1 UNITED STATES DISTRICT COURT
2 DISTRICT OF NEVADA
3 * * *
4 THOMAS R. LAYTON, an individual, Case No. 2:14-cv-1347-GMN-EJY
5 Plaintiff, ORDER 6 v.
7 GREEN VALLEY VILLAGE COMMUNITY ASSOCIATION, dba 8 GREEN VALLEY VILLAGE HOA, et al.,,
9 Defendants.
10 11 Pending before the Court is Plaintiff’s Motion to Compel Discovery and Request for 12 Sanctions. ECF No. 132. The Court considered Plaintiff’s Motion, Defendants’ Opposition (ECF 13 No. 133), and Plaintiff’s Reply (ECF No. 135). 14 I. Background 15 Plaintiff brings this Motion arguing he’s been trying to schedule Defendants’ depositions 16 since November 16, 2023, but Defendants have refused to cooperate. ECF No. 132 at 3-4. Plaintiff 17 asks the Court to require Joe Yakubik, former Defendant and manager of Assured Real Estate, Inc. 18 (“Assured”), to appear for deposition, at least potentially, as Assured and Green Valley Village 19 HOA’s (“GV HOA”) person most knowledgeable under Federal Rule of Civil Procedure 30(b)(6).1 20 Id. at 1, 5-6. Plaintiff also asks the Court to sanction Defendants under Federal Rule of Civil 21 Procedure 37(d)(1) by (1) precluding Mr. Yakubik from testifying for Defendants at trial, and (2) 22 ordering Defendants and defense counsel to pay a reasonable monetary penalty in connection with 23 Plaintiff’s Motion and attempt to schedule depositions. Id. at 6. 24 Defendants counter Plaintiff’s arguments by demonstrating Plaintiff never properly noticed 25 any depositions. ECF No. 133 at 1. Defense counsel says he repeatedly advised Plaintiff to comply 26 with the requirements established by Fed. R. Civ. P. 30(b)(6), but Plaintiff refused to describe 27 deposition topics with the “reasonable particularity” required. Id. at 2. Defendants further say 1 Plaintiff wants Mr. Yakubik to appear for a 30(b)(6) deposition one day before the start of the Nevada 2 State Bar exam despite knowing Mr. Yakubik is taking the exam. Id. Defendants argue the proximity 3 of the demanded deposition date to the Nevada Bar Exam shows Plaintiff seeks to use enforcement 4 of his discovery rights as a weapon. Id. In Reply, Plaintiff admits he has not noticed depositions, but 5 argues he cannot do so without Defendants providing potential deposition dates. ECF No. 135 at 2. 6 Underlying the parties’ respective positions are a series of email exchanges summarized here. 7 In the email series, the parties go back and forth with (1) Plaintiff never clearly identifying the topics 8 for a business entity deposition under Fed. R. Civ. P. 30(b)(6), and (2) Defendants trying to decipher 9 what Plaintiff seeks while attempting to identify the person or persons who will appear for 10 depositions. Plaintiff first emailed defense counsel on November 16, 2023 proposing deposition dates 11 without identifying the witnesses he sought to depose. ECF No. 133 at 19. Defense counsel 12 responded asking for a list of deponents and 30(b)(6) topics so that the proper individuals could be 13 identified. Id. A week later, Plaintiff replied identifying the deposition topic as “the policies and 14 procedures from the 2010-2011 timeframe of the underlying incidents.” Id. at 24. Plaintiff expressed 15 hope that Assured and GV HOA still had someone on the board who would appear. Id. Defense 16 counsel responded by asking Plaintiff to confirm that Defendants’ Fed. R. Civ. P. 30(b)(6) deponent 17 should be available to answer questions on the following two topics: “1. GVV’s policies and 18 procedures applicable to the underlying dispute. 