The head of each agency of the state and its subdivisions shall establish and maintain an active, continuing program for the economical and efficient management of the records of the agency. Such program shall provide for: effective controls over the creation, maintenance, and use of records in the conduct of current business; cooperation with the division in applying standards, procedures, and techniques designed to improve the management of records, promote the maintenance and security of records deemed appropriate for preservation, and facilitate the segregation and disposal of records of temporary value; and
1 La. R.S. 44:412 was repealed on July 31, 2024. 11 compliance with the provisions of this Chapter and the rules, and regulations of the division.
In this case, the question presented is whether the evidence is such that any
rational juror could reasonably infer that defendant’s failure to perform his
statutory duties as chief of police of the Village of Grayson was intentional.
We must evaluate the evidence in the light most favorable to the prosecution
and give deference to the jury’s assessment of credibility and weighing of
the evidence. State v. Thomas, supra.
While Bratton argues that he did not have a duty because it was the
clerk’s job to maintain records, La. R.S. 44:412 states that the duty to
maintain an active, continuing program for the economical and efficient
management of records of the agency falls on the heard of each agency of
the state and its subdivision, which would include the chief of police of
Grayson. The jury heard testimony that Bratton had previously kept detailed
records on the use of the narcotics fund and that detectives had found
records from 2012 and earlier. The jury further heard testimony and
reviewed evidence that Bratton had withdrawn thousands of dollars from the
narcotics fund from 2016 through 2019 but that he was unable to produce
records evidencing the names of the informants he alleged to have paid with
the funds or the results of those investigations. While Bratton presented
evidence that Mercer had removed records from his office, the jury clearly
rejected this argument. The jury heard testimony that Bratton was evasive
and inconsistent while detectives were searching for the records, which were
never located. In sum, when viewed in the light most favorable to the
prosecution, a rational trier of fact could have found the essential elements
of malfeasance were proven beyond a reasonable doubt.
12 Illegal Possession Convictions
Bratton next argues that there was insufficient evidence to convict him
of possession of buprenorphine and alprazolam pursuant to La. R.S. 40:968
and La. R.S. 40:969.
To support a conviction for possession of a controlled dangerous
substance (“CDS”), the prosecution must prove that the defendant
knowingly possessed an illegal drug. State v. Broome, 49,004 (La. App. 2
Cir. 4/9/14), 136 So. 3d 979, writ denied, 14-0990 (La. 1/16/15), 157 So. 3d
1127. The identity of the drug is an essential element of the charged
offense. Id. Possession of a CDS may be established by showing that the
defendant exercised either actual or constructive possession of the substance.
“Actual possession” means having an object in one’s possession or on one’s
person in such a way as to have direct physical contact with and control of
the object. Id. The State need not prove the defendant actually possessed
the drugs, and constructive possession is sufficient. State v. Simon, 51,778
(La. App. 2 Cir. 1/10/18), 245 So. 3d 1149, writ denied, 18-0283 (La.
11/5/18), 255 So. 3d 1052. Constructive possession is established by
evidence that the drugs were within the defendant’s dominion and control
and that the defendant had knowledge of their presence. Id.
At the outset, we distinguish the understandable and necessary
protection afforded to law enforcement officers in the lawful and appropriate
performance of their duties while confiscating, storing, and destroying
controlled dangerous substances from the facts in this matter. The record
makes clear this is not a situation where Bratton was interrupted in the
process of confiscating, logging, and securing seized drugs. Any reasonable
explanation for possession by any law enforcement officer of drugs seized 13 that are not logged into evidence evaporates with each passing day from the
date of seizure until properly logged and secured in evidence. There was no
detailed inventory made by Bratton of the quantity of drugs seized that could
be compared to the drugs found weeks later in his vehicle. Without any
record of what was seized to compare to what was found, there can be no
rational explanation that Bratton was in the course of performing his duties.
Another unanswered question which is of concern is why drugs were seized
but suspects were not arrested, and why those drugs were not properly
secured and then appropriately and lawfully destroyed if they were not to be
evidence at a trial.
As to his conviction for possession of alprazolam, Bratton argues that
the State only submitted evidence that he possessed flualprazolam.
