Stafford v. Ware

187 Cal. App. 2d 227, 9 Cal. Rptr. 706, 1960 Cal. App. LEXIS 1376
California Court of Appeal·Decided December 8, 1960·No. Civ. 24509·Published·Cited by 10 cases

Opinion

BISHOP, J. pro tern. *

Abundant authorities, garnered from the appellate courts of this state, are available in support of either an affirmance or a reversal of the summary judgment from which the appeal is taken. The affidavit presented in support of the motion for the summary judgment was insufficient for the purpose, but was sufficient to attract attention to a former judgment that furnished an adequate defense of res judicata, provided only judicial notice may be taken of the prior case. We have concluded that judicial notice may be taken, and are affirming the judgment.

Before entering the field of “judicial notice,” we make sure just what we must know to answer the question: under what circumstances is the defense of res judicata possible? We are told this, in French v. Rishell (1953), 40 Cal.2d 477, 479 [254 P.2d 26, 27] : “The doctrine of res judicata is applicable where the identical issue was decided in a prior case by a final judgment on the merits and the party against whom the plea is asserted was a party or in privity with a party to the prior adjudication.” A slightly broader statement of the principle was stated in Wynn v. Treasure Co. (1956), 146 Cal.App.2d 69, 78 [303 P.2d 1067, 1073] : “The doctrine of res judicata is that an existing final judgment on the merits of a cause rendered by a court of competent jurisdiction is, in all subsequent actions, conclusive of the rights of the parties thereto and of their privies on all material issues which were or might have been determined. (French v. Rishell, 40 Cal.2d 477, 479 [254 P.2d 26] ; Dillard v. McKnight, 34 Cal.2d 209, 213 [209 P.2d 387, 11 A.L.R.2d 835] ; Bliss v. Security-First Nat. Bank, 81 Cal.App.2d 50, 58 [183 P.2d 312].) The application of the principles in a given case depends on affirmative answers to these questions: Was the issue decided in prior litigation identical with the one presented in the action in question? Was there a final judgment on the merits? Was the party against whom the judgment is asserted a party or in privity with the party to the prior litigation?”

In order that the judgment in a previous action may be used to establish the defense of res judicata, then, the issues in that action must be known to be identical, at least in part, *229 with the issues in the case where the defense is raised, and the judgment must be one on the merits. To determine whether these conditions exist, we must know at least the terms of the judgment. If the judgment does not reveal the issues, as it may but would not where its terms consisted for example of no more than “It is adjudged that the plaintiff take nothing, ’ ’ the issue-forming pleadings would have to be known. Either the judgment or the pleadings could become known by introducing them in evidence. Our crucial question in this ease remains: May judicial notice be taken of them ?

In an endeavor to find an answer, we may not limit our attention to section 1875 of the Code of Civil Procedure where, since 1872, the Legislature introduces a number of subjects with the declaration that: “Courts take judicial notice of the following facts.” Looking over those “facts” we find no justification for the rules which we find stated with great conflict in the cases. This is not surprising, for while we do not doubt it proper for the Legislature to enact laws respecting evidence, that subject is one over which the courts do exercise power to establish rules, and, so far, the Legislature has not attempted to say: 1 ‘ These are the only facts of which judicial notice may be taken.”

We are not going to come anywhere near listing completely the cases that say, without recognizing any exception, that a court may not take judicial notice of another ease, though pending, or having been pending, before it. We quote, first, a sentence from one opinion written before the enactment of section 1875: “In the trial of one case the Court can no more take judicial notice of the record in another ease in the same Court, without its formal introduction in evidence, than if it were a record in another Court; much less can this Court take notice of the existence of a record not introduced in evidence in the Court below.” (People v. De La Guerra (1864), 24 Cal. 73, 78.) Section 1875 evidently worked no change in the rule for in Ralph v. Hensler (1893), 97 Cal. 296, 304 [32 P. 243, 244], we find it said: “. . . it is too clear to admit of question that the judicial knowledge of the court does not extend to the contents of its records in former actions or proceedings.”

The two eases from which we have just quoted were cited in Sewell v. Price (1912), 164 Cal. 265, 273 [128 P. 407, 410], following this pronouncement: “It is well settled that courts cannot in one case take judicial notice of their records in another and different ease.” This case of Sewell v. Price has *230 been cited, on the point we are considering, some eleven times, of which we note the two most recent. In Wolfsen v. Hathaway (1948), 32 Cal.2d 632, 638 [198 P.2d 1, 5], we find it placed following this sentence: ‘1 The authority of a court to take judicial notice of its own records ‘is limited to proceedings in the same case.’ ” The Sewell case is further cited, along with Wolfsen v. Hathaway, supra, and eleven others, in Popcorn Equipment Co. v. Page (1949), 92 Cal.App.2d 448, 452 [207 P.2d 647, 650] in support of this declaration: ‘ ‘ The arbitrators could not, nor could the court, pass upon the question whether the dismissal of the former action operated as a bar to the consideration of the matter submitted to the arbitrators unless such files were offered in evidence, since a court will not take judicial notice of its own records in cases other than those in the case on trial.”

There are a number of cases that express the same principle, but with a recognition that exceptions are possible. Just before the sentence that is quoted from Wolf sen v. Hathaway, supra, in the immediately preceding paragraph, the court made this statement with its implicit admission of possible exceptions: “It is the general rule that ‘the court will not take judicial notice of other actions, not even those pending or concluded in the same court. ’ (Johnston v. Ota, 43 Cal.App.2d 94, 96 [110 P.2d 507].)” In Popcorn Equipment Co. v. Page, supra

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Stafford v. Ware, 187 Cal. App. 2d 227, 9 Cal. Rptr. 706, 1960 Cal. App. LEXIS 1376 (Cal. Ct. App. 1960).

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