2. Assured’s policies and procedures applicable to 19 the underlying dispute.” Id. at 23. Plaintiff agreed those were “the basic topics,” but he wanted to 20 review responses to interrogatories and requests for production before committing to final topics. Id. 21 The next communication occurred on December 13, 2023 when Plaintiff sought dates in 22 January “for the first two PMQ depositions” stating he was available from January 15 through 29, 23 2024. ECF No. 132 at 13. Defense counsel responded he would “check with Yakubik as I know he 24 will be the 30b6 for Assured.” Id. Defense counsel reminded Plaintiff he was going to provide Rule 25 30(b)(6) deposition topics for GV HOA so counsel could identify the person “best suited to testify.” 26 Id. Plaintiff replied “[t]he basic topics” included, but were not limited to “policies and procedures of 27 the HOA, accounting practices, hiring practices, their vetting of employees and contractors, their 1 Plaintiff next emailed defense counsel on January 3, 2024 asking for dates on which he could 2 set depositions, receiving a response from defense counsel on January 17th suggesting the month of 3 February without proving any specific dates on which he or his clients were available. ECF No. 133 4 at 29. Plaintiff responded the same day that he would check his availability and be back in touch. Id. 5 The next day, defense counsel emailed Plaintiff explaining the GV HOA 30(b)(6) would “probably 6 … be Joe,” but he would not be able to confirm until Plaintiff served a deposition notice and 7 deposition topics. Id. at 28. Plaintiff responded by asking if “Joe” would appear as the “PMQ” for 8 both Defendants. Id. Defense counsel replied, “possibly,” but also stated that “PMQ” was replaced 9 by Rule 30(b)(6). Id. Defense counsel told Plaintiff that depending on the topics Plaintiff identified, 10 “Joe” might be the 30(b)(6) deponent. Id. Plaintiff rejected this proposition stating that he wanted 11 to depose “either the President or the actual Board Member of the HOA,” and if these individuals 12 were identified as the entities witness, he would simply subpoena them and “skip the PMQ” 13 altogether. Id. 14 On January 22, 2024, Plaintiff emailed defense counsel stating he had “made it clear” that he 15 would be “asking about the relationships, contractual agreements, and history of Assured …, Joe 16 Yakubik, and Green Valley Village HOA” and, therefore Mr. Yakubik could not “represent all parties 17 regarding these matters.” Id. at 34. Expressing frustration, defense counsel replied that he:
18 made it clear, there is no such thing as a PMQ deposition. FRCP 30(b)(6) sets forth the procedure for designating a witness to testify on behalf of an entity. In order to 19 identify the correct witness, I will need the topics, which need to be described with ‘reasonable particularity.’ Please send me the draft notice or bullet points of the 20 specific topics so that I may work with GVV toward finding someone to testify, who may be Mr. Yakubik. 21 22 Id. at 33. 23 II. Discussion 24 In order to take the deposition of a business entity (as opposed to individual percipient 25 witnesses), the deposition must be noticed in compliance with Federal Rule of Civil Procedure 26 30(b)(6). Guinnane v. Dobbins, 479 F. Supp. 3d 989, 994 (D. Mont. 2020) (“Rule 30(b)(6) requires 27 an organization subject to proper notice to produce a witness who can answer questions about the 1 with the requirement of this Rule. King v. Atiyeh, 814 F.2d 565, 567 (9th Cir. 1987) (“[pro se] 2 litigants must follow the same rules of procedure that govern other litigants”). 3 The purpose of Rule 30(b)(6) “is to streamline the discovery process.” Great American Ins. 4 Co.
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1 UNITED STATES DISTRICT COURT