Alprazolam is a Schedule IV CDS pursuant to La. R.S. 40:969. The jury
heard evidence and testimony from Summerville that she tested the two
white tablets through the GC-MS chromatograph and the tablets were
confirmed to be flualprazolam. She testified that flualprazolam contains
alprazolam with fluorine bonded to it. She testified that alprazolam is the
parent drug of flualprazolam and that flualrpazolam cannot exist without
alprazolam. When viewed in the light most favorable to the prosecution, a
rational juror could have found that Bratton was guilty of possession of
alprazolam
Bratton further argued that there was insufficient evidence that he
illegally possessed either alprazolam or buprenorphine because he seized
them as evidence of crime and kept them secured in his police unit. The jury
heard testimony that the drugs were found by detectives loose in Bratton’s
cupholder, weeks after the seizure of the drugs on May 16, 2020. Several 14 witnesses testified that keeping loose pills that were seized from suspects of
a crime is not the proper way of handling drug evidence. The jury,
confronted with the facts in this matter, clearly overcame any rational
predisposition that Bratton should be considered appropriately to have had
possession of controlled dangerous substances in the process of seizing,
storing, using as evidence at a trial, and then properly destroying them.
When viewed in the light most favorable to the prosecution, we find there
was sufficient evidence that a rational juror could have found Bratton
illegally possessed alprazolam and buprenorphine.
Theft Conviction
Bratton argues that his conviction for theft should also be vacated
because the State’s circumstantial evidence failed to exclude every
reasonable hypothesis of innocence. He contends that the State did not
prove he intended to permanently deprive Wooten of the money he
confiscated from Canada.
La. R.S. 14:67(A) defines theft as:
Theft is the misappropriation or taking of anything of value which belongs to another, either without the consent of the other to the misappropriation or taking, or by means of fraudulent conduct, practices, or representations. An intent to deprive the other permanently of whatever may be the subject of the misappropriation or taking is essential.
The jury heard evidence that Bratton seized the $1,150 from Canada,
watched as a deputy counted the money out, and then took the money,
folded it, said “I’ll take that,” and placed it in his own pocket. Dep. Stott
testified to the jury that he found this to be abnormal behavior for a law
enforcement officer. The jury heard testimony from Wooten and Rashay
15 Canada, Jr. that the money seized from Canada was their government
stimulus money.
Wooten testified that she attempted to contact Bratton about returning
her money for several weeks before she came to the police department to
speak with him and ended up speaking to LSP detectives. Bratton suggested
to detectives that the money had simply fallen out of his police unit due to
his disorganization. There was evidence presented to the jury that Bratton
said on the radio that he was going to take the cash to the jail to be logged
into evidence but that there was no indication he ever attempted to log the
cash as evidence. Sadly, this explanation by Bratton is akin to a schoolchild
asserting “the dog ate my homework” in an attempt to avoid responsibility.
The above evidence forms a sufficient basis for a rational juror to conclude
that Bratton intended to permanently deprive Wooten and Rashay Canada,
Jr. of the cash.
For the foregoing reasons, this assignment of error is without merit.
Second Assignment of Error: The trial court erroneously denied Mitch Bratton’s motion to quash.
Bratton argues that the trial court erred in denying his motion to quash
the first two counts of malfeasance against him. The motion to quash is
essentially a mechanism by which to raise pretrial pleas of defense, i.e.,
matters which do not go to the merits of the charge. La. C. Cr. P. arts. 531-
534; State v. Armstard, 43,333 (La. App. 2 Cir. 8/13/08), 991 So. 2d 116,
writ denied, 08-2440 (La. 1/16/09), 998 So. 2d 89, cert. denied, 557 U.S.
905, 129 S. Ct. 2799, 174 L. Ed. 2d 292 (2009). In considering a motion to
quash, a court must accept as true the facts contained in the bill of
information and in the bills of particulars and determine as a matter of law
16 and from the face of the pleadings whether a crime has been charged. While
evidence may be adduced, such may not include a defense on the merits.
The question of factual guilt or innocence of the offense charged is not
raised by the motion to quash. Id. In cases in which the State cannot
establish an essential element of the offense under any set of facts
conceivably provable at trial, the motion to quash is the proper procedural
vehicle. Id.
An appellate court may reverse a trial court’s judgment on a motion to
quash only if that finding represents an abuse of the trial court’s discretion.
