State of Iowa v. Andrew James Lopez

872 N.W.2d 159, 2015 Iowa Sup. LEXIS 98
CourtSupreme Court of Iowa
DecidedDecember 4, 2015
Docket14–0284
StatusPublished
Cited by149 cases

This text of 872 N.W.2d 159 (State of Iowa v. Andrew James Lopez) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State of Iowa v. Andrew James Lopez, 872 N.W.2d 159, 2015 Iowa Sup. LEXIS 98 (iowa 2015).

Opinion

WATERMAN, Justice.

Most criminal cases are resolved through guilty pleas resulting from plea bargains negotiated by defense counsel and the prosecution. 1 Our precedent makes clear that prosecutors are required to scrupulously honor the letter and spirit of plea agreements to maintain the integrity of the plea-bargaining process. We must determine whether the prosecutor in this case, who recited the plea agreement verbatim to recommend a deferred judgment and probation without mentioning tougher sentences, nevertheless breached that agreement by her actions at the sentencing hearing. Specifically, without objection by defense counsel, the prosecutor introduced photographs of the child-victim’s injuries and used them on cross-examination of the defendant’s witnesses to assert what the defendant did was “pretty horrible” and to imply the defendant remained a threat to small children. Moreover, both the victim’s father and the guardian ad litem (GAL), who had been *162 appointed in a related juvenile court proceeding, gave victim-impact statements urging incarceration, again without objection. The district court imposed a five-year prison sentence. On appeal, the defendant contends he received ineffective assistance of counsel and is entitled to resentencing. The court of appeals disagreed and affirmed.

On further review, we hold the district court can receive victim-impact statements from both the child-victim’s father and the GAL, provided the GAL was properly designated and her statement was not solicited by the prosecutor to undercut the State’s sentencing recommendation. We further hold the prosecutor breached thé plea agreement by gratuitously introducing photos not otherwise before the court and using those photos oil cross-examination to signal the defendant deserved incarceration rather than probation. Accordingly, we vacate the decision of the court of appeals-and the district court’s sentence,-and we remand for resentencing by a different judge.

I. Background Facts and Proceedings.

In September of 2018, the defendant, Andrew Lopez, age twenty, lived in Boone, Iowa, with his girlfriend, Tayler Hershey and tWo children, their one-year-old daughter, A.L., and Hershey’s son from a prior relationship, B.H., age two. On the morning of September 18, Hershey asked Lopez to watch the toddlers while she went to work. When Hershey returned that afternoon, she noticed bruises on B.H.’s neck, face, and back; a bite mark; and a'burn below his diaper line. Hershey confronted Lopez about B.H.’s injuries. Lopez told her B.H. had fallen off the bed, and the burn was caused by “magical fire.” Hershey removed both children from their apartment and took B.H. to the hospital. The emergency room physician documented the injuries and contacted the Iowa Department of Human Services (DHS) to report child abuse.

On October 7, Special Agent Scott Peás-ley of the Iowa Division of Criminal Investigation interviewed Lopez. Lopez initially denied causing any of B.H.’s injuries. Lopez admitted that both children were scared of him and that B.H. often cried when he saw Lopez. Lopez asserted the children disliked him because he was the disciplinarian in the home. Lopez claimed he had never hurt B.H. During the interview, Lopez characterized the burn below B.H.’s diaper as a “small blister.” When told it was a burn, Lopez responded the only way he could have caused it was by ash accidentally falling from his cigarette as he changed B.H.’s diaper. Lopez ultimately admitted that he probably caused some of the bruises by yanking B.H. around while trying to discipline him.

On November 1, Lopez was charged with, willful injury in violation of Iowa Code section 708.4(2) (2018). The State amended the trial information on December 9 to charge Lopez with child endangerment in violation of Iowa Code sections 726.6(l)(a) and/or 726.6(1)(6), and section 726.6(6). On December 17, the parties filed a pretrial report stating that Lopez and the State hád reached the following plea agreement:

Defendant to plead guilty as charged to Child Endangerment causing Bodily Injury (Class D) with a joint recommendation for a deferred judgment; Requesting that defendant be placed on probation to the Department of Corrections for a term not to exceed 2 years, and while on probation pay the minimum fines, court costs, surcharges, restitution, court appointed attorney’s fees, probation fees, jail room and board fees, and complete a parenting class, *163 anger management class, and a mental health evaluation. Defendant to promptly, follow through, with the recommendations of the mental health .evaluation if any treatment is recommended, and to file proof of completion of the anger management and parenting courses. A No contact order- regarding the victim. (B.H.) and his mother enter for a period of 5 years. .A No contact order regarding the victim’s, sister (A.L.) to enter for 5 years and with the provision that visits be allowed at the discretion of the Department of -Human Services. Credit for time served on jail sentence as well. -

On December 30, pursuant to this plea agreement, Lopez pled guilty to child endangerment causing bodily injury, in violation of Iowa Code sections 726.6(1) and 726.6(6). At the plea hearing, Lopez admitted he had bruised B.H.’s neck. Lopez explained, “I was having a bad day, arid I was all upset and mad at the kids becausé they were hopping around and not listening, and I was grabbing them too hard and bringing them back up on the bed.” Lopez said the bum on B.H.’s abdomen was unintentionally caused by ash falling from his cigarette while he was changing B.H.’s diaper.

The prosecutor recited the plea agreement on the record. The district court requested clarification regarding the no-contact orders for B.H. and A.L. The prosecutor explained the family relationships between Lopez, B.H., and A.L. The prosecutor also informed the court that A.L. was involved in a contested adjudication with the DHS. The district court accepted Lopez’s guilty plea.

A presentence investigation report (PSI) was filed on February 10, 2014. The report noted that Lopez and .Hershey were still in a relationship and set forth what Lopez told the investigator happened to B.H.:

When watching Taylerfs] and [my] children at our apartment ..., I was angry and used excessive force in grabbing [B.H.], Tayler’s son. I had no reason to be so forceful, and he didn’t deserve to be negatively impacted due to my attitude-that day. I let my anger cause me to do something stupid and I fully regret my emotion that day. Making mistakes isn’t something I make a habit of doing. This was a terrible act. Violence is not something I condone.

The report placed Lopez at the high-moderate range of risk to reoffend due to the nature of the offense, a prior probation revocation, and his sporadic employment history.. The report expressed concern regarding Lopez’s living situation during probation because he had been living with Hershey. The PSI recommended a five-year suspended prison sentence, with probation contingent on Lopez’s placement in a halfway house. ...The PSI also recommended Lopez attend anger management and parenting classes.

■ ■ On February 10, Brad Deshong, B.H.’s biological father, submitted a written1 .-victim-impact- statement.

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Bluebook (online)
872 N.W.2d 159, 2015 Iowa Sup. LEXIS 98, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-of-iowa-v-andrew-james-lopez-iowa-2015.