2 DISTRICT OF NEVADA
3 * * *
4 THOMAS R. LAYTON, an individual, Case No. 2:14-cv-1347-GMN-EJY
5 Plaintiff, ORDER 6 v.
7 GREEN VALLEY VILLAGE COMMUNITY ASSOCIATION, dba 8 GREEN VALLEY VILLAGE HOA, et al.,,
9 Defendants.
10 11 Pending before the Court is Plaintiff’s Motion to Compel Discovery and Request for 12 Sanctions. ECF No. 132. The Court considered Plaintiff’s Motion, Defendants’ Opposition (ECF 13 No. 133), and Plaintiff’s Reply (ECF No. 135). 14 I. Background 15 Plaintiff brings this Motion arguing he’s been trying to schedule Defendants’ depositions 16 since November 16, 2023, but Defendants have refused to cooperate. ECF No. 132 at 3-4. Plaintiff 17 asks the Court to require Joe Yakubik, former Defendant and manager of Assured Real Estate, Inc. 18 (“Assured”), to appear for deposition, at least potentially, as Assured and Green Valley Village 19 HOA’s (“GV HOA”) person most knowledgeable under Federal Rule of Civil Procedure 30(b)(6).1 20 Id. at 1, 5-6. Plaintiff also asks the Court to sanction Defendants under Federal Rule of Civil 21 Procedure 37(d)(1) by (1) precluding Mr. Yakubik from testifying for Defendants at trial, and (2) 22 ordering Defendants and defense counsel to pay a reasonable monetary penalty in connection with 23 Plaintiff’s Motion and attempt to schedule depositions. Id. at 6. 24 Defendants counter Plaintiff’s arguments by demonstrating Plaintiff never properly noticed 25 any depositions. ECF No. 133 at 1. Defense counsel says he repeatedly advised Plaintiff to comply 26 with the requirements established by Fed. R. Civ. P. 30(b)(6), but Plaintiff refused to describe 27 deposition topics with the “reasonable particularity” required. Id. at 2. Defendants further say 1 Plaintiff wants Mr. Yakubik to appear for a 30(b)(6) deposition one day before the start of the Nevada 2 State Bar exam despite knowing Mr. Yakubik is taking the exam. Id. Defendants argue the proximity 3 of the demanded deposition date to the Nevada Bar Exam shows Plaintiff seeks to use enforcement 4 of his discovery rights as a weapon. Id. In Reply, Plaintiff admits he has not noticed depositions, but 5 argues he cannot do so without Defendants providing potential deposition dates. ECF No. 135 at 2. 6 Underlying the parties’ respective positions are a series of email exchanges summarized here. 7 In the email series, the parties go back and forth with (1) Plaintiff never clearly identifying the topics 8 for a business entity deposition under Fed. R. Civ. P. 30(b)(6), and (2) Defendants trying to decipher 9 what Plaintiff seeks while attempting to identify the person or persons who will appear for 10 depositions. Plaintiff first emailed defense counsel on November 16, 2023 proposing deposition dates 11 without identifying the witnesses he sought to depose. ECF No. 133 at 19. Defense counsel 12 responded asking for a list of deponents and 30(b)(6) topics so that the proper individuals could be 13 identified. Id. A week later, Plaintiff replied identifying the deposition topic as “the policies and 14 procedures from the 2010-2011 timeframe of the underlying incidents.” Id. at 24. Plaintiff expressed 15 hope that Assured and GV HOA still had someone on the board who would appear. Id. Defense 16 counsel responded by asking Plaintiff to confirm that Defendants’ Fed. R. Civ. P. 30(b)(6) deponent 17 should be available to answer questions on the following two topics: “1. GVV’s policies and 18 procedures applicable to the underlying dispute. 2. Assured’s policies and procedures applicable to 19 the underlying dispute.” Id. at 23. Plaintiff agreed those were “the basic topics,” but he wanted to 20 review responses to interrogatories and requests for production before committing to final topics. Id. 21 The next communication occurred on December 13, 2023 when Plaintiff sought dates in 22 January “for the first two PMQ depositions” stating he was available from January 15 through 29, 23 2024. ECF No. 132 at 13. Defense counsel responded he would “check with Yakubik as I know he 24 will be the 30b6 for Assured.” Id. Defense counsel reminded Plaintiff he was going to provide Rule 25 30(b)(6) deposition topics for GV HOA so counsel could identify the person “best suited to testify.” 