State v. Love, 00-3347 (La. 5/23/03), 847 So. 2d 1198; State v. Armstard,
supra. La. C. Cr. P. art. 532 states that a motion to quash may be based on
prescription. When a defendant has brought a motion to quash based on
prescription, the State bears a heavy burden to demonstrate either an
interruption or a suspension of the time limit has occurred. State v. Rome,
93-1221 (La. 1/14/94), 630 So. 2d 1284.
In the present case, Bratton argues that the first two counts of
malfeasance in the indictment are prescribed because they cover the failure
to maintain public records for 2016 and 2017. The indictment was issued in
2022, and Bratton argues that the first two counts prescribed four years after
the offenses were alleged to occur, pursuant to La. C. Cr. P. art. 572. The
trial court denied the motion to quash, finding that the exception set forth in
La. C. Cr. P. art 573(1) applied. Article 573(1) states:
The time limitations established by Article 572 shall not commence to run as to the following offenses until the relationship or status involved has ceased to exist when:
(1)The offense charged is based on the misappropriation of any money or thing of value by one who, by virtue of
17 his office, employment, or fiduciary relationship, has been entrusted therewith or has control thereof.
The trial court found that the time limitations established by Article 572 had
not commenced because at the time of indictment, Bratton was still serving
as the chief of police. We find no abuse of discretion in the trial court’s
ruling. Accepting as true the facts contained in the bill of information and in
the bills of particulars, from the face of the pleadings, the State successfully
charged Bratton with the crime of malfeasance. Because Bratton still held
his position as the chief of police, the time limitations set forth in Article 572
had not yet commenced. This assignment of error is without merit.
Third Assignment of Error: The trial court erroneously denied Mitch Bratton’s motion for a mistrial.
Bratton argues that the trial court erred in denying his motion for
mistrial. Mistrial is a drastic remedy which is authorized only where
substantial prejudice will otherwise result to the accused. State v. Bell,
51,312 (La. App. 2 Cir. 5/17/17), 222 So. 3d 79. The determination of
whether actual prejudice has occurred lies with the sound discretion of the
trial court and will not be disturbed on appeal absent an abuse of that
discretion. Id.; State v. Wilson, 50,589 (La. App. 2 Cir. 5/18/16), 196 So. 3d
614. Likewise, the determination of whether an admonition will adequately
cure any prejudice and assure a fair trial lies within the trial court’s
discretion. Id.
The law regarding mistrials on the grounds of improper references to
other crimes is well settled. La. C.E. art. 404(B) provides that evidence of
other crimes, acts, or wrongs is generally not admissible. La. C. Cr. P. art.
770(2) provides that a mistrial shall be granted upon motion of the defendant
when a remark or comment is made within the hearing of the jury by the 18 judge, district attorney, or a court official during a trial or in argument and
that remark refers to another crime committed or alleged to have been
committed by the defendant as to which evidence is not admissible. State v.
Roberson, 46,697 (La. App. 2 Cir. 12/14/11), 81 So. 3d 911, writ denied, 12-
0086 (La. 4/20/12), 85 So. 3d 1270. For the purposes of Article 770, a law
enforcement officer is not considered a “court official,” and an unsolicited,
unresponsive reference to other crimes evidence made by a law enforcement
officer is not grounds for a mandatory mistrial under La. C. Cr. P. art. 770.
Id.
La. C. Cr. P. art. 771 sets forth permissive grounds for requesting an
admonition or a mistrial when a prejudicial remark is made on grounds that
do not require an automatic mistrial. Mistrial is at the discretion of the trial
court and should be granted only where the prejudicial remarks of the
witness make it impossible for the defendant to obtain a fair trial. State v.
Roberson, supra. Mistrial is a drastic remedy which is authorized only
where substantial prejudice will result to the accused. Id. A comment must
not “arguably” point to a prior crime; to trigger a mandatory mistrial
pursuant to Article 770(2), the remark must “unmistakably” point to
evidence of another crime. Id.
Bratton argues that the trial court should have granted a mistrial after
Det. Blake testified that Bratton had a bag of unsecured evidence under his
desk. Det. Blake’s remark was made during an examination of the
photographs showing Bratton’s office and places that the LSP officers
searched for records. We do not find that this reference by Det. Blake was
so prejudicial as to make it impossible for Bratton to receive a fair trial. The
State established through further testimony that Bratton’s office was 19 available to many people who worked in town hall, indicating that any
number of people could have left the bag of evidence under the desk. One
remark by a law enforcement officer that a bag contained unsecured
evidence, in an office that was chaotically messy, did not cause substantial
prejudice to the defendant. We do not find it was an abuse of discretion for
the trial court to deny the motion for a mistrial, and this assignment of error
is without merit.
