State of Alabama Ex Rel. William J. Baxley, Attorney General v. Arthur D. Woody, Etc.

473 F.2d 10, 3 Envtl. L. Rep. (Envtl. Law Inst.) 20122, 4 ERC (BNA) 2069, 1973 U.S. App. LEXIS 11968, 4 ERC 2069
CourtCourt of Appeals for the Fifth Circuit
DecidedJanuary 29, 1973
Docket72-2257
StatusPublished
Cited by61 cases

This text of 473 F.2d 10 (State of Alabama Ex Rel. William J. Baxley, Attorney General v. Arthur D. Woody, Etc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State of Alabama Ex Rel. William J. Baxley, Attorney General v. Arthur D. Woody, Etc., 473 F.2d 10, 3 Envtl. L. Rep. (Envtl. Law Inst.) 20122, 4 ERC (BNA) 2069, 1973 U.S. App. LEXIS 11968, 4 ERC 2069 (5th Cir. 1973).

Opinion

GOLDBERG, Circuit Judge:

This is an appeal from an order of the District Court for the Middle District of Alabama, Northern Division, dismissing appellant’s complaint, which sought to permanently enjoin any mineral prospecting or mining in Bankhead National Forest in Alabama. During the pen-dency of the action below, all prospecting in Bankhead National Forest terminated. Appellant has not shown that there is any possibility of future prospecting or mining. Finding that appellant’s complaint is therefore not justicia-ble, we affirm the District Court insofar as it dismissed appellant’s complaint without prejudice.

On April 23, 1971, the United States Forest Service issued a prospecting permit to the Peabody Coal Co. “for the purpose of making excavations, drilling shot holes, or doing other work” to determine whether exploitable mineral resources existed in certain areas of the Bankhead National Forest in Alabama. On July 28, 1971, appellant, the State of Alabama ex rel. the State’s Attorney General commenced this action against appellees, the Secretaries of the Departments of Agriculture and the Interior and various subordinate officials of these departments, seeking injunctive relief. 1

Appellant’s complaint outlined the ecological and environmental significance of Bankhead National Forest and alleged that appellees’ actions would do irreparable harm to the Forest. The complaint was based both on the Alabama common-law theory of public nuisance and upon the language in the deeds that *12 conveyed mineral rights to the lands in question. It challenged appellees’ authority to permit prospecting and mining under federal law and appellees’ failure to comply with the National Environmental Protection Act of 1969. Appellant specifically sought: (1) the termination and voiding of all outstanding authorizations and permits issued by the defendants for mineral prospecting' or mining in any portion of the Bankhead Forest; (2) an injunction against the defendants from issuing or granting any permit or authorization for mineral prospecting or mining in any portion of the Bankhead Forest; and (3) an injunction to require the defendants to take all action necessary to prevent mineral prospecting in any portion of the Bankhead Forest whether or not the same is conducted pursuant to a purported permit or authorization. Appellant did not seek declaratory relief.

On September 10, 1971, with the consent of both parties, the District Court issued an order which enjoined appellees from issuing any further permits for prospecting for coal in Bankhead National Forest and from issuing any permits for strip mining for coal in the Forest until a final hearing on the merits of the case.

On March 17, 1972, during pretrial discovery, appellees filed an amended motion to dismiss, repeating the allegations of an earlier motion, 2 and alleging further that appellant’s complaint was moot because all prospecting in Bank-head National Forest had been terminated (1) by Peabody Coal Company’s completion of the prospecting commenced under the April 23, 1971 permit, and (2) by Peabody’s withdrawal of an application for an additional prospecting permit. Appellee supported these contentions with affidavits. On April 4, 1972, the District Court dismissed appellant’s complaint without prejudice and quashed the preliminary injunction granted on September 10, 1971. The Court did not state any reasons for its ruling.

We perceive appellant’s appeal as urging two grounds for reversal. (1) Appellant argues that the District Court should not have considered appellees’ affidavits showing mootness submitted in support of appellees’ amended motion to dismiss without first converting the motion into a motion for summary judgment pursuant to Rule 12(b) of the Federal Rules of Civil Procedure. (2) Appellant also contends that the District Court should not have dismissed this proceeding pursuant to a motion to dismiss because the complaint stated a claim upon which relief could be granted. Westinghouse Electric Co. v. Wesley Construction Co., 5 Cir. 1969, 414 F.2d 1280.

Appellant’s argument concerning Rule 12(b) misses the point. The District Court was clearly correct in considering appellees’ affidavits concerning mootness. As appellant recognizes, a District Court may consider outside matter attached to a motion to dismiss without first converting it into a motion for summary judgment if the material is pertinent to the question of the District Court’s jurisdiction since it is always the obligation of a federal court to determine if it has jurisdiction. See, Kentucky-Tennessee Light and Power Company v. Nashville Coal Co., D.Ky.1941, 37 F.Supp. 728, aff’d 6 Cir. 1943, 136 F.2d 12; Fireman’s Fund Ins. Co. v. Railway Express Agency, 6 Cir. 1958, 253 F.2d 780; Williams v. Minnesota Min. & Mfg. Co., S.D.Cal.1958, 14 F.R.D. 1.

Although it is unclear whether the District Court dismissed appellant’s complaint on jurisdictional grounds, it is always the obligation of this Court to determine, even on its own initiative, *13 whether it has jurisdiction of an appeal and to dismiss the appeal if it appears that the Court is without jurisdiction. 21 Turtle Creek Square, Ltd. v. New York St. Retire. Sys., 5 Cir. 1968, 404 F.2d 31; see, Troy State University v. Dickey, 5 Cir. 1968, 402 F.2d 515. Since “[ajnything which bears upon the actual mootness of a controversy is a proper subject for a Court’s consideration,” Hunt Oil Co. v. Federal Power Comm., 5 Cir. 1962, 306 F.2d 359, 361; Troy State University v. Dickey, 5 Cir. 1968, 402 F.2d 515, 516, at oral argument we asked appellant to provide us with an affidavit that would establish that owners of mineral rights had either asked permission to prospect in Bankhead National Forest or were contemplating such action. Although appellant had previously stated both in the District Court complaint and by affidavit that it expected that prospecting would recur in the future, 3 appellant is now unable to provide this Court with an affidavit showing that the behavior of which it complains can reasonably be expected to recur. 4

Under Article III of the Constitution Federal Courts are empowered to rule only upon an actual “case or controversy.” As the Supreme Court stated in Aetna Life Ins. Co. v. Haworth, 1937, 300 U.S. 227

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473 F.2d 10, 3 Envtl. L. Rep. (Envtl. Law Inst.) 20122, 4 ERC (BNA) 2069, 1973 U.S. App. LEXIS 11968, 4 ERC 2069, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-of-alabama-ex-rel-william-j-baxley-attorney-general-v-arthur-d-ca5-1973.