26 Id. Plaintiff replied “[t]he basic topics” included, but were not limited to “policies and procedures of 27 the HOA, accounting practices, hiring practices, their vetting of employees and contractors, their 1 Plaintiff next emailed defense counsel on January 3, 2024 asking for dates on which he could 2 set depositions, receiving a response from defense counsel on January 17th suggesting the month of 3 February without proving any specific dates on which he or his clients were available. ECF No. 133 4 at 29. Plaintiff responded the same day that he would check his availability and be back in touch. Id. 5 The next day, defense counsel emailed Plaintiff explaining the GV HOA 30(b)(6) would “probably 6 … be Joe,” but he would not be able to confirm until Plaintiff served a deposition notice and 7 deposition topics. Id. at 28. Plaintiff responded by asking if “Joe” would appear as the “PMQ” for 8 both Defendants. Id. Defense counsel replied, “possibly,” but also stated that “PMQ” was replaced 9 by Rule 30(b)(6). Id. Defense counsel told Plaintiff that depending on the topics Plaintiff identified, 10 “Joe” might be the 30(b)(6) deponent. Id. Plaintiff rejected this proposition stating that he wanted 11 to depose “either the President or the actual Board Member of the HOA,” and if these individuals 12 were identified as the entities witness, he would simply subpoena them and “skip the PMQ” 13 altogether. Id. 14 On January 22, 2024, Plaintiff emailed defense counsel stating he had “made it clear” that he 15 would be “asking about the relationships, contractual agreements, and history of Assured …, Joe 16 Yakubik, and Green Valley Village HOA” and, therefore Mr. Yakubik could not “represent all parties 17 regarding these matters.” Id. at 34. Expressing frustration, defense counsel replied that he:
18 made it clear, there is no such thing as a PMQ deposition. FRCP 30(b)(6) sets forth the procedure for designating a witness to testify on behalf of an entity. In order to 19 identify the correct witness, I will need the topics, which need to be described with ‘reasonable particularity.’ Please send me the draft notice or bullet points of the 20 specific topics so that I may work with GVV toward finding someone to testify, who may be Mr. Yakubik. 21 22 Id. at 33. 23 II. Discussion 24 In order to take the deposition of a business entity (as opposed to individual percipient 25 witnesses), the deposition must be noticed in compliance with Federal Rule of Civil Procedure 26 30(b)(6). Guinnane v. Dobbins, 479 F. Supp. 3d 989, 994 (D. Mont. 2020) (“Rule 30(b)(6) requires 27 an organization subject to proper notice to produce a witness who can answer questions about the 1 with the requirement of this Rule. King v. Atiyeh, 814 F.2d 565, 567 (9th Cir. 1987) (“[pro se] 2 litigants must follow the same rules of procedure that govern other litigants”). 3 The purpose of Rule 30(b)(6) “is to streamline the discovery process.” Great American Ins. 4 Co. of New York v. Vegas Const. Co., Inc., 251 F.R.D. 534, 538 (D. Nev. 2008) citing Resolution 5 Trust Corp. v. Southern Union Co., Inc., 985 F.2d 196, 197 (5th Cir. 1993). The Rule “serves a 6 unique function in allowing for a specialized form of deposition.” Id. citing Sprint Commc’ns Co., 7 L.P. v. Theglobe.com, Inc., 236 F.R.D. 524, 527 (D. Kan. 2006). “The rule ‘gives the corporation 8 being deposed more control by allowing it to designate and prepare a witness to testify on the 9 corporation’s behalf.’” Id. quoting U.S. v. Taylor, 166 F.R.D. 356, 360 (M.D.N.C. 1996). 10 Under Fed. R. Civ. P. 30(b)(6), the party seeking the deposition must describe with 11 reasonable particularity the matters for examination. Great American, 251 F.R.D. at 538. “The test 12 for reasonable particularity is whether the request places the party upon reasonable notice of what is 13 called for or what is not.” Carlson v. Sam’s W., Inc., Case No. 2:17-CV-02882-MMD-GWF, 2018 14 WL 4094856, at *2 (D. Nev. Aug. 28, 2018). “The named organization must then designate one or 15 more persons to testify on its behalf and may set out the matters on which each person designated 16 will testify.” Id. Plaintiff, who repeatedly referred to “PMQ” depositions, but was told on more than 17 one occasion that he needed to comply with the requirements of Fed. R. Civ. P. 30(b)(6), never served 18 a notice of deposition on Defendants let alone one that described with reasonable particularity the 19 topics on which he would seek testimony. For this reason alone, to the extent Plaintiff seeks an order 20 compelling a Rule 30(b)(6) deposition, that request is denied.2 21 Further, although an entity that fails to designate a witness under Rule 30(b)(6) may be 22 compelled to do so under Rule 37(a)(3)(B)(ii), here, Defendants are not compelled to appear for such 23 deposition in the absence of a deposition notice and reasonably particular topics identified by