Fourth Assignment of Error: The trial court erroneously granted three State cause challenges.
In his fourth assignment of error, Bratton argues that the trial court
erred in granting three for cause challenges made by the State during jury
selection. He contends that Caldwell Parish has only 10,000 residents and
that it was normal and reasonable for many of the potential jurors to know
him. La. C. Cr. P. art. 797 provides the five grounds a defendant may use to
challenge a juror for cause:
(1) The juror lacks a qualification required by law;
(2) The juror is not impartial, whatever the cause of his partiality. An opinion or impression as to the guilt or innocence of the defendant shall not of itself be sufficient ground of challenge to a juror, if he declares, and the court is satisfied, that he can render an impartial verdict according to the law and the evidence;
(3) The relationship, whether by blood, marriage, employment, friendship, or enmity between the juror and the defendant, the person injured by the offense, the district attorney, or defense counsel, is such that it is reasonable to conclude that it would influence the juror in arriving at a verdict;
(4) The juror will not accept the law as given to him by the court; or
(5) The juror served on the grand jury that found the indictment, or on a petit jury that once tried the defendant for the same or any other offense.
20 A district court is vested with broad discretion in ruling on challenges
for cause, and such a ruling is subject to reversal only when a review of the
entire voir dire reveals the court abused its discretion. State v. Dotson, 16-
0473 (La. 10/18/17), 234 So. 3d 34. This standard of review is utilized
“because the trial judge has the benefit of seeing the facial expressions and
hearing the vocal intonations of the members of the jury venire as they
respond to questions by the parties’ attorneys.” Id. “Such expressions and
intonations are not readily apparent at the appellate level where review is
based on a cold record.” Id.
Bratton specifically objects to the dismissal of the following three
jurors for cause.
Gilbert Smith
Gilbert Smith testified that he did not know Bratton and did not raise
his hand when asked if he knew Bratton by the court. The State was able to
show that Smith was friends with Bratton on Facebook, although he at first
claimed that they were not friends. Courts are often challenged to
distinguish between actual friends and the minimal amount of effort to
become a “Facebook” friend, as there is no other designation available.
Smith testified that he had lived in Grayson since 2008 and actively posted
about politics on Facebook. He stated that he did not know that Bratton was
the chief of police of Grayson. The trial court noted that it was concerned
about the fact that Smith did not initially disclose that he was Facebook
friends with Bratton, noting that someone, either Smith or Bratton, had to
request the friendship. Considering the limited population base and subject
matter of frequent Facebook posts and comments, we do not find error in the
dismissal of Gilbert Smith by the trial court. 21 Arthur Nelson
Arthur Nelson testified that he had two generators stolen and the
sheriff’s office has been unable to recover them, even though they knew
where the generators are located. Nelson blamed Sheriff Bennett
specifically for the loss of his generators and testified that he would be
unable to believe everything the sheriff had to say if he testified. The trial
court noted that although Nelson eventually stated that he would listen to
what every witness had to say, his first and strongest response to the sheriff
was that he would not be a believable witness and was not good at his job.
We recognize that such strong sentiments toward an important witness
understandably undermine the ability to conduct a fair trial and unbiased
consideration of the evidence and testimony, and find no error in the
dismissal of Arthur Nelson by the trial court.
Tina Steele
Tina Steele testified that she was friends with Bratton and his wife and
saw them socially. The record reflects the following exchange between the
State and Steele:
Q: Are you going to hold me to a higher burden because of your relationship with the defendant and his wife? Meaning, I’ve got to prove it 100%; not just beyond a reasonable doubt?
A: Not sure.
Q: And that’s a great question. You’re not sure. Do you feel that maybe you would make us prove it 100%, beyond what’s required because you know him?
A: Maybe.
Q: Okay. Even if the law says beyond a reasonable doubt, you might make us prove it stronger because of your relationship with the defendant and his wife?
A: Yes. 22 The trial court granted the challenge for cause based on her above testimony
that she required more than reasonable doubt to convict.
