Sprint Communications Co. v. Theglobe.com, Inc.

236 F.R.D. 524, 2006 U.S. Dist. LEXIS 18880, 2006 WL 931549
District Court, D. Kansas·Decided April 10, 2006·No. No. 05-2433-JWLDJW·Published·Cited by 52 cases

Opinion

MEMORANDUM AND ORDER

WAXSE, United States Magistrate Judge.

Pending before the Court is a Motion for Protective Order (doc. 46) filed by Plaintiff Sprint Communications Company, L.P. (“Sprint”). For the reasons set forth below, Sprint’s Motion for Protective Order will be denied.

Background

Sprint filed this patent infringement suit asserting that Defendants wilfully infringed, and continue to wilfully infringe, one or moz-e claims of United States Patezzt Nos. 6,304,-572; 6,633,561; 6,463,052; 6,452,932; 6,473,-429; 6,298,064; and 6,665,294 (collectively “Sprint’s Patents”).

On January 6, 2006, Defendant Voiceglo filed and served upon Sprint a Notice of Deposition pursuant to Rule 30(b)(6) of the Federal Rules of Civil Pz’ocedure (“the Notice”). The Notice lists eight deposition topics, the first seven of which seek testimony on “[t]he preparation and filing” of each of Sprint’s Patents referenced above. The final deposition topic seeks testimony regarding the preparation and filing of amendments to claims made in the applications of Sprint’s Patents.

After receiving this Notice, Sprint filed a motion for protective order seeking to prohibit the deposition on grounds that the employee inventor died; thus, the only potential [527]*527corporate designees with knowledge of the subjects listed are former and/or present in-house Sprint attorneys, each of which have extensive involvement in the present litigation. In support of its request for protection, Sprint argues the deposition of these attorneys is inappropriate because

(1) there is a general prohibition against depositions of opposing counsel; and
(2) even if such a deposition was justified under the circumstances presented, all information pertaining to the subjects listed in the Notice are protected from disclosure by attorney-client privilege pursuant to the prevailing rule that information gained by an attorney in prosecuting a patent is privileged when such information is not explicitly disclosed in the publicly-available patent file history.

Analysis

The Court is not persuaded by Sprint’s arguments and, in fact, finds the issue framed by Sprint includes a faulty premise. Sprint frames the Question Presented here as follows: “Whether a deposition of Sprint, pursuant to Rule 30(b)(6), should go forward when the only possible designees are former and/or present in-house Sprint attorneys who participated in prosecuting Sprint’s patents and who also are extensively involved in this lawsuit.”1 The issue as presented by Sprint presupposes that Sprint attorneys are the only possible designees for the Rule 30(b)(6) deposition. Before addressing the ultimate question presented by Sprint, the Court finds it necessary to address this underlying issue: whether Sprint attorneys are the only possible designees for the Fed.R.Civ.P. 30(b)(6) deposition.

As a preliminary matter, the Notice of Deposition at issue here clearly was designated as being issued pursuant to Rule 30(b)(6) of the Federal Rules of Civil Procedure. Although counsel likely is familiar with the purpose of a Rule 30(b)(6) deposition, the Court commences its analysis with a brief overview of the unique function served by such a specialized form of deposition. The appropriate starting place is the rule itself:

A party may in [its deposition] notice ... name as the deponent a public or private corporation ... and describe with reasonable particularity the matters on which examination is requested. In that event, the organization so named shall designate one or more officers, directors, or managing agents, or other persons who consent to testify on its behalf, and may set forth, for each person designated, the matters on which the person will testify. * * * The persons so designated shall testify as to matters known or reasonably available to the organization.

In a Rule 30(b)(6) deposition, there is no distinction between the corporate representative and the corporation.2 “The Rule 30(b)(6) designee does not give his personal opinion. Rather, he presents the corporation’s ‘position’ on the topic.”3 The designee testifies on behalf of the corporation and thus holds it accountable.4

With regard to choosing a deponent to speak on behalf of the corporation, companies “have a duty to make a conscientious, good-faith effort to designate knowledgeable persons for Rule 30(b)(6) depositions and to prepare them to fully and unevasively answer questions about the designated subject matter.”5 Notably, and because Rule 30(b)(6) explicitly requires a company to have persons [528]*528testify on its behalf as to all matters reasonably available to it,6 this Court has held that the Rule “implicitly requires persons to review all matters known or reasonably available to [the corporation] in preparation for the 30(b)(6) deposition.”7 In other words, personal knowledge of the designated subject matter by the selected deponent is of no consequence.8

Thus, the Rule makes clear that a party is not permitted to undermine the beneficial purposes of the Rule by responding that no witness is available who personally has direct knowledge concerning the areas of inquiry.9 If need be, the responding party “must prepare deponents by having them review prior fact witness deposition testimony as well as documents and deposition exhibits.”10 Any other interpretation of the Rule would allow the responding corporation to “sandbag” the deposition process.11

Although the Court readily acknowledges that the requirements listed above may be onerous, the burden upon such a responding entity is justified since a corporation can only act through its employees. These requirements negate any possibility that an inquiring party will be directed back and forth from one corporate representative to another, vainly searching for a deponent who is able to provide a response which would be binding upon that corporation.

Thus, to allow the Rule to effectively function, the requesting party must take care to designate, with painstaking specificity, the particular subject areas that are intended to be questioned, and that are relevant to the issues in dispute. Then, and as noted above, the responding party “must make a conscientious good-faith endeavor to designate the persons having knowledge of the matters sought by [the interrogator] and to prepare those persons in order that they can answer fully, completely, unevasively, the questions posed by [the interrogator] as to the relevant subject matters.”12 Once notified as to the reasonably particularized areas of inquiry, the corporation then “must not only produce such number of persons as will satisfy the request, but more importantly, prepare them so that they may give complete, knowledgeable and binding answers on behalf of the corporation.”13

The Court now turns to the Rule 30(b)(6) Notice of Deposition at issue here. Upon review of the

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Sprint Communications Co. v. Theglobe.com, Inc., 236 F.R.D. 524, 2006 U.S. Dist. LEXIS 18880, 2006 WL 931549 (D. Kan. 2006).

236 F.R.D. 524 (Sprint Communications Co. v. Theglobe.com, Inc.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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