24 2 The Court notes that if Plaintiff does not seek an order compelling Mr. Yakubik to appear for a 30(b)(6) deposition, but instead seeks dates on which Mr. Yakubik would appear as a percipient witness, he still has not served a 25 notice of deposition. While the Court understand scheduling discussions have gone on over several months, the Court finds both parties at fault. The Order below provides Plaintiff time to depose a 30(b)(6) witness and individual witnesses. 26 The Order also provides a date by which the parties must meet and confer at which time the parties must select deposition dates. The parties must be prepared at the meet and confer with their respective availability. Defense counsel must have 27 conferred with Mr. Yakubik and know dates on which he is available for deposition. Prior to the meet and confer, if 1 Plaintiff. Similarly, sanctions under Fed. R. Civ. P. 37(d)(1) are not warranted. This Rule allows the 2 Court to sanction “a party or a party’s officer, director, or managing agent – or a person designated 3 under Rule 30(b)(6)” who fails to appear “after being served with proper notice.” Fed. R. Civ. P. 4 37(d)(1)(A)(i). In the absence of a notice, there is no basis to sanction. Id. 5 As stated above, Defendants are entitled to designate the witness or witnesses who will 6 appear under Rule 30(b)(6). Great American, 251 F.R.D. at 538. A 30(b)(6) witness testifies on 7 behalf of the entity for whom the witness appears and, therefore, binds the entity with that testimony. 8 Id. (the testimony of a Rule 30(b)(6) witness “represents the knowledge of the corporation, not of 9 the individual deponents” and “[a] corporation has a duty under Rule 30(b)(6) to provide a witness 10 who is knowledgeable in order to provide binding answers on behalf of the corporation”) (internal 11 citations and quote marks omitted). Of course, Plaintiff is not required to set a deposition under Rule 12 30(b)(6). Plaintiff can, instead (or in addition) notice depositions of individual witnesses; however, 13 individual percipient witnesses testify based on their personal knowledge and do not bind the entity 14 for whom they appear. Reno v. Western Cab Co., Case No. 2:18-cv-00840-APG-NJK, 2020 WL 15 5902318 at *2 n.2. (D. Nev. Aug. 31, 2020) (distinguishing the 30(b)(6) deponent from the percipient 16 witness). In sum, if Plaintiff proceeds with a Rule 30(b)(6) deposition, he must comply with the letter 17 and spirit of the Rule. If Plaintiff wishes to take individual witness depositions, he must notice them 18 with dates on which the witnesses are available. 19 III. Order 20 Accordingly, and based on the foregoing, IT IS HEREBY ORDERED that Plaintiff’s Motion 21 to Compel Discovery and Request for Sanctions (ECF No. 132) is DENIED. 22 IT IS FURTHER ORDERED that the deadline to complete discovery is extended to June 24, 23 2024 to allow Plaintiff the opportunity to either comply with and notice depositions under Federal 24 Rule of Civil Procedure 30(b)(6) or otherwise notice and take depositions of individual witnesses. 25 Dispositive motions are due no later than July 24, 2024. If no dispositive motions are filed, the due 26 date for filing the joint pre-trial order is August 23, 2024. If one or more dispositive motion is 27 pending on August 23, 2024, the due date for the joint pretrial order is automatically reset to thirty ] IT IS FURTHER ORDERED that the parties must meet and confer in person or by Zoom | 2 || by Zoom, defense counsel must initiate the conference) no later than 5 p.m. on April 5, 2024. 3 IT IS FURTHER ORDERED that no later than 5 p.m. on April 1, 2024, Plaintiff mu 4 || provide Defendants (via email) with a written list of all topics on which he intends to questic 5 || Defendants’ Rule 30(b)(6) witness (if any). The topics must be reasonably particular so th 6 || Defendants and the witness can properly prepare for the deposition. 7 IT IS FURTHER ORDERED that at the meet and confer: 8 1. Plaintiff must have identified multiple dates on which he is available to condu 9 || depositions. The available dates must be no sooner than April 15 and no later than May 10, 2024. 10 2. Defendants must have multiple dates on which Joe Yakubik is available f 11 |} deposition (whether as a 30(b)(6) or percipient witness) on dates commencing with April 15 a1 12 |} ending on May 10, 2024. 13 3. Defendants must also have identified multiple dates on which any individual oth 14 || than or in addition to Mr. Yakubik is available to appear for a Rule 30(b)(6) deposition. Those dat 15 |} must be no sooner than April 15 and no later than May 10, 2024. 16 IT IS FURTHER ORDERED that, while the Court strongly recommends the parties resol 17 || these matters on their own, if the parties cannot reach agreement at the meet and confer □□□□□□□□ 18 |} who will appear, when the individual or individuals will appear, and/or what 30(b)(6) depositic 19 || topics Plaintiff may inquire into, the parties must contact chambers no later than 12 noon on Api 20 || 9, 2024 by calling Emily Santiago seeking a date for a hearing at which the Court will resolve < 21 || outstanding issues. 22 Dated this 26th day of March, 2024. n □ CLAY —. 7 □ CAV ONITELS TATESWAG □□□ TE JUDGE 25 26 27 28