Considering the record of the entire voir dire, including each potential
juror’s answers, we find the trial court did not abuse its discretion in
granting the State’s challenges for cause. The trial court, in making its
rulings, was able to view each juror’s tone and demeanor while delivering
their responses. Thus, it was in the best position to determine if each
potential juror had been properly rehabilitated. We find nothing in the
record to suggest an abuse of this discretion. Accordingly, this assignment
of error is without merit.
Fifth Assignment of Error: The trial court abused its discretion when it imposed an excessive sentence.
Finally, Bratton contends that his sentence of three years’
imprisonment with two years suspended is excessive. He argues that his
alleged malfeasance did not cause direct or indirect harm to any other
individual. He asserts that he is a first-time offender and the trial court did
not take due consideration of the mitigating factors presented during the
sentencing hearing.
An excessive sentence claim is reviewed by examining whether the
trial court adequately considered the guidelines established in La. C. Cr. P.
art. 894.1, and whether the sentence is constitutionally excessive. State v.
Dowles, 54,483 (La. App. 2 Cir. 5/25/22), 339 So. 3d 749; State v. Vanhorn,
52,583 (La. App. 2 Cir. 4/10/19), 268 So. 3d 357, writ denied, 19-00745 (La.
11/19/19), 282 So. 3d 1065. First, the record must show that the trial court
took cognizance of the criteria set forth in La. C. Cr. P. art. 894.1. The
articulation of the factual basis for a sentence is the goal of La. C. Cr. P. art. 23 894.1, not rigid or mechanical compliance with its provisions. The trial
court is not required to list every aggravating or mitigating circumstance, so
long as the record reflects that it adequately considered the guidelines of the
article. State v. Smith, 433 So. 2d 688 (La. 1983); State v. Croskey, 53,505
(La. App. 2 Cir. 5/20/20), 296 So. 3d 1151. The important elements which
should be considered are the defendant’s personal history (age, family ties,
marital status, health, and employment record), prior criminal record,
seriousness of offense, and the likelihood of rehabilitation. State v. Jones,
398 So. 2d 1049 (La. 1981); Dowles, supra. There is no requirement that
specific matters be given any particular weight at sentencing. Dowles,
supra.
On review, we find the trial court was in compliance with Article
894.1. The trial court heard testimony regarding Bratton’s mitigating
circumstances and reviewed the aggravating circumstances, including the
oath of office taken by Bratton as the Village of Grayson’s chief of police,
the economic injury done to the victims, and the use of his position of power
to facilitate the commission of the crimes. The trial court reviewed the facts
of the case and the victim impact statement. The court noted that a lesser
sentence would deprecate the seriousness of the defendant’s crimes. We
find that the trial court adequately complied with La. C.Cr.P. art. 894.1.
Second, the court must determine whether the sentence is
constitutionally excessive. Dowles, supra. Constitutional review turns upon
whether the sentence is illegal, grossly disproportionate to the severity of the
offense, or shocking to the sense of justice. A sentence violates La. Const.
art. I, § 20, if it is grossly out of proportion to the seriousness of the offense
or nothing more than the purposeless infliction of pain and suffering. A 24 sentence is grossly disproportionate if, when the crime and punishment are
viewed in light of the harm to society, it shocks the sense of justice. State v.
Baker, 51,933 (La. App. 2 Cir. 4/11/18), 247 So. 3d 990, writ denied, 18-
0858 (La. 12/3/18), 257 So. 3d 195, and writ denied, 18-0833 (La. 12/3/18),
257 So. 3d 196.
The trial court has wide discretion in the imposition of sentences
within the statutory limits, and sentences should not be set aside as excessive
in the absence of manifest abuse of discretion. Dowles, supra. A trial judge
is in the best position to consider the aggravating and mitigating
circumstances of a particular case, and, therefore, is given broad discretion
in sentencing. Id. Absent specific authority, it is not the role of an appellate
court to substitute its judgment for that of the sentencing court as to the
appropriateness of a particular sentence. Id.
The offense of malfeasance is punishable by imprisonment for not
more than ten years, with or without hard labor, or a fine of not more than
five thousand dollars, or both. La. R.S. 14:134(C)(1). Conviction of
possession of buprenorphine, a Schedule III CDS, is punishable by
imprisonment, with or without hard labor, for not less than one year nor
more than five years and, in addition, defendant may be required to pay a
fine of not more than five thousand dollars. La. R.S. 40:968(C). Conviction
of possession of alprazolam, a Schedule IV CDS, is punishable by
imprisonment, with or without hard labor, for not less than one year nor
more than five years and, in addition, defendant may be required to pay a
fine of not more than five thousand dollars. La. R.S. 40:969(C).
The trial court sentenced Bratton as follows:
25 1. Count 1, Malfeasance in Office: three years at hard labor and a $1,000 fine.
2. Count 2, Malfeasance in Office: three years at hard labor with a $1,000 fine.
3. Count 3, Malfeasance in Office: three years at hard labor with a $1,000 fine.
4. Count 4, Malfeasance in Office, three years at hard labor with a $1,000 fine.
5. Count 7, three years at hard labor and a $1,000 fine.
6. Count 8, Possession of Alprazolam, three years at hard labor with a $1,000 fine.
7. Count 9, Possession of Buprenorphine, sentenced to three years at hard labor with a $1,000 fine.
The trial court suspended two years of his prison sentences, and Bratton was
ordered to serve one year at hard labor. All sentences were to run
concurrently to one another. Bratton was ordered to pay all costs of the
proceeds and the fines as a condition of his parole and probation.
Additionally, he was ordered to pay restitution to Wooten in the amount of
$1,150.
We are mindful in reviewing the sentences imposed on public officials
for malfeasance in office of the delicate balance between having a chilling
effect on people being willing to seek public office and to serve, with the
requirement to hold elected officials to the highest standards when their
conduct varies, as it did here, from what is expected and required.
Unfortunately for Bratton, there is no documentation or record keeping
which could explain to the jury the actions he undertook with the authority
conferred on him. As a result, we cannot say there was error on the part of
the jury in its verdict or the court below in fashioning the sentences imposed.
26 On review, we do not find that Bratton’s sentences are constitutionally
excessive. The sentences imposed are in the middle of the range for all of
the offenses and have all been partially suspended. The sentences do not
shock the sense of justice, nor are they a needless infliction of pain and
suffering. While we may have fashioned a different sentence under these
facts and circumstances, the record before us supports the sentences and
fines, and there is no indication that they are excessive. This assignment of
error is without merit.
ERRORS PATENT
A review of the record indicates that there is an error patent in the
current proceedings regarding the trial court's imposition of the seven fines
of $1,000 each. As noted above, each of the above counts authorized the
imposition of a fine of not more than $5,000. The trial court in the present
matter imposed a $1,000 fine on Bratton for each count. However, La. C.
Cr. P. art. 875.1 states, in pertinent part:
A. The purpose of imposing financial obligations on an offender who is convicted of a criminal offense is to hold the offender accountable for his action, to compensate victims for any actual pecuniary loss or costs incurred in connection with a criminal prosecution, to defray the cost of court operations, and to provide services to offenders and victims. These financial obligations should not create a barrier to the offender’s successful rehabilitation and reentry into society. Financial obligations in excess of what an offender can reasonably pay undermine the primary purpose of the justice system which is to deter criminal behavior and encourage compliance with the law. Financial obligations that cause undue hardship on the offender should be waived, modified, or forgiven. Creating a payment plan for the offender that is based upon the ability to pay, results in financial obligations that the offender is able to comply with and often results in more money collected. Offenders who are consistent in their payments and in good faith try to fulfill their financial obligations should be rewarded for their efforts.
B. For purposes of this Article, “financial obligations” shall include any fine, fee, cost, restitution, or other monetary 27 obligation authorized by this Code or by the Louisiana Revised Statutes of 1950 and imposed upon the defendant as part of a criminal sentence, incarceration, or as a condition of the defendant’s release on probation or parole.
C. (1) Notwithstanding any provision of law to the contrary, prior to ordering the imposition or enforcement of any financial obligations as defined by this Article, the court shall conduct a hearing to determine whether payment in full of the aggregate amount of all the financial obligations to be imposed upon the defendant would cause substantial financial hardship to the defendant or his dependents. The court may consider, among other factors, whether any victim of the crime has incurred a substantial financial hardship as a result of the criminal act or acts and whether the defendant is employed. The court may delay the hearing to determine substantial financial hardship for a period not to exceed ninety days, in order to permit either party to submit relevant evidence.
(2) The defendant or the court may waive the judicial determination of a substantial financial hardship required by the provisions of this Paragraph. If the court waives the hearing on its own motion, the court shall provide reasons, entered upon the record, for its determination that the defendant is capable of paying the fines, fees, and penalties imposed without causing a substantial financial hardship.
D. (1) If the court determines that payment in full of the aggregate amount of all financial obligations imposed upon the defendant would cause substantial financial hardship to the defendant or his dependents, the court shall do either of the following: (a) Waive all or any portion of the financial obligations, except as provided in Paragraph E of this Article. (b) Order a payment plan that requires the defendant to make a monthly payment to fulfill the financial obligations.
(2)(a) The amount of each monthly payment for the payment plan ordered pursuant to the provisions of Subsubparagraph (1)(b) of this Paragraph shall be determined by the court after considering all relevant factors, including but not limited to the defendant’s average gross daily income for an eight-hour work day. (b) If the court has ordered restitution, half of the defendant’s monthly payment shall be distributed toward the defendant’s restitution obligation. (c) Except as provided in Paragraph E of this Article, during any periods of unemployment, homelessness, or other circumstances in which the defendant is unable to make the monthly payment, the court or the defendant’s probation and parole officer is authorized to impose a payment alternative, including but not
28 limited to substance abuse treatment, education, job training, or community service. (3) If, after the initial determination of the defendant’s ability to fulfill his financial obligations, the defendant’s circumstances and ability to pay his financial obligations change, the state, the defendant, or the defendant’s attorney may file a motion with the court to reevaluate the defendant’s circumstances and determine, in the same manner as the initial determination, whether a modification of the monthly financial obligation imposed pursuant to this Article is appropriate under the circumstances.
We find that Bratton was entitled to a hearing pursuant to La. C. Cr. P.
art. 875.1 prior to the imposition of the fines and the order of restitution to
Wooten. There is no evidence in the record that he or the trial court waived
the determination of financial hardship. Because a hearing was not held, we
vacate the $1,000 fine assessed for each count and the order of restitution
and remand the matter to the trial court for the required hearing. We do not
find Bratton’s prison sentences should be vacated, as they are not excessive,
as noted above.
During sentencing, the trial court advised Bratton that he had “a
period of two years from the date this Judgment becomes final to file” for
postconviction relief. La. C. Cr. P. art. 930.8 provides that a defendant has
two years from the date his “judgment of conviction and sentence has
become final” in which to seek post-conviction relief. Bratton is hereby
advised that no application for postconviction relief shall be considered if
filed more than two years after the judgment of conviction and sentence has
become final. State v. Nelson, 46,915 (La. App. 2 Cir. 2/29/12), 86 So. 3d
747.
Finally, the Uniform Commitment Order, signed by the trial judge,
does not accurately reflect the sentences imposed. The transcript of
Bratton’s sentencing hearing and the court minutes reveal that the trial court
29 ordered that Bratton was sentenced to three years hard labor, with two years
suspended, and to pay a fine of $1,000 plus fees for each charge. The prison
time was to run concurrently, and the fines were to run consecutively.
Credit was given for time served. Restitution was ordered in the amount of
$1,150 to Wooten. However, the Uniform Commitment Order reflects that
Bratton must serve three years of supervised probation upon release.
Accordingly, we hereby remand this matter for the purpose of correcting the
Uniform Commitment Order to reflect that the sentences imposed are in
conformity with the trial court’s order. State v. Robertson, 51,225 (La. App.
2 Cir. 4/12/17), 216 So. 3d 1137, writ denied, 17-0937 (La. 4/6/18), 240 So.
3d 185.
CONCLUSION
Bratton’s convictions are affirmed. Bratton’s sentences are affirmed,
in part, as to his sentences of three years at hard labor, two years suspended,
on each count, to run concurrently, and vacated, in part, as to the $1,000 fine
imposed on each count without a hearing. We remand this case for a hearing
pursuant to La. C. Cr. P. art. 875.1 to determine Bratton’s ability to pay any
assessed fine or restitution and to correct the Uniform Commitment Order to
reflect that the sentences imposed are in conformity with the trial court’s
order.
CONVICTIONS AFFIRMED, SENTENCES AFFIRMED, IN PART,
AND VACATED, IN PART, CASE REMANDED, WITH
INSTRUCTIONS.